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Judicial Watch • Rebecca B. Smith – 2005

Rebecca B. Smith – 2005

Rebecca B. Smith – 2005

Page 1: Rebecca B. Smith – 2005

Category:Federal Judges

Number of Pages:16

Date Created:January 31, 2007

Date Uploaded to the Library:December 20, 2014

Tags:Rebecca B Smith, Rebecca, smith, Gross, 2005, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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A010 Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Smith,.Rebecca Court Organization Eastern District Virginia Date Report 08/04/2006 Title (Article Ill judges indicate active senior status; magistrate judges indicate run-or part-time) U.S. District Judge (Active) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address United States District Court 600 Granby Street Norfolk, Virginia 23510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: .The instructions accompanying this form must followed. Complete all parts, checking 1he NONE box for each part where you have reportable information. Sign last page. PQSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) 
NONE (No reportable positions.) 
POSITION Trustee Norfolk Academy, Norfolk, 
Director General Douglas MacArthur Foundation, Norfolk, 
Executor Estate 
Power Attorney ..Account#) 
JI. AGREEMENTS. (Reporting indfridual only; see pp. 14-16 instructions.) [R] NONE (No reportable agreements.) AND ..._ 
f11 
 
 
08/04/2006 
Smith, Rebecca N-JNV ESTM ENT ME. (Reporting indMdual and spouse; seepp. 17-24 instructions.) Filers Non-Investment Income 
 	NONE (No reportable non-investment income.) AND TYPE 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2005 	Self-employed (dental laboratory) 
 
 
JV. REJMB URSEMENTS -transportation, lodging.food, entertainment 
(/nc/11des those spouse and dependent children. See pp. 25-27 instn1ctions.) 
 NONE (No reportable reimbursements.) 
 
Smith, Rebecca 
08/04/2006 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 
 
 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) 
 
 
 
08/04/2006 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent childretL see PP 34-57 filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during reporting period 
(I) Amount Code 
(A-H) (2) Type(e.g. div., rent, int.) 
Gross value end reporting period 
(I) Value Code (J-P) (2) Value Method Code3 
(Q-W) 
(I) Type(e.g. buy, sell, merger, redemption) 
Transactions during reporting period 
 
(2) Date Month-Day not exempt from disclosure 
(3) (4) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transacrion) Branch Bank Trust Co. Bank Account Interest Investment Account directing (line Dividend IRA-Brokerage Account holding (lines 4-33) Hampton Roads Bankshares Inc Centennial Government Trust The Diamonds Trust Standard Poors 500 Depository Receipts Trust Taxable Bonds: U.S. T-Note 2115105 Redeem 2115 U.S. T-Note 5115105 Redeem 5117 
11. U.S. T-Note 11/15/05 Redeem 11115 
12. Norfolk Southern Corp. 7.22% 9115106 Medium Term Notes 
13. Sara Lee Corp. 6/19/08 Medium Term Note 
14. U.S. T-Note 8/15/07 
15. U.S. T-Note I0/15/06 
16. U.S. TSY Inflation Index Notes 1/15/08 
17. U.S. TSY Inflation Index Note 1/15/10 Income Gain Codes: St .000 less 1.00 -$2,500 =$2.50  SS.ODO 0=$5,001  $15,000 =SI l,00  $50,000 
(Sec Columns and 04) F=S50,00I  $100,000 =SI00,001 -Sl,000,000 Ill =Sl,000,00l -$5,000,000 112 =Mon: than $5,000,000 Value Codes =$15,000or less K=Sl5.00l S50.000 =S50.00I -SI00.000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 O=S500,00l -Sl,000,000 -s1.ooo.001 -ss.000.000 =$5,000,001 -S25,000,000 Value Method Codes -s2s,ooo.001 -sso,000.000 =Cost {Real Esratc Only) =More than $50,000,000 T=Cash Market 
(Sec Column C2) Q=Appraisal V=Othcr ==Asscssmcnl 
U=Book Value =Es1imatcd 
 
