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Judicial Watch • Ralph R Erickson Financial Disclosure Report for 2008

Ralph R Erickson Financial Disclosure Report for 2008

Ralph R Erickson Financial Disclosure Report for 2008

Page 1: Ralph R Erickson Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:7

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Aetna, Ralph R Erickson, guardian, Ralph, Insurance, partial, 2008, EPA, transactions, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -lfyo11 were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

AND TYPE 12/31/08 Self-employed Optometrist 

JV, REIMBURSEMENTS -transportation, lodging,food, entertainment. GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
l2J NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
l2J NONE (No reportable liabilities.) 

Date Report Name Person Reporting 
Erickson, Ralph 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period (2)  reporting period (2)(l) (l)  (2) (3(4) (5)  

Amount
(I)
Code 
Date Value Gain Identity 
Value Value 
Type (e.g.,
Type (e.g.,Place "(X)" after each asset 
exempt from prior disclosure 
buy, sell, Month-Code Code buyer/seller
div., rent, Code Method 
redemption) Day (J-P) (A-H) (if private 
(A-H) int.) (J-P) Code3 
transaction) 
(Q-W) AWSHX Dividend Income Gain Codes: 1,000 less =51.001 -52.500 =52.501 -S5.000 =55,001 -515.000 =Sl5.001  550.000 (See Columns and D4) =550,001 -SI00.000 =5100,001 -51.000.000 =51.000.001 -55.000.000 =More than 55.000.000 Value Codes =Sl5,000 less =Sl5.00I -SS0,000 =S50.00J -SI00.000 =SI 00,00I -S250,000 (See Columns and 03) =5250,00  5500,000 =5500,00 -S1.000.000 =Sl,000.001 -$5.000,000 =55,000,001 -525,000.000 =525,000.001 -550.000,000 =More than 550.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value ''"'Other \' =Estimated 
Date Report 
Name Person Reporting 
05/13/2009
Eri!kson, Ralph 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reponing period 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
(I) (2)
(2) (I) (2) 
Type(e.g., Date
Type (e.g., Value Value (3) (5) 
Value 
Gain Identity 
Place "(X)" after each asset 
Amount 
Code 
buy, sell, Month-Code 
Code buyer/seller
div., rent, Code2 Methodexempt from prior disclosure 
 (A-H) int.)  (J-P)  Code (Q-W)  redemption)  Day  (J-P)  (A-H)  (if private transaction)  
18.  Riversource Mid Cap Value (Alerus  Dividend  Buy  5/21  

19.  Federated Capital Reserve Fund, State Bank  Dividend Trust (X) 401K  
20.  ING Aetna 457(b) ING (Aetna) Index  None  

!us Large Cap. 21. ING Aetna 457(b) Fidelity VIP Growth rtfolio 109 22. ING Aetna 457(b) T.Rowe Price Gr-Ini t-449 23. ING Aetna 457(b) Oppenheimer Global PtInit--432 24. Gate Clty Savings--Sav.ings Account 25. Digital Broadcast Corporation 26. Phoenix Life Insurance Policy Trust 27. Guardian Insurance (Life Insurance Cash Value)  None None None Interest None lnt./Div. Dividend  
 
28. Guardian Insurance (Cash Value) 29. Guardian Insurance (Cash Value)  Dividend None    
30. Guardian Insurance (Cash Value) 31. Jackson National Life  Life lnsura nee)  Dividend Interest Income Gain Codes: 1.000 less 1.00 -$2.500 =S.SOI -SS.000 =SS.DOI -SIS.ODO =SIS.DOI -SS0,000  
(See Columns and D4) =SS0.001 -SI00.000 =SI00.001 -Sl.000,000 =Sl.000,001 -S5.000.000 =More than S5,000.000 Value Code =SI 5.000 less =Sl5.001 -S50,000 =SS0,001 -SI00,000 =SI 00,001 -S250,000  
(See Columns and 03) =S2SO,OO -SS00.000 =$500,00 I-S 1.000.000 =Sl.000.001 -55,000.000 =SS.000,001 -S25.000.000 =525,000,00 -SS0.000.000 =More than SS0.000.000 Value Method Code!> =Appraisal =Cos! (Real Estate Only) =Assessment =Cash Market  
{See Column C2) =Book Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 
Sec. VII Line 29. Purchased new Guardian Life Insurance Policy October 2007. Under the terms the policy has accumulated cash value surrender value this time. 
Sec. VII Line Partial holding Goldman Sachs Real Estate Securities fund was sold 4/30/2008 value code "J" gain was realized. Additional shares were purchased 717/2008 value code "J" and 12/19/2008 value code "J". 
Sec. VII Line 12. Partial holding Pimco Commodity Real Return Strategy fund #45 was sold 4/30/2008 value code "J" gain code "A". Additional shares were purchased 12119/2008 value code "J". 
Sec. VII Linc 16. Purchased holding Dimensional Small Cap Value Fund /04/2008 value code "J". Additional shares were purchased 5/20/2008 value code "J." Partial holdings were sold 7/21/2008 value code "J" gain was realized. Partial holdings were sold 1021/2008 value code "J" gain was realized. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent.children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544