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Judicial Watch • Richard A. Posner – 2010

Richard A. Posner – 2010

Richard A. Posner – 2010

Page 1: Richard A. Posner – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 13, 2013

Date Uploaded to the Library:December 05, 2014

Tags:POSNER, Richard A Posner, Royalties, BLACKROCK, account, Richard, university, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report POSNER, RICHARD COURT APPEALS 7th CIRC 06/01/2011 Reporting Period Title (Article 111 judges indicate active senior status; 	5a. Report Type (check appropriate type) 
magistrate judges indicate full- part-time) 	Nomination, Date 01/01/2010 
ACTIVE CIRCUIT JUDGE Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
219 DEARBORN 
with applicable laws and regulations. 
CHICAGO 60604 
Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete ali parts, checking the NONE box for each part where you have reportable information, Sign last page. POSITION (Reporting indivia,.l o,ty; seep,. 9-13 filing instructions.) 
~-q 	NONE reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
SENIOR LECTURER 	UNIVERSITY CHICAGO LAW SCHOOL 
TRUSTEE 	TRUST~ 
 
 
II. AGREEMENTS. (Re, oning individual only; seepp. 14-16 filing instructions.) NONE(No reportable agreements.) 
DATE 	PARTIES AND TERMS 
Posner, Richard 
Name Person Reporting 
 
IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 filing instructions.) Filers Non-lnvestment Income 	NONE(No reportable non-investment income.) DATE SOURCE AND TYPE 
1.2010 OXFORD UNIVERSITY PRESS (UNITED STATES); ROYALTIES 2.2010 HARVARD UNIVERSITY PRESS; ROYALTIES 3.2010 WOLTERS KLUWER ASPEN PUBLISHERS; ROYALTIES 2010 	ENGLISH AGENCY (JAPAN); ROYALTIES 
5.2010 	UNIVERSITY CHICAGO PRESS; ROYALTIES 2010 	OXFORD UNIVERSITY PRESS (UNITED KINGDOM); ROYALTIES 
7.2010 	AUTHORS REGISTRY; ROYALTIES 
 2010 	EDWARD ELGAR; ROYALTIES (NET FOREIGN TAXES 
WITHHELD) 
 
10. 
 
 
II. Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
 
 
Date Report 06/01/2011 
INCOME 
(yours, not spouses) 
$1,617.09 $70,395.50 $19,659.32 $1,700.00 
$9,336.09 $19.33 $213.60 $1,870.00 
 
 
Name Person Reporting 	Date Report 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filling instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	 
FORDHAM LAW SCHOOL MARCH 28, NEW YORK MOOT COURT FINALS TRANSPORTATION, HOTEL AND 2010 FOOD 	 
AMERICAN LAW AND MAY 2010 NEW HAVEN WORKSHOP TRANSPORTATION, HOTEL AND ECONOMICS ASSOC FOOD 
 
THE UNIVERSITY 
CHICAGO LAW SCHOOL DISTRICT COURT, MAY 15, 2010 BOSTON SPEAKER TRANSPORTATION, HOTEL AND FIRST CIRCUIT 
 
FOOD 	 
HARVARD UNIVERSITY JUNE 16, 2010 CAMBRIDGE SPEAKER TRANSPORTATION, HOTEL AND PRESS FOOD 	 
AMERICAN JUNE -16, 2010 WASH!NGTON PANELIST TRANSPORTATION, HOTEL AND CONSTITUTION SOCIETY FOOD 	 
BRENNAN CENTER FOR OCTOBER BERKELEY, SYMPOSIUM TRANSPORTATION, HOTEL AND JUSTICE NYU 2010 FOOD GIFTS. (Includes those spouse and dependent children; see pp. 28-31 f!ling instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. ane~udes ~hose spouse and dependent children; see pp. 32-33 offiling instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
 
qame Person Reporting 	Date Report 
 
POSNER, RICHARD 	06/01/2011 
VII. INVESTMENTS and TRU ....... lue, ......,ions (Includes those spouse and dependent children; see pp. 34-60 f!llng instructions.) 
 
