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Judicial Watch • Ralph R Erickson Financial Disclosure Report for 2005

Ralph R Erickson Financial Disclosure Report for 2005

Ralph R Erickson Financial Disclosure Report for 2005

Page 1: Ralph R Erickson Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:8

Date Created:December 5, 2006

Date Uploaded to the Library:November 13, 2013

Tags:alerus, Aetna, Erickson, Ralph R Erickson, Ralph, Insurance, Growth, 2005, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge

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Repon Required the Ethics 
AOlO Govemmem Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Erickson, Ralph Court Organization. District North Dakota Date Report 05/J 112006 Tiiie (Article III judges indicate active senior status; magistrate judges indicate full-or part-lime) District Judge-Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/0112005 1213112005  
Sb. Amended Repon Chambers Office Address Quentin Burdick Courthouse 655 !st Ave. N., Ste. 410 Fargo, ND58102-4952 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, .in compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying thisfonn must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSITIONS. (Reporting_ ilidividtud only;see pp. 9-13 o/instructibns.) NONE (No reportable positions.) ORGANIZATION/ENTITY Personal Representative Estate Trustee Trust 
,._,  ::0 a-U>Z  ::;:::::i:-<  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 o/instruaions.)  c::i> :::cz  NONE (No reportable agreements.)  c.; )'> '11  
PARTIES AND TERMS  .,, 1/15/88  401K Ohnstad Twichell, P.C.  .r= 
2/15/93 NDPERS County Retirement Plan 
1/02/05 NDPERS State Judicial Retirement Plan 
12131/96 457(b) Plan State North Dakota 

Date Report 
Erickson, Ralph 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

Date Report 
Erickson, Ralph 
05/11/2006 GJFTS. (Includes those spouse and dependent children. See pp. 28-31 instnu:lions.) 
IKJ NONE (No reportable gifts) 



Date Report 
Erickson, Ralph 

VII. INVESTMENTS and TRUSTS --income, alue, transactions (includes those the spouse and dependent children. See pp. 34-57 of.filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income dwing  Gross value end  Transactions dwing reponing period  
(including nust assets)  reportin period  reportiog period  
(I)  (2)  (I)  (2)  (I)  Jfnot exempt from disclosuJc  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g. div., rent. int.)  Value Code2 {J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code {J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

LAWSHX  Dividend  
2.AGRB(X)  None  
Inc.common stock Avaya  None  T,, Intel, Inc., common stock  Dividend Luccommon stock ent Technologies, Inc. None Oakrnark Select, mutual fund  Dividend Proctor Gamble, common s)ock  Dividend  
common stock Wells Fargo Co.  Dividend PIMCO High Yield Fund #108, Alerus Financial (SEP IRA) PIDYX  Interest sell 4/20 Federated Max Cap Fund, #39, Alerus Financial (SEP IRA)  Div.Int.  sell 4120  
11. Federated Mid Cap Fund #151 Alerus Financial (SEP IRA)  Div.Int.  sell 4120  
12. Federated International Equity Fu#06 Alerus (SEP IRA)  Div.lnt. ,sell 4120  
13. SEI Small Cap Growth Fund #67 Alerus Financial (SEP IRA)  Div. Int.  sell 1104  
14. North. Inst. Funds Prime Obligation, Alerus SEP IRA NPAXX  Interest sell 6130  
15. Federated Kaufmann Small Cap Alerus SEP IRA SEP IRA FKASX buy 4120  
16. Goldman Sachs Real Estate Securities Fund #639 SEP IRA GREIX  Dividend buy 4120 Fidelity Advisors Midcap Fund #533 Alerus SEP IRA FMCCX  Dividend buy 4120 Income Gain Codes: =$1,000 less =$1.001 -$2.SOO =$2.501  $5.000 =$5.001 -$15.000 E=Sl5,00J -$50.000 (Sec Columns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
(See Columns and DJ) =$250.001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5.000.000 =$5,000,001 -$25,000,000 
Value Cod =$15,000 less =$15.001 -$50,000 L=$50,001-$100,000 =$100_.001 
Value Method Codes =$25.000,001 -$50,000,000 =Cost (RealEstarc Only) =More thau $50,000,000 =Cash Marker (Sec Column C2) V=Other =Appraisal =Assessment 
U=BootValue =Eslimated 

Date Report 
Erickson, Ralph 
VII. INVESTMENTS and TRUSTS -income, value, transactions  ONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(2) not exempt from disclosure 

Place "(X)" after each asset 

exempt from prior disclosure 

buy, sell, 
(A-H) int.)  (J-P)  Code3  merger,  Mcmth Code2  Code  buyer/seller  
CQ-W)  redemption)  Day  (J-P)  (A-H)  (if private  

