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Judicial Watch • Raymond C. Fisher – 2003

Raymond C. Fisher – 2003

Raymond C. Fisher – 2003

Page 1: Raymond C. Fisher – 2003

Category:Federal Judges

Number of Pages:10

Date Created:November 23, 2004

Date Uploaded to the Library:October 17, 2014

Tags:Strips, Raymond C Fisher, Fisher, Treas, 2003, spouse, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Art 1978 Calendar Year 2003 U.S.C. aPP: 101-111) 	Person Rcporting (Last name, First name, Middle initial) FISHER. RAYMOND Title 	(Artl.Cle Judges indicate activcorseniorstaius; magistrate judges indicate full-or part-time) 
U.S.. CIRCUIT SUDGE-ACTIVE Chambers Office Addn:ss 
U.S.COURT APPEALS CJR. 
125 GRAND AVE #400 PASADENA. CA91105 
  -   	Court Organization U.S.CT.APPEALS (9lh CIRCUTI) RcportTypc (check appropriate type) Nomination, Date Inithd Anmml Final Date ofRei>ort 
6/30Jl004 	Reporting Period 
11112003 1213112003 thebasis the !nfonnatil!n c:tmtaiaed in. this Report and any modifications pertaining thereto. is, opinion. compliance with applicable laws and n:gulations. 
Reviewing Officer 
- 
IMPORTANT .NOTES: The insttuctions accompanying this Conn IIlllSt follo wed. Complete all parts, checting the NONE box for each part when: you. have reportable informatiol). Sign last page. POSIDONS. (Reporting individual. only: see pp. 9-13 offiling insttuctions) NONE (No reponablepositions.) 
 
Member, Boml Directors 	Constitutional Rigbis Foundation (noprofit). Los Angeles, 
Member, Board Directors 	Westmu Jce Center Fou ndation (nonprofit). Pasadena. 
Il. AGREEMENTS. (Reporting indlviduaI only; see pp. 14-16 offiling instructions) NONE  (Non::portableagrecments.) 	1988 Tuttle Taylor (law mm): lcmlination agmt lie rcecMlbles; control; terms fixcd. Liquidated mutual settlement eff:. .Dc:ccmlbc:r 2003. 
Cf> 
::a. r-,, -..J 
,....,_ 
,-pz 
->-  s::. C:.;;p.. 
--? r-:::;:.,,, 
,.,,....... ::.? 
Ill. NON-INVESTMENT CO:ME. (Reporting individual amt spouse; see PP 11-24 filing instructions) FilertNon-Investment lncom NONE -(No seporl:!lble non-investment income.) 
(yolm;. llot spouses) 
2003 	31,806 Spouses Non-Investment Income -(Jfyou were married during any portion the reporting year, please complete this section. {dollar amount not requited except for honoraria)  NONE -(No ble_qon:-invcstment ?tcome.} . 2003 	Los Angeles Unified School Districi- 
IV. REIMBURSEMENTS -transportation, lodging. food, cnlcrtllinment. 
(Includes those spouse and dependent children. See pp. 25-27 ofins!ructions.} NONE -(No such rqiombte rcimbmsements.) 
Nov. 13-16-mtmnational Jaw seminar. Wuh.D.C; Wye. {tmnsporl:atim:l ladsing. meals) 
Date Report 
FISHER. RAYMONDC 
--6130/2004 GIFTS. (lncludes those spouse and dependent children. See pp. 283 instructions.) 
 NONE. (No such reportable gifts.) 
 LIABil..J11ES. (Includes those spouse and dependent children. See pp. 32-34 insttuctions.) !ili NONE -(No reportable liabilities.) 
 
----------- 
..------ 
 
.Page of5 FISHER. RAYMONDC 613012004 VIL INVEsTMENTS and TRUSTS -income. value. lmlSClltions fmctudt:a lhllseor!hc spouse and dependent children. See P? 34-s1orliling insttm::tinm.> 
Income dmi!lg Omss value cTld Tr:mw:lioos disring repom1qjperiod CleScliption ASSClll 
reporting period ieporting pi:riod 	 
(includi.ng l1DSI. assets) 
oot exempt 
 