08/04/2006 
Smith, Rebecca 
 
VII. INVESTMENTS and TRUSTS -income, aiue, transactions (includes thou of1he spouse and dependent children. see PP J4-s7 offiling instructions> NONE (No reportable income, assets, transactions.) 
Description Assets 
{including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Jfnot exempt from disclosure 
Amount Code (A-HJ Type (e.g. div rent. int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Dale Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. TSY Inflation Index Notes 7-15-13 
19. Raven Hills Higher 8-1-06 
20. Hinsdale Co. ILL 9/4/07 
21. Virginia Hsg Dev Auth Multi-Fam -Series 511II 
22. Florida Windstorm Underwriting Assn. 811107 
23. U.S. T-Note 8/15/08 
24. FHLMC 3/3/09 
25. U.S. T-Note 5115114 
26. FFCB 6/14/12 Redeem 6/14 
27. FFCB 10/15/07 
28. FNMA 4/29/08 Redeem 4/29 
29. Oregon School Board Bond Due 6-30-10 Buy 7/28 
30. Standard Poors Growth Index Fund Buy 11/29 
31. Standard Poors Latin American Index Fund Buy 1/29 
32. MSCI EAFE Index Fund Buy 1/29 
33. Standard Poors Midcap 400 Value Index Fund 34. Farm, None Buy 1/29 Income Gain Codes: 1,000 h.-ss =Sl.001 -$2.500 =S2.SOJ -$5.000 D=SS,001 -SJ5.000 =SJ5,00J -SS0.000 
(See Columns and 04) =SS0.00 -SI 00.000 :$I 00.00 -SI .000.000 Ill =s1.ooo.001 -s5.ooo.ooo -More than $5.000.000 Value Codes 15.000 less =$I S.00 -$50.000 L=SS0.00 -SI 00,000 =$100.00J -S2SO.OOO 
(Sec Columns and DJ) $250.001 -$500.000 o-s500.001 -s1,ooo.ooo 1.000.001 -s5,ooo.ooo =S5.000,00 -$25.000.000 Value Method Codes P3=$25.000,001 -sso.000.000 c:(ost (Real Estalc Only) P4=More than SS0.000,000 T=CashMarlcct 
(Sec Column C2) =Appraisal V=Othcr =Assessment =Book Value ::Estimated 
 
08/04/2006 
Smith, Rebecca 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP N-s1 filing insrructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross va1uc end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Jfnot c:xcmpl from disclos1Uc 
Amount Code (A-H) Typc(e.g. div., rent. int.) Value Code2 (J-P) Value Method Code (Q-W) Typc(e.g. buy, sell, merger, redemption) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaclion) 
 
35. Investment Account directing (line 36) 
36. Brokerage Account holding (lines 37-99) 
37. Centennial Tax Exempt Trust Interest 
38. Equities/Stocks: 
39. E.1. DuPont Nemours Co. Dividend 
40. Exxon Mobil Corp. Dividend 
41. General Electric Co. Dividend 
42. International Paper Co. Dividend 
43. J.P. Morgan Chase Co. Dividend 
44. Pepsico Inc. Dividend 
45. St. Joe Co. Dividend 
46. Hewlett-Packard Co. Dividend 
47. Dollar Tree Stores, Inc. None 
48. Tyco International Ltd. Dividend 
49. Raytheon Co. Dividend 
50. Cooper Cameron Corp. None 
51. Charles Colvard Ltd. None Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,501 -S5.000 =$5.001 -$15,000 =SJS,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100.000 =SI00.00I 1.000.000 111 =s1.ooo.001 -s5.ooo.ooo 112 =More than SS.000.000 Value Codes $15,000or less K=S15.00J -S50.000 =$50,001 -SI00.000 =$100.001 -$250,000 
(SccColurnnsCI and DJ) =$250,001 -$500,000 $500,001 -Sl.000.000 =$1.000,001-SS.OOO.OOO =$5.000.001 -$25,000.000 Value Mclhod Codes =S25.ooo,001 -sso.000.000 =Cost (Real Estalc Only) More than $50.000.000 =Cash Market 
(Sec Column C2) =Appraisal V=Othcr =Assessment =Book Value =Estimated NANCIAL DISCLOSURE REPORT Page 7of16 
08/04/2006 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Jfnot exempt from 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) disclosure 
Amount Code (A-H) Type (e.g. div rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Typc(e.g. buy, sell, merger, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Jncomc Gain Codes: ==S 1,000 less =Sl.001 -S2.500 =$2,501 -$5,000 0=$5,001 -$15.000 =$15,001 -$50,000 
(Sec Columns and 04) =S50,00 -SI 00,000 =$100,001 -Sl,000,000 111 =s1.ooo.001 -s5,ooo,ooo 112 =More than $5,000.000 Value Codes SI 5.000 less -$15,001 -$50,000 =$50,001 -SI00.000 =$100,00J -S250.000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl.000,000 =$1,000.001 -$5,000.000 =S5,ooo,oo -s25.ooo.ooo Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal V=Othc =Asscssmcnl =Book Value W=Estim ated 
 
