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Judicial Watch • Richard A Caputo Financial Disclosure Report for 2003

Richard A Caputo Financial Disclosure Report for 2003

Richard A Caputo Financial Disclosure Report for 2003

Page 1: Richard A Caputo Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Richard A Caputo, Caputo, Witter, Stanley, Richard, stock, 2003, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 Calendar Year 2003 U.S.C. app.  101-111) 	Pe.son Re:p01ting (Last name, First name, Middle initial) Caputo, Ric:hard 	Title (Ariclc Judges indicati active senior status; magistrate judges indicate full-or parttime) 
U.S. Distric1t Judge -Active Cbambes Office Address 235 North Washington Avenue 
P.O. Box 1246 Scranton, ll8501 Co-Trustee Court Organization Date Report 
U.S. Dist Ct. M.D. 	5/6/2004 Repora'ype (check appropriate type) Reporting Period Nomination, Date 1/1/2003 Initial @Annual Final 
1213112003 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing 
-Trust 
CR1eportiing individual only; see pp. 14-16 offiling instructions) AGREEMENTS. NOlliJE  (No reportable agreements.) 	Fees which have been billed and remain unpaid from the practice law, which left 12197, will remitted till when eollected.
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III. NON-INVESTMENT JNCO:ME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer''s Non-Investment Income  NO:r-E -(No reportable non-investment income.)  (yours, not spouse's) Spouse's Non-Investmen1t Income -(Ifyou were manied during any portion the reporting year, please complete this section. (dollar amount not requir1i:d c:xcept far honor.uia) 
 NONU -n-investment income.) 	REIMBURSEMENTS --transportation, lodging, food, entertainment (ll1cludes those spouse and dep1mdent children. See pp. 25-'l:/ mstmctions.} 
 NONE -(No such repootable reimbursements.) LIABlLIT.IES. (Tulcludes th()se spouse and dependent children. See .32-34 ofinstructions.) NONE (No reponabte liabilit1.1.> 

Date Report 
Name Person Reporting 
Caputo, Richard 
5/6/2004 

income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.)
Vil. INVESTMENTS and TRUSTS  
e:scription Assets (including trust assets)  Income during reporting period  Gross value end ,of reporting period  Transactions during reporting period  

not exempt from disclosure (2)
(1) (1) (1) 
Plac:e "(X)" after each asset exi:mpt from prior disclosure 
DNONE (No reportable income, as:iets, tr.msactions) -II Trust -W'. Common Stock
AIOOUDt Type (e.g.Code div.. rent. (A-H) int.) Div. Int 
Value Value Code2 Method {J-P) Code 
(Q-W) 
Type (e.g. buy, sell, m:rger, 
redemption) 
Date: Identity 
Month-Code2 Olde! buyer/seller 
Day (J-P) (A-H) (ifpriate 

transaction) 
partial 
3128
-Cbevr1t1n nl'da Chevron Tex.ac:o Corp. -Common 
Stock
-Gl Common Stock
-Joi m Johnson Common Stock
Milerosoft Common Stock 
sold 
3128
-Sa l..ee Common Stock 
c7. 
-lb1rley Davidson Common Stock 

,vai Corp. kin/a Carnival New Paired Stock
10. 
-Cisc:o Sys. Inc. Commoo Sro.:k 

11. 

buy 
8114
Group Inc. Common Stock
llCOS Fas Inc. Common Stllck 
12. 

13. 
Ciiti.gr:oup Inc. Common Stock
14. -OollSI tellation Brands Inc. Class Common Stock
15. 
-DODll'inion Res. Inc. {New) Common Stock 

-Dow Chemical Co. Com.moo. Stock 

16. 

17. 
-All_ergan Inc. Common Stock 

18. 
ffi.A JDiv. Int. 
buy 
buy 
buy 
buy 
buy 
buy 
8/14  
8/14  
8114  
8114  
8114  
8/14 lncome/Gaitt Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Collunuis and 04) $50,001-$100,000 $100,001-$1,000.000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes:  =$15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Collumlis andD3) $250,000-$500,000 $500,001-$1.000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25;,Q00,001-$50,000.000 =$More than $50,000,000 Value Methcrd Codes  =Appraisal Cost {Real Esiate Only)  =Assessment Casb/Market  
(See Column C2)  =Book Vallue  =Otller  =Bstimak:d  

Date Report 
Name Person Reporting 
5/612004  income, value, tranSCatiaas (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Caputo, Richard 
vn. INVES:ThIBNTS and TRUSTS Description Assets (including trust assets) l>Jaoe "(X)" after each asset from prior disclosure xell)t Income during reporting period (1) (2) Amount Type (e.g. Code div. rent. (A-H) int.) Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (1) Type (e.g. buy, sell. IDll'gel", redemption) Transactions during reporting period not exempt from (2) (3) (4) Dale: Value Month Code2 Day (J-P) (A-H)  (5) Identity buyer/siller (1f private transaction)  
19. 20. 21. 23. 24. 25. 26.  -Verizou Common Stock  Moirga11 Stanley Dean Witter l.iquidl Asset Fund -LPL Premier Money Market Slilares tock-Carniv:al Corp. Common -ommon Stock. -Compu1ter Assoc. Int'l --Ca:disle Co. Inc. Common Stock -Col1000 Common Stock -Dfal Corp. New Common ro.:k  sell buy sold sold  10131 11/6 4117 12115  
27. 28. 29.  -Pfi:rer Inc. Common Stock -JDS Uniphase Common -MCI Worldcom Common tock  
30. 31. 33. 34. 35. 36.  -Dell Computers Common Stock -Lu1cen:t Technologies Commo1 11.Stook  Agere Sys. Inc. Class COJm nenStock -Ag Sys. Inc. Class COJmnon Stock -Citilgmup Common Stock -Pn:cision Castparts Common Stock -Bristoil Myers Squibb Commi Stcx:k  sell sell buy  8115 8/15 8/15  

DateofReport
Name Person Reporting 
VII., INVESTMENTS and TRUSTS  --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) !icription Assets (inclluding trust assets) Pia fro "(X)" after each asset e:amipt mprior disclosure Incoim during reporting period (1) -Amount Type (e.g. Code div,, rent. (A-H) inL) Gross value end reporting period (2) Value Value Code2 Method (J-P) Code3 (Q-WJ>  {l) Type (e.g. buy, sell, merger, redemption) Transactions during reporting period not exempt from (2) (3) Date: Value Month Code2 Day (J-P) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  
37. 38. 39. 40. 41. 42.  -Fle1tB 1:>ston Financial Commcm Stcick -an Inc. Common St.eek -Allergi -':s Fas Inc. Common Stok -Chiico --Hadey Davidson Ille. Common Stock --Micro;oftCorp. Commoo. Stock --Wbole, Foods Markets Inc. Common Stock  buy buy buy buy buy buy  8/15 8115 8115 8115 8/15 8115  
43. 44.  -Le111Cadi a Nat'! Corp. Commo1 Sto;k --Cooper COS Inc. Common Stock  buy buy  1215 12115  
45. 46.  -H