(I) (2) () (2) (I) 
(3) Place (X) aftoracb asset exempt Amount Tnic (e.g. Value (e.g. Dde: Value Gain ldeutityofmm prior disclosure Code div. n:ct..or Codc2 buy, sell, Month Codc2 Coclc buyedsener 
(A.ff) 	Int) (J-P) Code3 lllcrga:.. Day (J-P) (A.ff) (if private redcmplion) ttamaction) 
DNONE (No reportable incomc; llSSCll, lmmdions) BANK USA RASP Interest B:.T RASP Interest TREAS NOTE S.87.5% 211/S/04 Int=st TREAS STRIPS 8/IS/04 	Nono TREAS STRIPS 11/lS/04 	Nono 
-... TREAS STRIPS 5/lSIOS 	None 
RFC STRIPS 7/lS/OS 	Nono 
CATS SERIES 11/15/0S 	None IC. 
RFC STRIPS 7/lS/06 Nono IC. 
10. TREAS STRIPS 8115/06 None IC. 
11. CATS SERIES TO% 11/lS/06 None 
12. RFC STRIPS 7/IS/07 Nono 
13. RFC STRIPS O/lS/07 None 
14. COUPON TREAS RECT 11/IS/07 None 
IS. RFC STRIPS 7115/08 None 
16. RFC STRIPS lOflS/01 None 
17. CX)UPON TREAS RECT lllSJOI None la..-omc:/GamCodcs; See Columns Hind 04) ::!. Valllf: Codes: (See-Columns and03J Value Codt:s (SColllllm C2) s$!,000orless SS0,001-SIOO.OOO  SIS,000 less =S:ZSO.SSG0,000 S2S,000,00lS50,000.000 =Appraisa! =Book Value s1,001ruoo s100.001.s1.ooo.ooo =Sl5,001-S50,000 SSOO,OOlSl,000,000 =Cost (Real Estate Only} =Other SLSOlSS,000  Sl,OOO,OOl.SS,000,000 SSO,OO!-SI00,000 Sl,000,001-SS.OOO,llOO =Si.tore than SS0,000,000 AsseiiS!mllt =Estimated =S5,00J-Sl5,000 sMcm: than SS,000,000 00,00 S:?S0,000 $5,0QO,OO lS:?.S,000,000 =Cash/Market Sl5.00lcSSO.OOO 
 
Date Report 
... page 
FISHEl RAYMOND 
6130/2004 vn. INVESTMENTS and TRUSTS income, vahie,lrllllSCatiou(mcludes those ofthcspouseud dependent children. See pp. 34,.57 cf51inginslmc:tions..) lncoll!C during Gross value Ill cod Transactions during reporti! period 
ofAsseta 
reporting period reporting period 
(mcluding trust ISSdi) 
llOt exc:mpt 
(I} (2) (1) (2) (l) 
II. 19. 20. 21. Place (X) aftcrcac:h aslletCXempt ftom prior disdosum RFC STRIPS 4/15/09 RFC STRIPS 7115/09 FNMA BOND 6.625% IJ/15/09 RFC STRIPS 10/15/09 RFC STRIPS 1/lS/10 Anlouat Cl;llle (A-H) Type (e.g. div. rcnt..or in1.} None Nono Jntcmt None Nooe Value Cocle2 {JP) IC. Value Code3 (W)_ Type {e.g. buy, sell. lllClllCC,. n:dempOOll) Momb Codc2 Codi: {JP) (AH) Identity buyer/seller(IfpriY11!e tnmsaelion) 
23. FINANCINO CORP s;rRJPS-0%218/10 None 
24. 25. TREAS SlRJPS 11115110 TREAS STRIPS lt/lS/10  None None IC. 
26. RFC STRIPS 4/ISJl None 
27. 21. RFC SlRJPS 7/lSll TREAS STRIPS llllSlll None None 
29; 30. TREAS STRIPS 11115/11 RFC STRIPS 4115112 None None IC. 
31. rR6AS SlRJPS 8115112 None IC. 
32. 33. 34. lS. TREAS S11UPS BflS/12 #12 TREAS STRIPS 8115/13 TREAS STRIPS lf15/13 RFC STRIPS 0/15113 Ncme None None None lncomdGain Codes: 1.000 less  Sl,OOl-Sl.500 S2,50lSS,000  SS.OOl-SIS,000  SlS,OlllSS0.000 Columns BJ.mi 04) -sso.001-srno,ooo SIOO,OOlSI ,000.000 Sl,OOO,OOJSS,000,000 More dlan SS,000,000 Value Codes: SlS,000 -s1s.001-sso.ooo =SSO,OOlSI00,000 SI00,00l-S2S0,000 
(See Columns and 03) S:?S0,000..SSOO,OOO SSOO,OOlSl,000,000 Sl,llOO,OOlSS,000,000 SS,000,00l-S2:5.000,000 S25,000,001$50.000,000 -SMore than SS:0,000,000 Value Method Codes Appraisal =Con (kl Estate Only) Assessment Cash/Market 
(See Column Cl) =Book Value =Other Estimated 
 
