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Judicial Watch • Raymond J. Lohier – 2012

Raymond J. Lohier – 2012

Raymond J. Lohier – 2012

Page 1: Raymond J. Lohier – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Raymond J Lohier, Lohier, Raymond, Fidelity, American, Growth, 2012, trust, stock, Market, assets, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Lohicr, Raymond Court Organization Second Circuit Date Report 05/1 5/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01 /2012 12/31 /2012 Chambers Office Address 
Thurgood Marshall United States Courthouse Foley Square, Room 601 New York, 10007 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have 110 reportable information. POSIT!0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Lohier, Raymond 
05/15/ 2013 
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing 
instr11ctions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 2012 New York University School Law -Teaching 	$20,000.00 Spouse's Non-Investment Income -lfyo11 were married d11ring any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 
IV; REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependenr children; see pp. 25-27 of.filing insrrucrions.) NONE (No reportable reimbursements.) Harvard Law School Mar. 20-21, 201 Cambridge, 	Moot Court Transportation, Meals, Hotel 
Harvard Law School Oct. 12-13, 201 Cambridge, Mock Moot Court/ Transportation, Meals, Hotel. Educational Program 	American Bar Association Nov. 2012 Atlanta, Labor and Employment Transportation, Meal Law Seminar/Speech 

 

05/15/2013
Lohier, Raymond GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing ins/ructions.) 
[Z] NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION VALUE CODE 

Lohier, Raymond 
05/15/2013
VII. INVESTMENTS and TRUSTS income, 1al11e, transactions (lnc/1u/es those spouse and dependent children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reporting period  

(I) 
(2) (I) (I) (3) (4) 
(5) 
Place "(X)"after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) American Century Growth Stock Fund  Dividend American Century Ultra Stock Fund  Int./Div. American Century Retirement Growth Stock Fund  Int./Div. IRA AIG American Pathway (Annuity)  Int./Div. Fidelity Asset MGR  Int./Div. Fidelity Growth Co.  Int./Div. Fidelity Magellan Fund  Int./Div. Fidelity Worldwide Fund  Int./Div. Fidelity Retirement Money Market  Interest  
10. Fidelity Investment Contract  Interest  
11. Fidelity SIT MidCap Growth Fund  Interest  
12. IRA Fidelity Mutual Funds  None  
13. Sun America Fund/Annuity  None  
14. Janus Fund  Distribution  
15. Janus Global Technology Fund  Int.ID iv.  
16. Vanguard Growth Index Fund  Int./Div.  
17. Vanguard Small Cap Index Fund  Int./Div. Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5.00 -$15.000 =$1 5.00 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00.000 =$100.001 -$1 .000.000  111 =$1.000.001. $5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000.000 =$1 .000.001 -$5,000.000  1'2 =$5.000.001  $25.000.000  
1'3 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

0.5/15/2013
Lohier, Raymond

ins1rnc1ions.J
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des t1tose spouse and dependent c1tilt1ren; see PP 34-60 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(I) (2) (I) 
(I) (4) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identityof exempt from prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) lncomc'Gain Codes: =$1.000 less =$1,001  $2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.00  $50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001  $1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001  $50.000 =$50.00  00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00I -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V:=Othcr =Estimated  

05/15/2013
Lohier, Raymond
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent childre11; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (I) (2) (I) (2) (3) (4) (5) 
Place X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
35. International Game Technology common stock  None  
36. Microsoft Corp. common Stock  Dividend  
37. OGE Energy Corp.  Int./Div.  
38. Oracle Corp. common stock  Dividend  
39. Staples Inc. Common stock  Dividend  
40. Time Warner Cable Inc.  Dividend  
41. Time Warner Inc., common stockI  Dividend  
42. Trust  None  
43. First Clearing LLC (X)  Div iden  
44. Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501-$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  f=$50.00l -$100.000 =$100.001-$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V::Othcr =Estimated  

Lohier, Raymond 
05/15/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (fl!dicaleparlofreportJ Part and Part VII 
"Trust# "unfunded trust" whose sole asset term life insurance policy. 

Lohier, Raymond 
05/15/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Raymond Lohier 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544