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Judicial Watch • Rebecca B Smith Financial Disclosure Report for 2005

Rebecca B Smith Financial Disclosure Report for 2005

Rebecca B Smith Financial Disclosure Report for 2005

Page 1: Rebecca B Smith Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:16

Date Created:January 31, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Rebecca B Smith, Rebecca, smith, Gross, 2005, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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A010 Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Smith,.Rebecca Court Organization Eastern District Virginia Date Report 08/04/2006 Title (Article Ill judges indicate active senior status; magistrate judges indicate run-or part-time) U.S. District Judge (Active)  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address United States District Court 600 Granby Street Norfolk, Virginia 23510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: .The instructions accompanying this form must followed. Complete all parts, checking 1he NONE box for each part where you have reportable information. Sign last page. PQSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) 
NONE (No reportable positions.) 
POSITION Trustee Norfolk Academy, Norfolk, 
Director General Douglas MacArthur Foundation, Norfolk, 
Executor Estate 
Power Attorney ..Account#) 
JI. AGREEMENTS. (Reporting indfridual only; see pp. 14-16 instructions.) [R] NONE (No reportable agreements.)  AND ..._ 
f'11  

08/04/2006
Smith, Rebecca N-JNV ESTM ENT ME. (Reporting indMdual and spouse; seepp. 17-24 instructions.) Filer's Non-Investment Income 
 	NONE (No reportable non-investment income.) AND TYPE 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2005 	Self-employed (dental laboratory) 

JV. REJMB URSEMENTS -transportation, lodging.food, entertainment 
(/nc/11des those spouse and dependent children. See pp. 25-27 instn1ctions.) 
 NONE (No reportable reimbursements.) 

Smith, Rebecca 
08/04/2006 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 

 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) 

08/04/2006
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent childretL see PP 34-57 filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
Income during reporting period 
(I) Amount Code 
(A-H) (2) Type(e.g. div., rent, int.) 
Gross value end reporting period 
(I) Value Code (J-P) (2) Value Method Code3 
(Q-W) 
(I) Type(e.g. buy, sell, merger, redemption) 
Transactions during reporting period 

(2) Date Month-Day not exempt from disclosure 
(3)  (4) (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transacrion) Branch Bank Trust Co. Bank Account  Interest Investment Account directing (line  Dividend IRA-Brokerage Account holding (lines 4-33) Hampton Roads Bankshares Inc Centennial Government Trust The Diamonds Trust Standard Poor's 500 Depository Receipts Trust Taxable Bonds: U.S. T-Note 2115105  Redeem  2115 U.S. T-Note 5115105  Redeem  5117  
11. U.S. T-Note 11/15/05  Redeem  11115  
12. Norfolk Southern Corp. 7.22% 9115106 Medium Term Notes  
13. Sara Lee Corp. 6/19/08 Medium Term Note  
14. U.S. T-Note 8/15/07  
15. U.S. T-Note I0/15/06  
16. U.S. TSY Inflation Index Notes 1/15/08  
17. U.S. TSY Inflation Index Note 1/15/10 Income Gain Codes: St .000 less 1.00 -$2,500 =$2.50  SS.ODO  0=$5,001  $15,000 =SI l,00  $50,000  
(Sec Columns and 04)  F=S50,00I  $100,000 =SI00,001 -Sl,000,000  Ill =Sl,000,00l -$5,000,000  112 =Mon: than $5,000,000 Value Codes =$15,000or less  K=Sl5.00l S50.000 =S50.00I -SI00.000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000  O=S500,00l -Sl,000,000 -s1.ooo.001 -ss.000.000 =$5,000,001 -S25,000,000 Value Method Codes -s2s,ooo.001 -sso,000.000 =Cost {Real Esratc Only) =More than $50,000,000  T=Cash Market  
(Sec Column C2)  Q=Appraisal  V=Othcr ==Asscssmcnl  
U=Book Value =Es1imatcd  

