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Judicial Watch • Ralph R. Erickson – 2005

Ralph R. Erickson – 2005

Ralph R. Erickson – 2005

Page 1: Ralph R. Erickson – 2005

Category:Federal Judges

Number of Pages:8

Date Created:December 5, 2006

Date Uploaded to the Library:October 15, 2014

Tags:alerus, Aetna, Erickson, Ralph R Erickson, Ralph, Insurance, Growth, 2005, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge

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Repon Required the Ethics 
AOlO Govemmem Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Erickson, Ralph Court Organization. District North Dakota Date Report 05/J 112006 Tiiie (Article III judges indicate active senior status; magistrate judges indicate full-or part-lime) District Judge-Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/0112005 1213112005 
Sb. Amended Repon Chambers Office Address Quentin Burdick Courthouse 655 !st Ave. N., Ste. 410 Fargo, ND58102-4952 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, .in compliance with applicable laws and regulations. Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying thisfonn must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSITIONS. (Reporting_ ilidividtud only;see pp. 9-13 o/instructibns.) NONE (No reportable positions.) ORGANIZATION/ENTITY Personal Representative Estate Trustee Trust 
,._, ::0 a-U>Z ::;:::::i:-< 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 o/instruaions.) c::i> :::cz NONE (No reportable agreements.) c.; 
PARTIES AND TERMS .,, 1/15/88 401K Ohnstad Twichell, P.C. .r= 
2/15/93 NDPERS County Retirement Plan 
1/02/05 NDPERS State Judicial Retirement Plan 
12131/96 457(b) Plan State North Dakota 
Date Report 
Erickson, Ralph 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
Date Report 
Erickson, Ralph 
05/11/2006 GJFTS. (Includes those spouse and dependent children. See pp. 28-31 instnu:lions.) 
IKJ NONE (No reportable gifts) 
Date Report 
Erickson, Ralph 
VII. INVESTMENTS and TRUSTS --income, alue, transactions (includes those the spouse and dependent children. See pp. 34-57 of.filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income dwing Gross value end Transactions dwing reponing period 
(including nust assets) reportin period reportiog period 
(I) (2) (I) (2) (I) Jfnot exempt from disclosuJc 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type(e.g. div., rent. int.) Value Code2 {J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code {J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) 
LAWSHX Dividend 
2.AGRB(X) None 
Inc.common stock Avaya None T,, Intel, Inc., common stock Dividend Luccommon stock ent Technologies, Inc. None Oakrnark Select, mutual fund Dividend Proctor Gamble, common s)ock Dividend 
common stock Wells Fargo Co. Dividend PIMCO High Yield Fund #108, Alerus Financial (SEP IRA) PIDYX Interest sell 4/20 Federated Max Cap Fund, #39, Alerus Financial (SEP IRA) Div.Int. sell 4120 
11. Federated Mid Cap Fund #151 Alerus Financial (SEP IRA) Div.Int. sell 4120 
12. Federated International Equity Fu#06 Alerus (SEP IRA) Div.lnt. ,sell 4120 
13. SEI Small Cap Growth Fund #67 Alerus Financial (SEP IRA) Div. Int. sell 1104 
14. North. Inst. Funds Prime Obligation, Alerus SEP IRA NPAXX Interest sell 6130 
15. Federated Kaufmann Small Cap Alerus SEP IRA SEP IRA FKASX buy 4120 
16. Goldman Sachs Real Estate Securities Fund #639 SEP IRA GREIX Dividend buy 4120 Fidelity Advisors Midcap Fund #533 Alerus SEP IRA FMCCX Dividend buy 4120 Income Gain Codes: =$1,000 less =$1.001 -$2.SOO =$2.501  $5.000 =$5.001 -$15.000 E=Sl5,00J -$50.000 (Sec Columns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
(See Columns and DJ) =$250.001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5.000.000 =$5,000,001 -$25,000,000 
Value Cod =$15,000 less =$15.001 -$50,000 L=$50,001-$100,000 =$100_.001 
Value Method Codes =$25.000,001 -$50,000,000 =Cost (RealEstarc Only) =More thau $50,000,000 =Cash Marker (Sec Column C2) V=Other =Appraisal =Assessment 