 
Dale Report 
Smith, Rebecca 
08/04/2006 
VII. INVESTMENTS and TRUSTS -income, alue, transactions (includes those the spouse and dependent children. see PP 34-57 offilinx instructiunsJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period Transactions during reporting period not exempt from disclosure 
(2) Dale Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (irprivate transaclion) 
 
(I) 
(2) 
(I) 
(I) 
Place (X) after each asset Amount Type (e.g. Value Value 
exempt from prior disclosure Code div., rent, Codc Method 
(A-H) int.) (J-P) Codc 
(Q-W) 
 
Typc(e.g. buy, sell, 
merger, redemption) Income Gain Codes: 1.000 less 1,00 -S2.SOO S2,501 -SS,000 S5,00I -$15.000 Sll,001 -$50,000 
(Sec Columns and 04) $50,00 -SI 00.000 -SI00.001 -Sl.000.000 Ill S 1,000,00 -$5,000.000 112 Mon: than SS,000,000 Value Codes =SJS,OOOor less =$15,001 -SS0,000 =SS0,00 -SI 00,000 =SI00,001 -$250.000 
(Sec Columns and 03) S250,00 -S5llO.OOO $500.001 -Sl,000.000 s1.ooo.001 -S5.ooo,ooo =$5,000,00 -$25,000,000 Value Method Codes -s2s.ooo.001 -S5o.ooo.ooo =Cost (Real Estate Only) =More than S50.000,000 =Cash Market 
(Sec Column C2) =Appraisal V01hcr =Asscssmcnl =Book Value =Estimated 
 
08/04/2006 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, atue, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including !rust asselS) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) nOI exempl from disclos ure 
Amount Code (A-H) Type (e.g. div. rent,. int.) Value Code2 (J-P) Value Method Code (QW) Type (e.g. buy, sell, merger, redemption) (2) Dale Month Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller private lransaclion) 
 
86. Fairfax Cnty Gen Oblig Refunding Series 4/1/06 Interest 
87. Virginia College Bldg Auth due 4/1/16 Interest Buy 8/03 
88. Virginia St. Resource Auth. due 1111/07 Interest Buy 9/20 
89. Virginia College Bldg. Auth due 9/1/15 Interest Buy 11/03 
90. Henrico Cty Pub. Imp. due 7/15/08 Interest Buy 8/17 
91. Ill. 1/1/10 Northern Toll Hwy Auth Rev (see Part VIII (a)) Interest 
92. Taxable Bonds: 
93. U.S. T-Note 2115/05 Interest Redeem 2/15 
94. U.S. T-Note 5/15/05 Interest Redeem 5/15 
95. Virginia Higher Edi lnstns-A 6/1/05 Interest Redeem 6/1 
96. U.S. T-Note 7/15/06 Interest 
97. U.S. T-Note 10/15/06 Interest 
98. U.S. T-Note 8/15/07 Interest 
99. Monsanto Co. 2/5/08 Medium Term Note Interest 00. Wachovia Bank (formerly Southtrust Bank) IOI. Interest Dividend 02. Rental Property #I, Norfolk, Rent Income Gain Codes: ==S 1,000 less 1,00 $2,500 =S2,50t  S5,000 =$5,001  $15,000 =$15,001-$50,000 
(Sec Columns and 04) =$50,00 -SI 00,000 =SI 00,00  $1,000,000 111 =Sl,000,00t  $5,000,000 112 =More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -S50,000 L=S50,00l  $100,000 =SJ00,001 -$250,000 
(Sc..-c Columns and 03) =$250,001  SS00,000 =$500,00  ,000,000 =Sl,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes P.1 =$25,000,001 -$50,000,000 =Cost (Real Esta1c Only) =More than SS0,000,000 Cash Marlcct 
(Sec Column C2) Q=Appraisal V=Othcr =Assessment =Book Value =Estimated 
 
