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Judicial Watch • Richard A Caputo Financial Disclosure Report for 2004

Richard A Caputo Financial Disclosure Report for 2004

Richard A Caputo Financial Disclosure Report for 2004

Page 1: Richard A Caputo Financial Disclosure Report for 2004

Category:Financial Disclosure

Number of Pages:11

Date Created:January 5, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Richard A Caputo, Caputo, shares, money, Richard, 2004, Market, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev.1/2004 
FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Pason Reporting (Last name, First name, Middle initial) Court Organization Date Report  
Caputo, Richard  U.S. Disl Ct. M.D.  5/112005 Title (Article ill Judges indicate active senior status; Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full-or part-time) Nomination, Date  1/1/2004  
U.S. District Judge -Active Initial Annual Final 12/31/2004 Chambers Office Address the basis the infonnation contained this Report and any  
235 North Washington Avenue  modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.  
P.O. Box 1246  
Scranton, 18501  Reviewing Officer.  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where YC!U have reportable information. Sign last page. POSITIONS. (Reporting indiVi.dual only; see pp. 9-13 filing instructions) NONE -(Noreportable positions.) 
POSIDON NAME Co-Trustee rust :::c 
(,..') 
r--rt 
,,.,z c:> 
z 

lrl'l .:;::: 
c:n II. AGREEMENTS. (Reporting individual only; see pp, 14-16 filing instructions) 
-;;1r--0 ::::;c fif1
 NONE -(No reportable agreements.) c:::> (J1 
AND TERMS 

ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Income 

Date Report 
Caputo, Richard GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No suchreportablegifts.) LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.} 
 NONE (No reportable liabilities.)
CODE 
FINAl'f CIAL DISCLOSURE REPORT Page lof  Name Person Reporting Caputo, Richard  Date Report 5/1/2005  

VIL INVESTMENTS and TRUSTS -income, valne, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Traosaclions during reporting periodDescription Assets 
reporting period reporting period 
fmcluding trustassets} 
ffnot exempt :fi:om disclosure (1) (2) (1) (2) 
(2) (3) (4) 
(5) 
Place "(X)" after each asset exempt Amount Type Value Value Type (e.g. Date: Value 
Identity 
(e.g.
from prior disclosure 	buy, sell, Month-
buyer{ seller 
Code div. rent. Code2 Method 	Code2 Code 
(A-H} int) 
(J-P) Codc3 
(Q-W) 
DNONE {No reportable income, assets. bamaetions} Div. Int. 
-Allagal). Inc. -Common Stk -Citigroup JnC. -Common Stk 
Day 
(if private 
merger,
redemption} 
(A-H) 
transaction) -Carnival Corp. kin/a Carnival New Paired
Partial Sale 
CommonStk -Cendant Corp. -Common Stk 	Buy 7/13 
-Cendant Corp. -Common Stk 	Buy 8/17 
-Chico's FAS Inc. -Common Stk. 
-Cooper COS Inc. -Common Stk 	Buy 8117 
-Conoco Phillips -Common Stk 	Buy 
10.  -Cisco Sys. Inc. -Common Stk  
11. 12.  -Chevron n/k/a Chevron Texaco Corp. -Common Stk -Dominion Res. Inc. NEW -Common Stk  Partial Sale  1212  
13.  -Dow Chemical Co. -Common Stk  
14.  -General Electric Company-Common Stk  
15.  -Harley DavidsonInc. .:. Common Stk  
16.  -lngeisoll Rand ComPao.ylimited Class A-CommonStk  Buy  3124  
17.  -Johnson Johnson Common Stk  