U=BootValue =Eslimated 
Date Report 
Erickson, Ralph 
VII. INVESTMENTS and TRUSTS -income, value, transactions  ONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(2) not exempt from disclosure 
Place (X) after each asset 
exempt from prior disclosure 
buy, sell, 
(A-H) int.) (J-P) Code3 merger, Mcmth Code2 Code buyer/seller 
CQ-W) redemption) Day (J-P) (A-H) (if private 
18. Goldman Sachs Core Equity Alerus SEP IRA GSELX Dividend buy 4120 
I9. Oppenheimer Real Asset Fund Alerus SEP IRA ORA Dividend buy 9/07 
20. Royce Opportunity Fund Alerus SEP IRARYPNX Dividend buy 4120 
21. Fidelity Investors Diversified Int. Fd. Alerus SEP FDVIX Dividend buy 4/20 
22. Federated Capital Reserve Fund, State Bank Trust (X) 401K Dividend 
23. Jefferson Pilot Life Insurance, cash value insurance None transfer 
24: ING Aetna 457(b) ING (Aetna) Index Plus Large Cap. Div.lnt. 
25. ING Aetna 457(b) Fidelity VIP Growth Portfolio 109 Div.lnt. 
26. ING Aetna 457(b) Janus Aspen Aggressive Growth Port. 1I9 Dividend transfer 4115* 
27. ING Aetna 457(b) .Rowe Price Gr-Init-449 Dividend transfer 415* 
28. ING Aetna 457(b) Janus Aspen Worldwide Growth Port. 123 Dividend transfer 4/15* 
29. ING Aetna 457(b) Oppenheimer Global Pt-Init-432 Dividend transfer 4/15* 
30. Gate City Savings--Savings Account Interesr Digi!al Broadcasr Corporation None 
32. Coin Collec!ion-Estate 
33. Phoenix Home Mutual Life Insurance Policy-Trust 
34. Guardian Insurance (Spouses Life Insurance Cash Value) Dividend Income Gain Codes: =SI ,000 less =Sl.001 -$2.500 c=$2.501-$5,000 =$5,001 -$15.000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 G=SI00,001-$1,000,000 =Sl.000,001 -$5,000,000 =Mon: than $5.000,000 
2.Value Codes =$15.000 less =SIS.DOI -$50,000 L=SS0,001-$100.000 =$100,001 -$250.000 
(See Columns and 03) oo$2SO,OOI -$500,000 0=$500,001-$1,000,000 =Sl,000.001. ss.000.000 =$5.000.001 -$25,000,000 
3.Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 T=CasbMarlcet 
(See Column C2) Q=Appraisal V=Otber =Asscssmenl 
U=BookValue W=Estimatcd 
Date Report 
Erickson, Ralph 
VII. INVESTMENTS and TRUSTS income, yaJue, transaaions (includes those of/he spouse and depentknt children. See pp. 34-57 filing instruawns) 
NONE (No reponable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during Gross valoe end reporting period reporting period Transactions during reponing period 
(I) (2) (I) (2) (I) Jfno1 exempt from disclosure 
Amount CodeI (A-H) Type(e.g. Value div., ren Code2 int.) (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Mooth-Day (3) Value Code2 (J-P) (4) Gain Code! (A-H) (5) Identity buyer/seller (ifprivate transaction) 
35. Guardian Insurance (Cash Value) Dividend 
36. Guardian Insurance (Cash Value) Dividend 
37. Jackson National Life Dividend Income Gain Codes: =SJ,OOO Joss =SJ ,001 $2,500 C-$2,501 -SS.000 D=SS.001 SIS,000 E=Sl5,001 -$50,000 
(Sec Columns and 04) F=SS0,001 -$100.000 =SI00.001 -$1,000,000 -ss.000.000 H2=More than SS,000.000 Value Codes J=SIS,000 less =$15,001 -$50,000 L=S50,00I $100.000 =SI00,001  $250,000 
(Sec Columns and 03) =$250.00 -$500,000 O=S500,00l -$J,OOO,OOO =$1,000.001-$5,000,000 -ru.000.000 Value Method Codes -sso.000.000 =Cost (Real Estate Only) =More thao $50,000,000 T=CashMarlcet 
(Sec Column C2) Q=Appraisal =Other =Assessment 
U=BookValuc =Estimaled 
Sec. VII Line 23. Transferred cash value Jefferson Pilot Guardian Life Insurance l.R.C. 1035 transfer. The code for the amount transferred and 
however, inadvertantly failed disclose that the Jefferson Pilot policy had been surrendered the exchange. 
Sec. VII Lines and 27. All funds the Janus Aspen Aggressive Growth Fund were rolled into the T.Rowe Price Growth fund. 
Sec. VII Lines and 29. All funds the Jansu Aspen Worldwide Growth Portfolio were rolled into the Oppenheimer Global Fund. 
Date Report 
Erickson, Ralph 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatur Date 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544