 
08/04/2006 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, 1a1ue, transactions (includes those the spouse and dependent children. see PP 34-s7 filing ins1ructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (IJ (2) (I) Jfna1 exempt om disclosure 
Amount Code (A-H) Type(e.g. div rcn int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 03. C.A. Associates, 2%, Norfolk, Dividend 04. GJF Currituck Beach Associates, Dividend 
105. IRA -Equi-Vest Dividend 
106, Deferred Annuity -Equitable Life Ins. Co. Dividend 
107. IRA-Brokerage Acct directing and holding (lines 108-127) Dividend 
108. American Funds Washington Mutual Investors Fund 
109. American Funds Investment Company America IO. Calamos Growth Fund First Eagle Sogen Global Fund 
I12. Ing International Value Fund 13. Lord Abbett Mid Cap Value Fund 
114. Managers Special Equity Fund Oakmark International Small Cap Fund 
116. Pimco Pea Renaissance Fund (see Part VIII (b)) Sold 2004 
117. Pimco Short Term Fund Royce Micro-Cap Fund Sold 9/8 Royce Pennsylvania Mutual Fund Jncomc Gain Codes: =$1,000 less -SI .OOI  $2.500 $2,501 -$5,000 0$5,001 -$15.000 Sll.001  $50.000 
(See Columns and 04) $50.001. $100.000 SI 00,00 -SI ,000,000 Ill Sl,000,001 -$5,000,000 112 -Mon: rhan $5,000.000 Value Codes $ 15,000 less =SI 5,00  $50.000 =$50.001 -SI00,000 =SI 00,00 -$250.000 
(Sec Columns and 03) $250,00 -$500.000 =$500.00 -SI ,000.000 Sl,000,001 -$5,000.000 45,000,001 -$25.000.000 Value Mclhod Codes $25,000,00 -$50.000.000 =Cost (Real Es1a1e Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal Other =Assessment =Book Value =Eslimatcd 
 
 
08/04/2006 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those ofth NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-HJ Typc(e.g. div. rent, int.) Value Code (J-P) Value Method Code3 (Q-WJ Type (e.g. buy, sell, merger, redemption) (2) Dale Monlh -Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) ldenlily buyer/seller (if private transaction) 
 
171. Estate#! (lines 172-174) None 
172. MetLife common stock 
173. Real estate parcel Hopewell, 
174. Real estate parcel Hopewell, 175. (line 176) 
176. Branch Bank Trust Co. Bank Account Interest Income Gain Codes: =SJ,000 less B=Sl.001-$2,500 =$2.501 $5,000 D=S5.00l -Sl5,000 =Sll.001 -$50,000 
(Sec Columns and 04) =$50,00  00,000 =s100.001. s1.ooo.ooo 111 =s1.ooo.001  S5.ooo.ooo Mon: than $5,000,000 Value Codes =SJS,000 less =$15,001  $50.000 =$50,001  $100,000 =$100,001-$250,000 
(Sec Columns and DJ) =$250,001  $500,000 =$500,001 $1,000,000 =Sl,000,001-$5,000,000 =$5,000,00  $25.000.000 Value Method Codes =$25,000,00  $50,000,000 ::Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal V:Q1hcr =Assessment =Bo Valu W=Es1ima1ed 
 
 
Date Report 
Smith, Rebecca 
08/04/2006 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/ReporL) 
(a) 
Part VII, line 91. This asset was inadverently reported sold 2004. (Sale was reported line 2004.) 
 
(b) 
Part VII, line 116. Pimco PEA Renaissance Fund sold 5-17-04. Sale inadvertently omitted from 2005 report. 
 
 
 
 
Smith, Rebecca 
08/04/2006 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date 
d.OO(o 
NOTE: INDIVIDUAL WHO KNOWI FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544