08/04/2006
Smith, Rebecca 

VII. INVESTMENTS and TRUSTS -income, aiue, transactions (includes thou of1he spouse and dependent children. see PP J4-s7 offiling instructions> NONE (No reportable income, assets, transactions.) 
Description Assets 
{including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Jfnot exempt from disclosure  
Amount Code (A-HJ  Type (e.g. div rent. int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Dale Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. TSY Inflation Index Notes 7-15-13  
19. Raven Hills Higher 8-1-06  
20. Hinsdale Co. ILL 9/4/07  
21. Virginia Hsg Dev Auth Multi-Fam -Series 511II  
22. Florida Windstorm Underwriting Assn. 811107  
23. U.S. T-Note 8/15/08  
24. FHLMC 3/3/09  
25. U.S. T-Note 5115114  
26. FFCB 6/14/12  Redeem  6/14  
27. FFCB 10/15/07  
28. FNMA 4/29/08  Redeem  4/29  
29. Oregon School Board Bond Due 6-30-10  Buy  7/28  
30. Standard Poor's Growth Index Fund  Buy  11/29  
31. Standard Poor's Latin American Index Fund  Buy 1/29  
32. MSCI EAFE Index Fund  Buy 1/29  
33. Standard Poor's Midcap 400 Value Index Fund 34. Farm,  None  Buy 1/29 Income Gain Codes: 1,000 h.-ss =Sl.001 -$2.500 =S2.SOJ -$5.000  D=SS,001 -SJ5.000 =SJ5,00J -SS0.000  
(See Columns and 04) =SS0.00 -SI 00.000 :$I 00.00 -SI .000.000  Ill =s1.ooo.001 -s5.ooo.ooo -More than $5.000.000 Value Codes 15.000 less =$I S.00 -$50.000  L=SS0.00 -SI 00,000 =$100.00J -S2SO.OOO  
(Sec Columns and DJ) $250.001 -$500.000  o-s500.001 -s1,ooo.ooo 1.000.001 -s5,ooo.ooo =S5.000,00 -$25.000.000 Value Method Codes  P3=$25.000,001 -sso.000.000 c:('ost (Real Estalc Only)  P4=More than SS0.000,000  T=CashMarlcct  
(Sec Column C2) =Appraisal  V=Othcr =Assessment =Book Value ::Estimated  

08/04/2006
Smith, Rebecca 

VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP N-s1 filing insrructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross va1uc end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Jfnot c:xcmpl from disclos1Uc  
Amount Code (A-H)  Typc(e.g. div., rent. int.)  Value Code2 (J-P)  Value Method Code (Q-W)  Typc(e.g. buy, sell, merger, redemption) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaclion)  

35. Investment Account directing (line 36)  
36. Brokerage Account holding (lines 37-99)  
37. Centennial Tax Exempt Trust  Interest  
38. Equities/Stocks:  
39. E.1. DuPont Nemours Co.  Dividend  
40. Exxon Mobil Corp.  Dividend  
41. General Electric Co.  Dividend  
42. International Paper Co.  Dividend  
43. J.P. Morgan Chase Co.  Dividend  
44. Pepsico Inc.  Dividend  
45. St. Joe Co.  Dividend  
46. Hewlett-Packard Co.  Dividend  
47. Dollar Tree Stores, Inc.  None  
48. Tyco International Ltd.  Dividend  
49. Raytheon Co.  Dividend  
50. Cooper Cameron Corp.  None  
51. Charles Colvard Ltd.  None Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,501 -S5.000 =$5.001 -$15,000 =SJS,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =SI00.00I 1.000.000  111 =s1.ooo.001 -s5.ooo.ooo  112 =More than SS.000.000 Value Codes ""$15,000or less  K=S15.00J -S50.000 =$50,001 -SI00.000 =$100.001 -$250,000  
(SccColurnnsCI and DJ) =$250,001 -$500,000 $500,001 -Sl.000.000 =$1.000,001-SS.OOO.OOO =$5.000.001 -$25,000.000 Value Mclhod Codes =S25.ooo,001 -sso.000.000 =Cost (Real Estalc Only) More than $50.000.000 =Cash Market  
(Sec Column C2) =Appraisal  V=Othcr =Assessment =Book Value =Estimated NANCIAL DISCLOSURE REPORT Page 7of16 
08/04/2006
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Jfnot exempt from 
Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  disclosure  
Amount Code (A-H)  Type (e.g. div rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Typc(e.g. buy, sell, merger, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Jncomc Gain Codes: ==S 1,000 less =Sl.001 -S2.500 =$2,501 -$5,000  0=$5,001 -$15.000 =$15,001 -$50,000  
(Sec Columns and 04) =S50,00 -SI 00,000 =$100,001 -Sl,000,000  111 =s1.ooo.001 -s5,ooo,ooo  112 =More than $5,000.000 Value Codes SI 5.000 less -$15,001 -$50,000 =$50,001 -SI00.000 =$100,00J -S250.000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl.000,000 =$1,000.001 -$5,000.000 =S5,ooo,oo -s25.ooo.ooo Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal  V=Othc =Asscssmcnl =Book Value  W=Estim ated  