 
Name ofPerson Reporting Date Report 
mHER. ltA YMOND 613012004 vn. INVESTlIENTS and 1RUSTS .value.. transcatiom (includes those oftbe spouse and dcpelldellt clu1d=.. See Pl 34-S7 tiling inslruaims.) 
36. 37. 38. 39. DeScriptioll Assi:ll -(illl:ludillg tnm ISSC!:S) Place (X)after each amct acmpt  liom priordlsdosure FINANCING CORP STRIPS S/30n4 ll/1Sf14 TREAS SlRIPS l/lS/14 RFC STRJPS 10/lS/lS l11COG1eduring repting period (l) (2) Amouat Type (e.g. Code div. tmt.oi: (A-ff) int.) None None None None ClfOSS value end reporting period (l} .Value Value Codltl (J..P) Codel (Q-W} Tr:ansactions during rcportinJl period (l) not c:u:mpt (3} (e.g. Date: Value buy, seU, Month. Day {J-P)redemption) (4) Gain Code (AH) Identity buyer/seller (ifprmtc: lnlnsaction) 
40. 41. FIRST USABANK 7.1% 2123/0S HOUSEHOLD BANK 7.05% 21231D4 Jnterest Inti::rcst 
42. HOUSEHOLD BANK. 7.15% 2123/07 Inti:rcst 
43. AILIANCE BERNSTEIN G:1 FUND Dividell.d 
44. AMERlCAN WASHINGroN Mlm.JAL INVESTORS Dividend 
45. AMERICAN GROWIHFUND None Buy 11119 
46. DAVIS VEN1URE FUND Dividend 
47. DELAWARE SMALL CAP VALUE FUND Dividcod , 
48. 49. $0. Sl. 53. DREYFUS PREMIER CORE EQUITY FUND FRANtLIN SMALL CAP GROWTH FUND GOLDMAN SACHS LARGE CAP VALUE FUND GOLDMAN SACHS CORE IN1L EQUIIYFUND HOTCHKIS WILEY LARGE CAP VALUE FUND JOHN HANCOCK GLOBAL LEADERS GROWIHFUND Dividend None NOllC Dividend Dividend None -K. Buy 11/19 Buy 11119 l!lallllc:IGain l.000 less Sl.OOl-S2.SOO s:?,SO l-S5,000 SS,OOl.S!5,000  Sl5,00lSS0.000 
(See Columns RI-and 04) -SSG,OOlSI00,000 SlOO.OOlSl,000,000 SI ,000,001-S5.000.000 More than SS,000,000 Value Codes:  15,000 less Sl5,00lSSO,OOO SSO.(lOl-SI00,000  SI00.001-$250,000 
(SeeColulll!LS and 03} -S250.,ll00-SSOO.OOO SSOO,OO -Sl.O!l0,000  S!,OOO,OO!-SS,000,000 SS,OOO,OOlS25.000,000  S25,000,00l-S5D,OOO,OOO SMore than $50,000,000 Value Method Codes =Appraisal -Cost (Real Estate Only)  Assessment  Cash/Market 
(See Colu1ll!I Book alue =Other Esrimatei, 
 
Name Person Reporting 	Date ofcprut 
page4of5 
FISHER. RAYMOND 	6/30f2004 
VIL INVESTMENTS and TRUSTS muc:, transcauons(inl:lwieslhoseor11ie spouse anddcpem:imtdu1t1mt. S=pp. 34.s7 orfillngmsttuctioas..) 
_., Income during Gross value llt end Transactions during reporting period 
Daseription Assds 	 
rqipcriod reporting period 
(tti:luding lrllSt llSHIS). 
(1) (2) 
not exempt disclosure 
(I) (3) 
Vahx ldc:n1ity 
Place(X).alblr each 8SSllt e:mnpt Amount Type (e.g. Value Value Type: (e.g. Date: om prior disdosme div. mit.  buy,sdl, 
Codc:2 Mc!hod Moath-Code: 
buyc:r/sellcr (AH) int.) (J..P) Codc:l merger, Day (1-P) (A-H) (ifprivau:Rdf:mplion) 
(Q-W) transac:tioo) None Dividend Dividend IC, 
 
- 
None Dividend 
 
Codc2 
54. MASS INVESTORS GROWJH STOCK. FUND SS. BASIC VALUE FUND 
56. 	MLGLOBALSMAU. CAP FUND 
S7. LARGE CAP GROWTH FUND SS. SP INDEX FUND 
59. .TEMPLETONWORID- Divi.dead 
60. FNMANOT.E 5.% 6/S/08 Intcn::st Rc:decmcd 615 
 