18.  -Altria Group Inc. -Common Stk Income/Gain Codes: (Sec Columns and D4) Value Codes: {See Columns and D3) Value Method Codes (See Column C2) $1,000 less  $50,001-$100,000 $15,000 less $250.000-$500,000 $25,000,001-$50.000.000 Appraisal =Book Value $1,001-$2,500 $100,001-$1,000,000 SlS,OQJ-$50.000 $500.001-$1.000,000 Cost (Real Estate Only) =Other ,501-$5,000 $5,001-$15,000 $1,000.001-$5,000,000 =More than $5,000,000 $50,001-SlOO,OOO M $100,00J-S250,000 Sl.000,001-$5,000.000 S5.000,00l-$25,000,000 =$More than $50,000,000 =Assessment Cash!Marlcet Estimated $15,001-SSO.OOO  

Name Person Reporting 	Date Report 
Caputo, Richard 	5/l/2005 
VII. INVESTMENTS and TRUSTS -income, value, transcations (iix:ludes those the spouse and dependent children. See pp. 34-57 filing instructions.) Incomeduring Gross value end Transactions during ICpOrting period Description Assets 
reporting period i:cportingperiod 
(including tnlSt assets) 
Ifnot exempt from disclosure
(1) (2) (1) (2) 
(1) 
(5)
(2) 
Place "(X)" after each asset exempt 
from prior disclOSUie Date:Value Value Value Gain Identity 
Amount Type 
(e.g. 
Code2 Method bay, sell, Month
Code2 	Codcl buyer/seller
Code div. rent. 
int.) (J-P) Code3 merger, Day 
(J-P) 	(A-H) (tfpriwtc
redemption) 
transaclion)
(Q-W} 
19.  -Microsoft Corp. -Common Stk  
20.  -SCP Pool Corp. -Common Stk  Buy  8/17  
21.  -Symantec Corp. -Common Stk  Buy  12/21  
22.  -Constellation Brands Inc. Class -Common Stk  Sold  8/17  
23.  -LPL Premier Money Market Shares  Buy  Var.  
24.  -WYEIH-Common Stk  Sold  3124  
25:  IRA.#1  Div.Int.  
26.  -Allergan Inc. -Common Stk  
27.  -Bristol Myers Squibb Co. -Common Stk  
28.  -Citigroup Inc. -Common Stk  
29.  -Cendant Corp. -Common Stk  Buy  4/1  
30.  -Cendant Corp. -Common Stk  Buy  6/18  
31.  -Cendant Corp. -Common Stk  Buy  
32.  -Chico's FAS Inc. -Common Stk  
33.  -Cooper COS Inc. NEW -Common Stk    Buy  6/18  

-Carlisle Companies Inc. -Common Stk 
35. 	
-l>upt)nt E.l Nemour Company-Common Stk 

36. 
-Dell Inc. -Common Stk Income/Gain Codes: Sl.000 less (See Columns and 04} $50.001-$100.000 lue Codes: $15,000 less 

(See Columns and DJ) $250,000-$500,000 S25,000.00l-$50.000,000 
Value Method Codes =Appraisal (Sec Column C2) =Book Value $1,001-$2,500 $100,001-$1,000,000 $15.001-$50,000 $500,001-$1,000,000 Cost (Real Es.tale Only) =Other -=S2.501-$5,000 .HI $1,000,001-$5.000,000 $50,001-$100.000 $1,000.001-$5,000,000 $More than $50,000,000 Assessment =Estimated 
Buy 12/15 SS.001-$15.000 =More than $5,000,000 =SI00,001-S2S0,000 $5.000,001-$25,000,000 Cash/Market =SlS.001-$50.000 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reportingperiod
(includingtrust assets) 
Ifnot exempt :from disclosure (1) (2) (1) (2) (2) (3) (4) (5) Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity ofAmount Typefrom prior disclosure Code2 Method buy, sell, Month-buyeti'sellerCodcl Code2 Codel
div. reot. 
Code3 merger, 
(1-P) (A-H) -H) 
(if private int.) 
redemption) transaction)
(Q-W) 
37. -Harley Davidson Inc. -Common Stk. 
-lsbares NASDAQ Biotech Index Fund Buy 4/1 39. -JDS Uniphase COip. -Common Stk 
40. -Lucent Technologies Inc. -Common Stk 
-Leucadia National Corp. -Common Stk 
-Microsoft Colp. -Common Stk 
-Precision Castparts Corp. -Common Stk 
 