Dale Report 
Smith, Rebecca 
08/04/2006 
VII. INVESTMENTS and TRUSTS -income, alue, transactions (includes those the spouse and dependent children. see PP 34-57 offilinx instructiunsJ NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period Transactions during reporting period not exempt from disclosure  
(2) Dale Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (irprivate transaclion)  

(I) 
(2)
(I) 
(I) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Codc  Method  
(A-H) int.)  (J-P)  Codc  
(Q-W)  

Typc(e.g. buy, sell, 
merger, redemption) Income Gain Codes: 1.000 less 1,00 -S2.SOO S2,501 -SS,000 S5,00I -$15.000 Sll,001 -$50,000  
(Sec Columns and 04) $50,00 -SI 00.000 -SI00.001 -Sl.000.000  Ill S 1,000,00 -$5,000.000  112 Mon: than SS,000,000 Value Codes =SJS,OOOor less =$15,001 -SS0,000 =SS0,00 -SI 00,000 =SI00,001 -$250.000  
(Sec Columns and 03) S250,00 -S5llO.OOO $500.001 -Sl,000.000 s1.ooo.001 -S5.ooo,ooo =$5,000,00 -$25,000,000 Value Method Codes -s2s.ooo.001 -S5o.ooo.ooo =Cost (Real Estate Only) =More than S50.000,000 =Cash Market  
(Sec Column C2) =Appraisal  V01hcr =Asscssmcnl =Book Value =Estimated  

08/04/2006 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, atue, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including !rust asselS) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) nOI exempl from disclos ure  
Amount Code (A-H)  Type (e.g. div. rent,. int.)  Value Code2 (J-P)  Value Method Code (QW)  Type (e.g. buy, sell, merger, redemption)  (2) Dale Month Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller private lransaclion)  

86. Fairfax Cnty Gen Oblig Refunding Series 4/1/06  Interest  
87. Virginia College Bldg Auth due 4/1/16  Interest  Buy  8/03  
88. Virginia St. Resource Auth. due 1111/07  Interest  Buy  9/20  
89. Virginia College Bldg. Auth due 9/1/15  Interest  Buy  11/03  
90. Henrico Cty Pub. Imp. due 7/15/08  Interest  Buy  8/17  
91. Ill. 1/1/10 Northern Toll Hwy Auth Rev (see Part VIII (a))  Interest  
92. Taxable Bonds:  
93. U.S. T-Note 2115/05  Interest  Redeem  2/15  
94. U.S. T-Note 5/15/05  Interest  Redeem  5/15  
95. Virginia Higher Edi lnstns-A 6/1/05  Interest  Redeem  6/1  
96. U.S. T-Note 7/15/06  Interest  
97. U.S. T-Note 10/15/06  Interest  
98. U.S. T-Note 8/15/07  Interest  
99. Monsanto Co. 2/5/08 Medium Term Note  Interest 00. Wachovia Bank (formerly Southtrust Bank) IOI.  Interest Dividend 02. Rental Property #I, Norfolk,  Rent Income Gain Codes: ==S 1,000 less 1,00 $2,500 =S2,50t  S5,000 =$5,001  $15,000 =$15,001-$50,000  
(Sec Columns and 04) =$50,00 -SI 00,000 =SI 00,00  $1,000,000  111 =Sl,000,00t  $5,000,000  112 =More than $5,000,000 Value Codes =$15,000 less  K=Sl5,00l -S50,000  L=S50,00l  $100,000 =SJ00,001 -$250,000  
(Sc..-c Columns and 03) =$250,001  SS00,000 =$500,00  ,000,000 =Sl,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes  P.1 =$25,000,001 -$50,000,000 =Cost (Real Esta1c Only) =More than SS0,000,000 Cash Marlcct  
(Sec Column C2)  Q=Appraisal  V=Othcr =Assessment =Book Value =Estimated  