61. TREAS NOTE 5.75% 8115/03 Int=n:st 	Redeemed 8/15 
CATS SERIES ll/1SJ03 	Rcdcemcd ll/11 
64. TREAS S11UPS 11/IS/03 	Rcdccmcd 1Ul7 
GOLDMAN SACHS CORE IN11.. EQUITY Partial sale 11.124 
65. AMERICAN GROWTH FUND Sapp.Buy 1214 
HOTCHKIS WILE.YI.AR.GE CAP VALUE Supp. Buy 1214 FUND. 
67. 	JOHN HANCOCK. GLOBAL LEADERS Supp. Buy 1214 GROWTH FUND 
fl. HOUSEHOLD BANK. 6.95% 2/24/03 	bd.c:cmc::cl 2124 
69. SCHWAB MUNIMONEYFUND#l Jnten:st Liquidated 10/4 
70. BERGER/JANUS MIDCAP VALUE FUND (CS) If. Dividend 
71. SCHWAB MUNI MONEY FUND #12 Interest Liquidm:d 219 lncome/Gliin Codes: (See Columns 1-llllll 04) Value Codes: (See Columns and 03) Value Method Codes {S::i! Column S!,000 less SS0,001-SI00,000 Sl5,000 Jess S250,000.S500,000 525.000,001-SSO.OOO,OOO Appraisal Book alu ,001-S:l,SDO Sl00,001-S 1.000,000 15,001-SS0,000 SSOO,OOl-Sl,Q00,000 Cost (Real Esmtc Only) =Other  $2,SOlSS,000 Sl,000,00l-sS,000,000 s:s,001..SIOO,OOO Sl,DOO.OOI-SS,000,000 SMore lhan sso.000.000 Assessment =Estimated -ss.001-s1s.ooo  Mon: than SS,000,000 SJ00.001-s.?50,000 S5,000,00lS25,00Q,OOO caMarl:et  $15,001 -S50.000 
 
Date epon 
VII. INVESTMENTS and TRUSTS -income, vaiuc. transcations (includes !hose the spouse and dcpC!ndcnt cllildren. See pp. J4-s1 orn1ing mslnlctious.) 
72. 73. 74. 7S. 76.. 77. Description Assets -(Including trust assets) Place (X.) afu:r each asset exempt from priordisclosure SCHWAB 1000 FUND CITIFUNDS TREAS RESERVES COACHMAN COMMON STOCK CITY NATIONAL BANK IRA ClTYNATIONAL_BANKIRA BEST AMERICAN FUND ANNUITY IRA (FID.VIP EQUITY) Income duringreportingperiod Amount Type (e.g. Code div. mm.. or. (AH) int.) None lnkm:st None Interest lnlel.ISt Nooe Gross value 111 end n:poning period (I) (2) Value Value Code2 Mdhod (JP) Code3 (Q-W). Tmisactions during repo pc:riod (l) not exempt !Tom Type (e.g. Gainbuy, scD, Mouth Codc2 Code mager,. Day (J-P)mlemplio11) Liquidated 2111 Identity buyer/seller (if private ttan.saction) 
78. ISA ANNUmES . JACKSONNATIONAL LIFE IntcR:st 
79. CAIJF. STATE lEACHERS RETIREMENT SYSTEM Interest 
80. LIMITED PARTNERSHIPS 
81. MERMAN 145 INVESTMENT PROPERTY Distribution 
L.A., CA(RESTAURANT) 
82. VENWEST DEVELOPMENT LPl DistributiDl1 
83. WJNmROP CALIF. JNVPST()RS; None lrn:omeJGain Cor.lcs: 1.000 l:ss -Sl,OOlS2,SOO  S2.SO!-S5,000 S5,001-SlS,OOO  SlS,OOl-S.5G.OOO 
(5 ColtllllllS and D4} SS0,001-SIOO.OOO 100,001.s1.ooo.ooo SJ,OOO,OOl-SS,00-0,000  !ltlo than SS,000.006 ValueCod..S: -Sl5,000 orless LS,00 SS0,000 -ss0,001-SIOO,OOO =SI00,001-S250.000 
iS= Columns and DJ}  S2SO,OOO.S500,00G  SS00,001-S 1,000,000 Sl,000,001-SS,000,000 S5,000,00lS:?5,000,000 =S2S,000,001-S50,000,000 SMore than SS0.000,000 alue Method Code;; Apprais:ll =Cost (Rea! Estate Only) Assessment Casb.Market 
(See Column =Book Value Co: Other =Estimated 
 
 
Name Person Reporting Date Report 
FISHER. RAYMOND 6/3012004 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent childt:en. any) accurate. true. and complete the best knowledge and bel and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorar:ia and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY UAL WHO FALSIFIES FAILS FILE nns REPORT SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed Original and additional copies to: 
Cominittee Financial Disclosure . Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544