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Judicial Watch • Richard A Paez Financial Disclosure Report for 2006

Richard A Paez Financial Disclosure Report for 2006

Richard A Paez Financial Disclosure Report for 2006

Page 1: Richard A Paez Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:7

Date Created:October 12, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Richard A Paez, rollover, redemption, Fidelity, Richard, Washington, 2006, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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1978 
Rev.112007 
FOR CALENDAR YEAR 2006  1-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
PAEZ, Richard 	U.S. Court Appeals, 9th Cir 
05/25/2007 Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
Nomination, Date 
01/01/2006 
U.S. Circuit Judge (Active)
Initial Annual 	Final  

12/31/2006 
Sb. Amended Report Chambers Office Address the basis ofthe information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
125 South Grand Avenue 
Suite 300 
Pasadena, 91105 

Reviewing Offlcer 	Date 
JMPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 ofinstructionlf.) 
[K] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

  
c:::>  
(/) ..J  :::0  
IJ. AGREEMENTS. (Reporting individual only; seepp.14-16 instructions.) NONE (No reportable agreements.) ,., o::-;;(/) ;oZ rri oJ:> .,,  ::;:::;i:..  
PARTIES AND TERMS rrl  
CJ'l 9/98  California judges Retirement System -Deferred Retirement age 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
IE] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND 2006 Kaiser Foundation Hospitals 

DESCRIPTION 
June 16, 2006 -Washington, D.C. Transportation Room (Panel Moderator) 

Date Report 

0512512007
PAEZ, Richard GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 

VALUE 

VI. LIABILITIES. (Includes those_ spouse and dependent children. See pp. 32-33 instructions.)  NONE (No reportable liabilities.)  
VALUE CODE  Sallie Mae  student Loans 

Date Report 
PAEZ, Richard 

05/25/2007 
VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Descriplion Assets 
(including trust assets) 
Place "(X)n after each asset exempt from prior disclosure  
Ineome during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, selL  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  Fidelity Magellan  Dividend  Fidelity Asset Manager  Dividend  Part Redempt  7/17 \ Fidelity Balanced Dividend Fidelity Ginnie Mae (IRA) Dividend 
See Beyond Corp (401K) Fidelity Dividend Redemption 5/29 Investments 
Part Redempt 11/6 Dividend Buy/Rollover 5/30 Fidelity Cash Reserves (IRA) Dividend 
Fedelity Short Term Bond (IRA) Dividend Fidelity Government Income (IRA) Dividend 
Fidelity Government Income (IRA) 

10. Pacific Oaks College (403(b)) TIA-A-CREF Dividend Redemption 6/2 IBM (401K) Dividend 

12. 
Sun Microsystems (401K) J.P. Morgan Dividend Redemption 612 Investments 

13. 
Fidelity New Markets Inc. Dividend Buy/Rollover 6/2 

14. 
Fidelity U.S. Bond Index Dividend Buy/Rollover 6/2 

15. 
Fidelity Cash Reserve Dividend Buy/Rollover 6/12 

16. 
Fidelity Equity Income Dividend Buy/Rollover 6/2 

17. 
Stock (Option) (SP) Sun Microsystem* Dividend Sell 2/01 Income Gain Codes: =S1,000 less 1,001  52,500 =S2,501 -S5,000 =$5,001 -$15,000  E=Sl5,001 -SS0,000  
(See Colwnns and 04)  F=550,001 -5100,000 =SI00,001 -Sl,000,000 =SI ,000,001 S5,000,000 =More than S5,000,000 Value Codes 15,000 less =Sl5,00I -SS0,000 =$50,001 -SI00,000 =SI 00,00 -5250,000  
(See Colwnns and 03) =S250,001 -S500,000 =SS00,001 1,000,000 =Sl,000,001 -SS,000,000 =SS,000,001 -$25,000,000 Vnlue Method Codes   =525,000,001 'S50,000,000 =Cost (Real Estate Only) =Mote than S50,000,000  T=Cash Mnrket  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 
PAEZ, Richard 

05/2512007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during reporting period  Gross value end reporting period  Transactions during reporting period  
(I) (2)  (I) (2)  (I)  (2)  (3)  (4)  (5)  
Amount Type (e.g. Code div., rent,  Value Value Code Method  Type (e.g. buy, sell,  Date Month- Value Code  Gain Code  Identity buyer/seller  
(A-H) int.)  (J-P) Code3 (Q-W)  redemption)  Day  (J-P)  (A-H)  (if private transaction) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
L___ Income Gain Codes: =Sl,000 orless 1,00 -S2,500 =S2,501 -SS,000 =SS,001  Sl5,000 =Sl5,00I -SS0,000  
(See Columns and 04)  F=S50,00I  Sl00,000  G=Sl 00,00 -SI ,000,000 =Sl,000,001 -S5,000,000 =More than S5,000,000 Value Codes =SI 5,000 less =SIS,001 -SS0,000 =SS0,00  00,000 =SI00,001  $250,000  
(See Columns and 03) =5250,001  SS00,000 =$500,00  1,000,000 =Sl,000,001 -SS,000,000 =S5,000,00I -S2S,OOO,OOO Value Method Codes =s2s.ooo,001 sso,000.000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
FINAlCIAL DISCLOSURE REPORT Page of7 

05/25/2007
AEZ, Richard 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndictUepartofReporL) 
Part VII. page line 17*. Note: Sun Microsystem merged with See Beyond Corporation 2005 and mexercised the option wbe.eft Sun Microsystems 2006. 

Date Report 
PAEZ, Richard 

05/25/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-3010ne Columbus Circle, N.E. Washington, D.C. 20544