[--~ NONE (No reportable income, assets, transactions.) 	 
BROKERAGE ACCOUNTS AND MUTUAL FUNDS: 	 
DWS MANAGED MUNI BOND FUND Dividend CLASS 	 
VANGUARD 500 INDEX ADM FUND Dividend 	 
TIAA CREF BROKERAGE SVCES Dividend MONEY MARKET ACCT 	 
BLACKROCK NATL MUNI FUND Dividend 	 
BLACKROCK NATL MUNI 1NSTL Dividend FUND 	 
NUVEEN MUNI MARKET Dividend OPPORTUNITY FUND 	 
BLACKROCK MUN12018 FUND Dividend 	 
BLACK_ROCK GLOBAL ALLOCATION Dividend J FUND 
 
10. 	 
BLACKROCK GLOBAL ALLOCATION Dividend FUND 
 
11. 	 
NUVEEN INSURED QUALITY MUNI Dividend FUND 
 
12. 	 
NUVEEN SELECT QUALITY MUNI Dividend 
 
13. 	 
TIAA CREF SHORT TERM BOND FUND Dividend Buy 11/15/10 
 
14. 
 
15. 	 
SEP RETIREMENT ACCOUNT: 
 
16. 	 
BLACKROCK BASIC VALUE FUND Dividend 
 
17. 	 
BLACKROCK GLOBAL ALLOCATION Dividend FUND =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 ........... i:S~ ~i~i ....... ~=~i~i :~i~6~000 ......... ~$~oo,oo~ $i;ooo:ooo =$1,000,001 $5,000;000 I-!2 =More than $5,000,000 ..... =$I00,001 -$250,000 Value Codes 5,000 less ~$15;001 $50,000 =$50,001 $100,000 =$1,000,001 $5,000,000 =$5,000,001 $25;000~000 
(Sec Columns and D3) =$250~001 $500i000 =$500,001 $1,000,000 =$25,000,001 $50,000;000 =More than $50,000,000 Value Method Codes =AppraiSal =Cost (Rea! Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Othcr =Estimated 
Name Person Reporting 	Date Report 
POSNER, RICHARD 	06/01/2011 
 
VII. INVESTMENTS and TRU STS i,,co,~e, va~ue, ,ransactlons ciudes those oSspouse und de, endent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
(including trust assets) reporting period reporting period 
 
(1) (2) (1) (2) (2) .... (3) (4) (5) 
Identity 
Place (X) after each asset Amoum Type (e.g., Value Value  TYP~ (e.g.,: Dat~. Value Gain exempt from prior disclosure Code div., rent, Code Method  buy, se!li mm/dd/yy: Code2 (A-H) int.) (J-P) Code redemption): O-P) (A-H) (if private (Q-W) transaction) 
18. 	 
TIAA MONEY MARKET ACCOUNT Dividend Buy 104/15/10 
 
19. 
 
20. 	 
TRUST ACCOUNT: 
 
21. 	 
TIAA MONEY MARKET ACCT Dividend 
 
22. 	 
BLACKROCK NATL MUNI FUND Dividend INSTITUTIONAL 
 
23. 	 
BLACKROCK MUNI BOND FUND Dividend (FORMERLY CALLED MUNI INSFUND) 
 
24. 	 
BLACKROCK GOLBAL DYNAMIC Dividend EQUITY FUND 
 
25. 	 
BLACKROCK GOVT INCOME FUND Dividend 
 
26. 	 
DWS GNMA FUND CLASS Dividend 
 
27. 	 
DWS SHORT DURATION PLUS FUND -Dividend CLASS 
 
28. 	 
DWS CLIMATE CHANGE FUND -None CLASS 
 
29. 	 
DWS MANAGED MUNI BOND FUND Dividend CLASS 
 
30. 
 
