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Judicial Watch • Ralph R Erickson Financial Disclosure Report for 2007

Ralph R Erickson Financial Disclosure Report for 2007

Ralph R Erickson Financial Disclosure Report for 2007

Page 1: Ralph R Erickson Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:7

Date Created:November 4, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Aetna, Erickson, Ralph R Erickson, Ralph, Insurance, shares, vanguard, 2007, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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sect;; 

A010 Govemmenl Act of1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. opp. 101-lll) Person Reporting (last name. first, middle initial) Erickson, Ralph Court Organization District North Dakota Date Report 05/06/2008 Title (Article lll judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge--Active  Sa. Report Type (check propriate type) Nomination, Date Jnitial [ZJ Annual Final Reporting Period 01/01/2007 2/31/2007  
Sb. Amended Report Chambers Office Address Quentin Burdick Courthouse 655 Jst Ave. N., Ste. 410 Fargo, 58102-4952 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Sign last page. POSIT} NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Personal Representative Estate Trustee Trust ,..._, 
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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1/15/88 401K Ohnstad Twichell, P.C. 2115193  NDPERS County Retirement Plan J/02/05  NDPERS State Judicial Retirement Plan 12/31/96  457(b) Plan State North Dakota  

Date Report 
Erickson, Ralph 

05/06/2008 
II}. N-INVE STMENT ME. (Reporting individual and spouse; see pp. 17-14 offiling instructions.) Filer's Non-Investment Income  
[ZJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME  
(yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 12/31/07 Self-employed Optometrist 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainmenL (includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) University Notre Dame Sept. 9-10, 2007 Notre Dame, Guest Lecturer ITEMS PAJD ORPROVIDED Transportation, food, hotel 

Date Report 
Erickson, Ralph 

05/06/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 offiling instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Erickson, Ralph 
05/06/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; 
NONE (No reportable income, assets, transactions.)  
Description Assets  1ncome during  Gross value end  Transactions ring reporting period  
(including trust assets)  reporting period  reporting period  

(2)(l) (2) (3) (5)
(1) 
Place "(X)" after each asset Amount 
Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code Method buy, sell, Month-Code 'Code buyer/sellerexempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
AWSHX Dividend 
AGR (X) None merger LSI 04/07 
Lsi Logic Corp. None
Income Gain Codes: :=:$ ,000 less B=Si,0-01-$2,500 =$2,501 -$5,0-00 =$5,001 -$15,000 =$15,001 -$50,0-00 (See Columns and D4) =$50,0-01 -$10-0,000 =$100,001 -SJ,00-0,000 =$1,000,001 -$5,000,00-0 =More than $5,000,000 Value Codes = 5,000 Jess st5,0-0I -$50,00-0 =$50,001 -SI00,00-0 100,001 -$250,00-0 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -S1,000,000 =Sl,000,001 -S5,000,000 =$5,00-0,001 -$25,000,00-0 =$25,00-0,00 -$50,000,0-00 =More than $50,000,000 =Appraisal (Real Estate Only) =Assessment ""Cash Market 
(See Column C2) =Book Value =Other =Estimated Value Method Codes =C.o
L____ 

Date Report 
Erickson, Ralph 
05/06/2008 
vn. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP-34-60 filing instructions.) NONE (No reportable income, assets, transactions)  
Description Assets  Jncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
(3) (4)(!) 
Place "(X)" after each asset exempt from prior disclosure 
18. 	Vanguard 500 Index Admiral Shares Fund esEP lRA 
Amount Code (A-H) 
Type (e.g., div., rent, int.) 
Dividend 
19. 
Vanguard 500 Index Admiral Shares Fund Dividend -SEP IRA 

20. 	
Vanguard 500 Index Signal Shares Fund Dividend
2]. Fidelity Investors Diversified Int. Fd. Alerus Dividend SEP FDVJX 
22. 
Northern lnsrutional Funds Prime Int./Div. Obligations Alerus SEP 

23. 
Federated Capital Reserve Fund, State Bank Dividend Trust (X) 401K 

Value Code (J-P) Exchanged 
Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  
buy Exchanged buy 10/07 
Date Month-Day  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
5107  

10/07 
3/31 
24.  ING Aetna 457(b) ING (Aetna) Index Plus Large Cap.  Div.lnt.  
25.  ING Aetna 457(b) Fidelity VIP Growth Portfolio 109  Div.lnt.  
26.  ING Aetna 457(b) T.Rowe Price Gr-lnit-449  Dividend  
27.  ING Aetna 457(b) Oppenheimer Global Pt-lnit--432  Dividend  
28.  Gate City Savings--Savings Account  Interest  
29.  Digital Broadcast Corporation  None  
30.  Phoenix Life Insurance Policy Trust  lnt./Div.  Guardian Insurance-Life Insurance Cash Value)  Dividend  
32.  Guardian Insurance (Cash Value)  Dividend  
33.  Guardian Insurance (Cash Value)  Dividend  
34.  Jackson National Life -Life Insurance)  Interest Income Galn Codes: =SJ,000 less =$1,001 -$2,500 =$2,50 -$5 ,000  D=$5,001-Sl5,000  E=$15,00! -S50,000  
(See Columns and 04) =S50,00! -SI 00,000 =$100,001 -Sl,000,0oo =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000  
(See Columns and D3) =S250,00J -S500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000  p=$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :o::oCash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Erickson, Ralph 
05/06/2008 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (!11dicatepartofReporL) 
Sec. Line All assets the estate have been distributed and the estate closed. 
Sec. Vll Line 15. Oppenheimer Real Asset Fund was sold December 19, 2006. This sale was inadvertantly left off the 2006 report. 
Sec. Vll Line 14. Pimco Commodity Real Return Strategy Fund was purchased with proceeds from Oppenheimer Real Asset fund Dec. 2006. This purchase 

was inadvertantly left off the 2006 report. 

Sec. Vll Lines through 20. Vanguard 500 lndex Admiral shares were exchanged for Vanguard 500 Index Signal Shares -This was book transaction with gain Joss. 

Date Report 
Erickson, Ralph 
05/06/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544