08/04/2006
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, 1a1ue, transactions (includes those the spouse and dependent children. see PP 34-s7 filing ins1ructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (IJ  (2)  (I)  Jfna1 exempt om disclosure  
Amount Code (A-H)  Type(e.g. div rcn int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) 03. C.A. Associates, 2%, Norfolk,  Dividend 04. GJF Currituck Beach Associates,  Dividend  
105. IRA -Equi-Vest  Dividend  
106, Deferred Annuity -Equitable Life Ins. Co.  Dividend  
107. IRA-Brokerage Acct directing and holding (lines 108-127)  Dividend  
108. American Funds Washington Mutual Investors Fund  
109. American Funds Investment Company America IO. Calamos Growth Fund First Eagle Sogen Global Fund  
I12. Ing International Value Fund 13. Lord Abbett Mid Cap Value Fund  
114. Managers Special Equity Fund Oakmark International Small Cap Fund  
116. Pimco Pea Renaissance Fund (see Part VIII (b))  Sold  2004  
117. Pimco Short Term Fund Royce Micro-Cap Fund  Sold  9/8 Royce Pennsylvania Mutual Fund Jncomc Gain Codes: =$1,000 less -SI .OOI  $2.500 $2,501 -$5,000  0$5,001 -$15.000 Sll.001  $50.000  
(See Columns and 04) $50.001. $100.000 SI 00,00 -SI ,000,000  Ill Sl,000,001 -$5,000,000  112 -Mon: rhan $5,000.000 Value Codes $ 15,000 less =SI 5,00  $50.000 =$50.001 -SI00,000 =SI 00,00 -$250.000  
(Sec Columns and 03) $250,00 -$500.000 =$500.00 -SI ,000.000 Sl,000,001 -$5,000.000 45,000,001 -$25.000.000 Value Mclhod Codes $25,000,00 -$50.000.000 =Cost (Real Es1a1e Only) =More than $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal Other =Assessment =Book Value =Eslimatcd  

08/04/2006
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those ofth NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-HJ  Typc(e.g. div. rent, int.)  Value Code (J-P)  Value Method Code3 (Q-WJ  Type (e.g. buy, sell, merger, redemption)  (2) Dale Monlh -Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) ldenlily buyer/seller (if private transaction)  

171. Estate#! (lines 172-174)  None  
172. MetLife common stock  
173. Real estate parcel Hopewell,  
174. Real estate parcel Hopewell, 175. (line 176)  
176. Branch Bank Trust Co. Bank Account  Interest Income Gain Codes: =SJ,000 less  B=Sl.001-$2,500 =$2.501 $5,000  D=S5.00l -Sl5,000 =Sll.001 -$50,000  
(Sec Columns and 04) =$50,00  00,000 =s100.001. s1.ooo.ooo  111 =s1.ooo.001  S5.ooo.ooo Mon: than $5,000,000 Value Codes =SJS,000 less =$15,001  $50.000 =$50,001  $100,000 =$100,001-$250,000  
(Sec Columns and DJ) =$250,001  $500,000 =$500,001 $1,000,000 =Sl,000,001-$5,000,000 =$5,000,00  $25.000.000 Value Method Codes =$25,000,00  $50,000,000 ::Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal  V:Q1hcr =Assessment =Bo Valu  W=Es1ima1ed  

Date Report 
Smith, Rebecca 
08/04/2006 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/ReporL) 
(a) 
Part VII, line 91. This asset was inadverently reported sold 2004. (Sale was reported line 2004.) 

(b) 
Part VII, line 116. Pimco PEA Renaissance Fund sold 5-17-04. Sale inadvertently omitted from 2005 report. 

Smith, Rebecca 
08/04/2006 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date 
d.OO(o 
NOTE: INDIVIDUAL WHO KNOWI FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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