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Judicial Watch • Richard A Paez Financial Disclosure Report for 2007

Richard A Paez Financial Disclosure Report for 2007

Richard A Paez Financial Disclosure Report for 2007

Page 1: Richard A Paez Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:8

Date Created:October 28, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Richard A Paez, rollover, Fidelity, Richard, Washington, 2007, EPA, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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CHAMBERS 
RICHARD PAEZ 
UNITED STATES CIRCUIT JUDGE 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 
UNITED STATES COURT APPEALS 
FOR THE NINTH CIRCUIT 
125 UTH GRAND AVENUE 
PASADENA, CALIFORNIA 91109-1510 

June 20, 2008 
SELF INITIATED AMENDMENT 
TELEPHONE 
(626) 229-7180 
Dear Committee: 
..-
One Columbus Circle, N.E. 

Washington, D.C. 20544 POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
l2J  NONE (No reportable positions.)  
POSITION  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.)  

 PARTIES AND TERMS 9198  California judges Retirement System -Deferred Retirement age 

Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Fik;r's Non-Investment Income 
l2J NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 Kaiser Foundation Hospitals 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  American Constitutional Law Society  June 16, 2006 -Washington, D.C. Transportation Room (Panel Moderator) 

Date Report 
PAEZ, Richard 
06/19/2008 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.)  CREDITOR Sallie Mae  Student Loans  DESCRIPTION  VALUE CODE 

Date Report 
PAEZ, Richard 
06/19/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2)
(I) (2) 
(I) 
(2) 
(3) 
(4)
(I) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Fidelity Magellan  Dividend  Fidelity Asset Manager  Dividend  

Type (e.g., buy, sell, redemption) 
Part Redempt 
Date 
Month Day 

7/17 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-HJ  (if private  
transaction) 
Fidelity Balanced Dividend Part Redempt J/6 
Fidelity Cash Reserves (IRA) Dividend 
Fedelity Short Tenn Bond (IRA) Dividend 
Fidelity Ginnie Mae (IRA) Dividend 
Fidelity Government Income (IRA) Dividend 
Fidelity Government Income (IRA). Dividend Buy/Rollover 5130 
See Beyond Corp (401 Fidelity 
Redem/Rollov 5/29 Dividend 
Investments  
10.  Pacific Oaks College (403(b)) TIA-A-CREF   Dividend  Redem/Rollov  6/2  
11.  IBM (40JK).  Dividend  
12.  Sun Microsystems (401K) J.P. MorganInvestments   Dividend  Redem/Rollov  6/2  

13. 
Fidelity New Markets Inc. IRA  Dividend Buy/Rollover 6/2 

14. 
Fidelity U.S. Bond Index IRA Dividend Buy/Rollover 6/2 

I5. Fidelity Cash Reserve IRA.  Dividend  Buy/Rollover  6112  
16. Fidelity Equity Income IRA.  Dividend  Buy/Rollover  6/2  
17. Stock (Option) Sun Microsystem*  Dividend  Sell  2/1 Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2,501 -$5,000  D=$5,001-$!5,000 =$15,00 -$50,000  
(See Columns and D4) =$50,00 -$I 00.000 =$100,001 -$1.000,000 =$1,000,00 -$5,000,000 =More than $5,000,000  
?.. Value Codes =$15,000 less =$15,00 -$50.000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,00 -$500.000 =$500,00 -S1.000.000 =$1,000.001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00! -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmenl =Cash Market  
(Sec Column C2) ""Book Value "'thcr ""Estimated  

Date Report 
PAEZ, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
 
Place "(XJ" after each asset exempt from prior disclosure  (I) Amount Code (A-HJ  (2) Type (e.g., div., rent, int.)  (IJ Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3J Value Code (J-P)  (4) Gain Code (A-HJ  (5) Identity buyer/seller (if private transaction)  

18. Kaiser 403(b) Vanguard Investments. Dividend Buy(Monthly) 211 Income Gain Codes:  A=$1,000 Jess ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,00 -$50,000 =$50,001 00,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value =Other ==Estimated  

Date Report 
06/19/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto[Reporl) 
Part ;VII. page line 7*. Note: Sun Microsystem merged with See Beyond Corporation 2005 an