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Judicial Watch • Richard A Caputo Financial Disclosure Report for 2010

Richard A Caputo Financial Disclosure Report for 2010

Richard A Caputo Financial Disclosure Report for 2010

Page 1: Richard A Caputo Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Richard A Caputo, Caputo, ACCOUNTANTS, COMPILATION, account, Richard, states, united, 2010, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Caputo, Richard Court Organization U.S. Dist. Ct. M.D. Date Report 05/04/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Senior  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 197 South Main Street Wilkes-Barre, 18701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust Co-Executor Estate# 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

SEE ACCOUNTANTS' COMPILATION REPORT 
Caputo, Richard 

Date Report 
05/04/2011
Caputo, Richard 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, uot spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS transportation, lodging,food, entertainment.
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

SEE ACCOUNTANTS' COMPILATION REPORT 

Date Report 
05/04/2011
Caputo, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

SEE ACCOUNTANTS' COMPILATION REPORT 

Date Report 
Caputo, Richard 
05/04/2011 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
(I)  (2)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  (e.g,,  :Date  Value  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sen,  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (ifprivate  
(Q-W)  transaction) -Trust Int./Div. -Bard C.R. Incorporated -Common Stk 
-Bank Whitman Colfax, WA, 3.00% Cert Dep, due 03/12/12 Income Gain Codes: =$l ,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 $50,000  
(See Columns and D4) 450,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00J -$5,000,000  P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other ==Estimated  

SEE ACCOUNTANTS' COMPILATION REPORT 

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instruction") NONE (No reportable income, assets, transactions.) 
Description ofAssets 
(including trust assets) 
(5) 
Identity exempt from buyer/seller (ifprivate transaction) 
18. 
-Western Digital Corp -Common Stock Buy 07/20/10 

19. 
IRA#! Int/Div. 

20. 
-Am. Exp. Centurion Bank, 1.75% Cert Dep, due 09/16/11 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15,000  E=$15,00I -$50,000  
(See Columns and 04)  F=$50,001 -$!00,000  G=$100,001-$1,000,000 =$1,000,00I -$5,000,000  H2=More than $5,000,000 Value Codes  J=$15,000orless =$15,001 -$50,000 =$50,00 -$I 00,000 I00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000  ,P4 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

SEE ACCOUNTANTS' COMPILATION REPORT 

Date Report 
Caputo, Richard 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.)  Income during  Gross value end ofreporting period Value Value Code2 Method (J-P) Code (Q-W)  Type (e.g., buy,sell, redemption)  Transactions duringreporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code! (5) Identity buyer/seller (if private transaction)  
35.  Wachovia Bank 3.6% insured cash account, due 4/16/10  Interest  Redeemed  04/16/10  
36.  Luzerne Bank Accounts  None  

Wachovia Bank Account -Insured cash None account 
38. 
Wachovia Bank Money Market Account Interest Closed 02/01/10 

39. 
Wachovia Bank Money Market Account Interest Open 01/20/10 

40. 
IRA#2 None 

41. 
-Whole Foods Market Inc. -Common Stk focomc Gain codes: =$1,000 less =$1.001 -$2,500 =$2,501-$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See ColUllUls and 04) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 =$50,00I -$I 00.000 =$I 00,00 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

SEE ACCOUNTANTS' COMPILATION REPORT 

Date Report 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and D4) F=$50.00J -$!00,000 =$100,00 -$1,000,000 41,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Markel =Appraisal =Assessment 
(Sec Column C2) =Other =Book Value =Estimated 
SEE ACCOUNTANTS' COMPILATION REPORT 

Part VII -Line LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC
banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open aud close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -Orange County, Florida property -Information reported, prior years, represents 00% the value. However, the reporting person's one three individuals who own the property equal shares. 
Part VII -Line -This property Estate# 

SEE ACCOUNTANTS' COMPILATION REPORT 

Date Report 
Caputo, Richard 
05/04/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Caputo 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544 

SEE ACCOUNTANTS' COMPILATION REPORT 

ACCOUNTANTS' COMPILATION REPORT 
The Honorable Richard Caputo 
United States District Court 
Scranton, Pennsylvania: 
The report intended solely for the information and use the Honorable Richard Caputo and The Committee Financial Disclosure, Administrative Office the United States Courts, and not intended be, and should not be, used anyone other than these specified parties. 

Wilkes-Barre, Pennsylvania May 2011



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