44. -Pfizec Incorporated -Common Stk 
-Sirius Satellite Radio Ind. -Common Stk Buy 11122 
46. -Symantec Corp. -Common Stk Buy 12115 
-Whole Foods Maxket Inc. -Common Stk. 
48. -Conoco Phillips -Common Stk Sold 1212 -Cooper COS Inc. NEW -Common Stk Sold 10/6 
so. -Verizon Communications Inc. -Common Stk Sold 7/9 
51.  -Bank America 'Corp. (Fleetboston Fmancial) Sold  6/18  
CommonStk  
52.  -Honeywell Intl Inc. -Common Stk  Sold  6/18  

53. 
-IPL Prcmiec Money Marlcet Shares 

54. 
-MCI Worldcom -Common Stk Bankruptcy 12/16 Income/Gain Codes: $1.000 less $1,001-$2.SOO  =$2.SOl-$5,000 $5.001-$15,000  =Sl5,001-$50,000  
{See Columns and 04) $50,001-$100,000 $100,001-Sl,000,000 $1,000,001-$5,000,000 =More tha $5,000,000 Value O>des: $15,000 or-less $15,001-$50,000 $50.001-SIOO.OOO $100,001-$250,000  
(See Colwnns 03) $250,000-$500,000 $500,001-$1,000,000 Sl.000.001-$5,000.000 $5,000,001-$25,000,000 =S25,000.00l-S50,000.000 SMore than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment  =Cash/Market  
(See Column C2)  =Book Value  =Other =Estimated  

-income, 
value, transcations (include lhose the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. 	INVESTMENTS and TRUSTS 
Income during Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(I) 
Ifnot exempt from disclosure
(1) (2) (I) 
(2) (3) (4) (5) Place "(X) after each asset exempt Value Value Type (e.g. Date: Identity 
Amount Type (e.g. Value Gain from prior disclosure buy, sell, Month-
Codel div. renl Code2 Method 	Code2 Codel buyer/seller 
mergec, Day 
.redemption) (J-P)(J-P) CQde3 (ifprivam 
tnnsaction)(A-H) int.) (Q-W} 
-Dial Cotp. NEW Common Stk 	Merga-3/30
56. Wachovia Corp. Common Stock Dividend 
Eastern Peon PAS. Bond Interest 
58. Great Valley PABond Interest 
Peonsylwnia State HEFAHitSvcs Bond Interest 
60. State B/E Turnpike Comm. Bond Interest Buy 613 

61. 
Warwick School District Municipal Bond Interest Redeem 7/1 

62. 
l.PLPrcmia-Money Madcet Shares Interest 

63. 
Pfizer Inc. Common Stock Dividend 

IRA#2 	A Div. Int.

64. 

65. 	
-IPL Premier Money Market Shares 

66. 	
-Standard Poois Dep Rcpts B/E Buy 2/10 

67. 	
Direct Group Inc. (formerly Hughes Elect.) Dividend CommonStk 

68. 	
News Corp. Class -Common Stk Dividend 

IPL Premier Money Maiket Shares Dividend 
70. Amcore Bank N.A. Certificate ofDeposit Interest Buy 6/15
Capital Crossing Bank Certificate Deposit Interest Buy 6/15
72. 	Community Bank Certificate Deposit Interest Buy 10/13 Income/Gain Codes: (SeeColumns and D4) Value Codes: (SeeColumns arul 03) Value Method Codes (See Column C2) Sl,000 less $50.001-$100.000 $15,000 less $250,000-$500.000 $25,000,001-SSO,OOO.OOO =Appraisal =Book Value $1,001-$2.500 Sl00,001-Sl,000,000 s1s.001.-sso.ooo S5o



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