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Judicial Watch • Richard A Caputo Financial Disclosure Report for 2008

Richard A Caputo Financial Disclosure Report for 2008

Richard A Caputo Financial Disclosure Report for 2008

Page 1: Richard A Caputo Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:9

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Sovereign, Richard A Caputo, Insured, ACCOUNTANTS, COMPILATION, deposit, account, Estate, Market, 2008, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[l] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
INCOME 
(yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[l] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[l] NONE (No reportable reimbursements.) 

ITEMS PROVIDED 

SEE ACCOUNTANTS' COMPILATION REPORT GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 

[Z] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

SEE ACCOUNTANTS' COMPILATION REPORT 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Inco Gain Codes:  A=$l,000orless =$1,001 -$2,500  c=$2,501-$5,000  D=$5,001 -$15,000 =SIS,001 -SS0,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -SJ 000,000 =Sl ,000,001-SS,OOO,OOO =More $5,000,000 Value Codes  J=$JS,000orless =$15,001 -$50,000 =$50,001 -SI00,000 =$I 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,001 -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Re Estate Only) =Assessment ash Market  
(See Column C2) =Book Value  V=Other =Esti mat  

SEE ACCOUNTANTS' COMPILATION REPORT 
. 
Name Person Reporting 
Date Report 
Caputo, Richard 
05/06/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions) Description Assets (including trus.t assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g., div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type(e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. -Chevron Corp. -Common Stk 
19.  -Citizens State Bank -CTF Dep. 5.05% due  Sold  01/30  
1/30/08  
20.  -LPL Financial (flea Discover Bank) -Ins  
ured cash account  

21. 	
-First Choice Cnty. Bank 3.2% Cert Buy 216 posit; due 2/13/09 

22. 	
-La Salle Bank Midwest -CTF Dep -5.l Sold 8/1 due 8/1/08 

23. 	
-Lehman Bros. Bank 3.7% Cert Deposit; Buy 8/06 due 8/13/09 

24. 
-Leucadia National Corp. -Common Stk 

25. 
-LPL Financial (flea Sovereign Bank )-In Merged sured Cash Account (with line 20) 

26. 
-Whole Foods Market Inc. -Common Stk 

27. 
Chevy Chase Bank, 4.2% Cert Deposit, None Buy 10/07 due 10/15/10 

28. 
CIT Bank, Certificate Deposit Interest 

29. 
Countrywide Bank -FBS -Insured cash None Closed 4/15 ccount 

30.  Eastern Penn S.D. Bond  Interest  Sold  10/01  
31. State B/E Turnpike Comm. Bond  Interest  Sold  12/01  
32.  GMAC Automotive Bank Certificate ofDep osit  Interest  Sold  04/04  
33.  LPL Financial (flea Sovereign Bank) -Insur Cash Account  Interest  Closed  4115  
34.  Wachovia Bank 3.6% insured cash account, due 4/16/10  Interest  Buy  04/11 Income Gain Codes: 1.000 Jess =$1.001 -$2,500 =$2,501 $5,000 =S5,001 -Sl5,000 =$15.001 -S50,000  
(See Columns and 04) =$500001 -$100.000 =$I 00000 -$1.000,000 =$I 0000000 -$500000000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50.000 =$50,001 -SJ00,000 =$100,001 -$250.000  
(See Columns and 03) =$250,001  $500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00I  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

SEE ACCOUNTANTS' COMPILATION REPORT 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 340 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =$1,00I -$2,500 =S2,501 -55,000 =$5,001 -Sl5,000 =Sl 5,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -Sl,000,000 =Sl,000,001 -S5,000,000 =More than 55,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =550,001 -$100,000 =SI 00,00  $250,000  
(See Columns and D3) =$250,001 -$500.000 =S500,00I  Sl,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -525,000,000 =525,000.001 -s5o,ooo.ooo =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

SEE ACCOUNTANTS' COMPILATION REPORT 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place "(X)" after each asset exempt from prior disclosure  (l) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (l) Value Code (J-P)  (2) Value Method Code (Q-W)  (l) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

52. 
Lehigh County IDA Municipal Bond Interest Sold 11/03 

53. 
Lehman Bros. Bank FSB Wilmington, Interest Cert Deposit 

54. 
Line Mountain Municipal Bond Interest Sold 11/17 

55. 
Mutual Bank, Harvey, -Certificate ofD Interest eposit 

56. 
Northstar Bank, Bad Axe, -Certificate Interest Deposit 

57. 
Federated Muni Cash Trust Money Mkt Interest Open 4/15 Fund 

58. 
Wachovia Bank 3.6% Cert Deposit due Interest Buy 04/11 4/16/10 

59. 
Westmont Hilltop Municipal Bond Interest 

60. 
-vacant land -Orange County, Flor None ida 

61. 
Estate #1--vacant land, Slocum None Luzerne Cty -PA Income Gain Codes: =SJ ,000 less 1,00 -S2,500  c=$2,501 -55,000 =$5,001 -$15,000 =$15,001 -S50,000  
(See Columns and D4)  F=$50,001 -SI00,000 =SJ00.001 -SI ,000,000 =Sl.000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=SI 5,000 less =515.00J -$50,000  L=S50.00I -SI 00,000 =$100,00 -$250,000  
(See Columns and D3) =S250,00I -SS00,000 =SS00.00I 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -S25,000,000 =S25,000,00I -S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

SEE ACCOUNTANTS' COMPILATION REPORT 

Part VII -Line --Trust -Information reported, prior years, represents 100% the trust assets. However, the reporting person's-is one three beneficiaries who share equally the trust. 

Part VII -Line -LPL Financial (flea Sovereign Bank) -Insured cash account -Bank account(s) maintained LPL Financial which are made deposits 
various FDIC banks cash transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information 
the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying 
bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial 
institution another. 
Part VII -Line -LPL Financial (flea Discover Bank) -Insured cash account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks, cash transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial (flea Sovereign Bank) -Insured cash account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks, cash the insured cash account transferred various banks throughout the year, the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. This account has been merged with LPL Financial and included the reporting line 20. 
Part VII -Line -LPL Financial (flea Sovereign Bank) -Insured cash account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks, cash transferred various banks throughout the year, the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 2008 the LPL Insured Cash account was closed. 
Part VII -Line -LPL Financial (flea Sovereign Bank) -Insured cash account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks, cash transferred various banks throughout the year, the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial  institution another. The LPL Financial insured cash account was closed 2008. 
Part VII -Line -Orange County, Florida property -Information reported, prior years, represents 00% the value. However, the reporting person's -is one three individuals who own the property equal shares. 
Part VII -Line -This property Estate This was inadvertently omitted previous reports. 

SEE ACCOUNTANTS' COMPILATION REPORT 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

SEE ACCOUNTANTS' COMPILATION REPORT



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