31. ACCOUNT 
 
32. 	 
BLACKROCK GLOBAL ALLOCATION Dividend FUND 
 
33. 	 
BLACKROCK MIDCAP VALUE None OPPORTUNITY FUND =$5,001 $15,000 =$15,001 $50,000 =$1,001- $2,500 =$2;501 $5,000 ~More than 000000 ..... =$100,001-$I,000,000 1--$ ;000,001 $5~000;000 Value Codes =$15,000 tess K=$15,001- $50,000 =$50 001 $100 000 =$100 00l -$250;000 
(See Columns and D3) =$250,001 $500,000 O=$500,001-$1,000,000 =$1i000,001 $5;000 000 =$51000,001 -$25,000,000 =$25,000,001 $50,000,000 =Mor~ than $50,000~000 Value Method Codes =Appraisal =Cost(Rcal Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
~/ame Person Reporting 
06/01/2011 
POSNER, RICHARD 
VII. INVESTMENTS and TRUSTS .... value, ......tlons (lndudes those spouse and dependent children; see pp. 34-60 filing instructions.) 
~-~ NONE (No reportable income, assets, transactions.) 
34. 35. BLACKROCK MIDCAP VALUE OPPORTUNITY FUND TIAA MONEY MARKET ACCT 
36. 
37. ACCOUNT #2: 
38. TIAA MONEY MARKET ACCT 
39. BLACKROCK PACIFIC FUND 
40. BLACKROCK BASIC VALUE FUND 
41. BLACKROCK GLOBAL ALLOC FUND 
42. 43. 44. BLACKROCK VALUE OPPORTUNITIES FUND BLACKROCK GLOBAL DYNAMIC EQUITY FUND BLACKROCK LATIN AMERICA FUND 
45. 46. AMERICAN FUNDS INTERMIDIATE BOND FUND BLACKROCK TOTAL RETURN FUND 
47. 48. TREASURY STRIP ZERO COUPON BOND 
49. OTHER RETIREMENT ACCOUNTS: 
50. TIAA REAL ESTATE FUND (TRADITIONAL IRA ACCOUNT) lncom~ Gain Codes: =$1,000 tess (See Columns and D4) F=$50~00i $i00;000 Value Codes =*15,000 less 
(See Columns and D3) =$250,001 $500,000 =$25,000,001 $50,000,000 
Dividend 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
Dividend 
 
None 
None =$Ii001 S2;500 G--$100100i ~$1;000,000 =$15,001, $50;000 =$500,001 $1,000 000 
Matured 11/15/10 
 =$2,501. $5,000 =$5,001. $15,000 =$15,001 S50,000 ~$1;000,00i i$5i000;000 .... =More than $5~000;000 ....... :$50i001L $100,000 00,00 $250,000 ~$i;000,00i $5;000,000 =$5 000 001 $25 000 000 =More than $50~000,000 Value Melhod Codes =Appraisal =Cost (Real EState Only) .... =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, ...... tlous (Includes those ...... dependent children; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.) 
51. 	 
TIAA TRADITIONAL GUARANTEED None 
ANNUITY (TRADITIONAL IRA ACCT) 
 
 
52. 	 
UNIVERSITY CHICAGO 
CONTRIBUTORY RETIREMENT PLAN 
 
 
53. 	 
STANFORD UNIVERSITY 
CONTRIBUTORY RETIREMENT PLAN 
 
 
54. 	 
NATL BUREAU ECO RESEARCH 
TAX DEF ANNUITY PLAN 
 
 
55. 	 
UNIVERSITY CHICAGO 
SUPPLEMENTAL RETIREMENT PLAN 
 
 
56. 
 
57. 	 
BANK FINANCIAL (BANK ACCOUNT) Interest 
 
58. 
 
59. 
 
60. 
 
61. 
 
62. 
 
 
!63. 
64. =$1.001 $2.500 =$2.501 $5.000 =$5.001 $15,000 =$15.001 $50.000 
I.Income Gain Codes: A=$1.000 orless 
(See Columns and D4) =$50.001- $t00.000 =$100.001 $1.000.000 =$1,000,001 $5,1)00,000 =More than $5,000~000 
Value Codes :$15.000 orless =$15.001 $50.000 =$50.00 $100,000 =$100.001 $250.000 
 
(See Columns and D31 	N=$250.001- $500.000 =$500,001 $1,000.000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.001- $50.000.000 =More than $50.000.000 
Value Method Codes =App~isal =Cost (Real Estate Only) =Assessment =Cash Market 
/See Column C21 =Book Value Other =Estimated 
 
 
 
Name Person Reporting Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
PART VII INVESTMENTS AND TRUSTS: 
THE REPORTING OTHER RETIREMENT ACCOUNTS, SHOWN LINES THROUGH HAS BEEN CHANGED FROM THE METHOD USED REPORT THESE ASSETS PREVIOUSLY (FDR 2009 REPORT LINES THROUGH 60). 
CURRENT YEAR REPORTING HAS BEEN CHANGED CONFORM WITH THE FILING INSTRUCTIONS, PAGES WHICH STATES THAT THE ONLY ITEM REPORTED FOR COMMON TRUST FUNDS, SUCH THOSE MAINTAINED TIAA-CREF, THE NAME THE SPECIFIC PLAN COLUMN 
Name Person Reporting Date Report 
 
06/01/2011 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544