18. Goldman Sachs Core Equity Alerus SEP IRA GSELX  Dividend  buy  4120  
I9. Oppenheimer Real Asset Fund Alerus SEP IRA ORA  Dividend  buy  9/07  
20. Royce Opportunity Fund Alerus SEP IRARYPNX  Dividend  buy  4120  
21. Fidelity Investors Diversified Int. Fd. Alerus SEP FDVIX  Dividend  buy  4/20  
22. Federated Capital Reserve Fund, State Bank Trust (X) 401K  Dividend  
23. Jefferson Pilot Life Insurance, cash value insurance  None  transfer  
24: ING Aetna 457(b) ING (Aetna) Index Plus Large Cap.  Div.lnt.  
25. ING Aetna 457(b) Fidelity VIP Growth Portfolio 109  Div.lnt.  
26. ING Aetna 457(b) Janus Aspen Aggressive Growth Port. 1I9  Dividend  transfer  4115*  
27. ING Aetna 457(b) .Rowe Price Gr-Init-449  Dividend  transfer  415*  
28. ING Aetna 457(b) Janus Aspen Worldwide Growth Port. 123  Dividend  transfer  4/15*  
29. ING Aetna 457(b) Oppenheimer Global Pt-Init-432  Dividend  transfer  4/15*  
30. Gate City Savings--Savings Account  Interesr Digi!al Broadcasr Corporation  None  
32. Coin Collec!ion-Estate  
33. Phoenix Home Mutual Life Insurance Policy-Trust  
34. Guardian Insurance (Spouses Life Insurance Cash Value)  Dividend Income Gain Codes: =SI ,000 less =Sl.001 -$2.500  c=$2.501-$5,000 =$5,001 -$15.000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000  G=SI00,001-$1,000,000 =Sl.000,001 -$5,000,000 =Mon: than $5.000,000  
2.Value Codes =$15.000 less =SIS.DOI -$50,000  L=SS0,001-$100.000 =$100,001 -$250.000  
(See Columns and 03) oo$2SO,OOI -$500,000  0=$500,001-$1,000,000 =Sl,000.001. ss.000.000 =$5.000.001 -$25,000,000  
3.Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000  T=CasbMarlcet  
(See Column C2)  Q=Appraisal  V=Otber =Asscssmenl  
U=BookValue  W=Estimatcd  

Date Report

Erickson, Ralph 

VII. INVESTMENTS and TRUSTS income, yaJue, transaaions (includes those of/he spouse and depentknt children. See pp. 34-57 filing instruawns) 
NONE (No reponable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during Gross valoe end reporting period reporting period Transactions during reponing period  
(I)  (2) (I)  (2)  (I)  Jfno1 exempt from disclosure  
Amount CodeI (A-H)  Type(e.g. Value div., ren Code2 int.) (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Mooth-Day  (3) Value Code2 (J-P)  (4) Gain Code! (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

35. Guardian Insurance (Cash Value)  Dividend  
36. Guardian Insurance (Cash Value)  Dividend  
37. Jackson National Life  Dividend Income Gain Codes: =SJ,OOO Joss =SJ ,001 $2,500  C-$2,501 -SS.000  D=SS.001 SIS,000  E=Sl5,001 -$50,000  
(Sec Columns and 04)  F=SS0,001 -$100.000 =SI00.001 -$1,000,000 -ss.000.000  H2=More than SS,000.000 Value Codes  J=SIS,000 less =$15,001 -$50,000  L=S50,00I $100.000 =SI00,001  $250,000  
(Sec Columns and 03) =$250.00 -$500,000  O=S500,00l -$J,OOO,OOO =$1,000.001-$5,000,000 -ru.000.000 Value Method Codes -sso.000.000 =Cost (Real Estate Only) =More thao $50,000,000  T=CashMarlcet  
(Sec Column C2)  Q=Appraisal =Other =Assessment  
U=BookValuc =Estimaled  

Sec. VII Line 23. Transferred cash value Jefferson Pilot Guardian Life Insurance l.R.C. 1035 transfer. The code for the amount transferred "K" and 
however, inadvertantly failed disclose that the Jefferson Pilot policy had been surrendered the exchange. 
Sec. VII Lines and 27. All funds the Janus Aspen Aggressive Growth Fund were rolled into the T.Rowe Price Growth fund. 
Sec. VII Lines and 29. All funds the Jansu Aspen Worldwide Growth Portfolio were rolled into the Oppenheimer Global Fund. 
Date Report 

Erickson, Ralph 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatur Date 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544