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Judicial Watch • Richard C. Wesley – 2006

Richard C. Wesley – 2006

Richard C. Wesley – 2006

Page 1: Richard C. Wesley – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 4, 2007

Date Uploaded to the Library:January 02, 2015

Tags:Richard C Wesley, WESLEY, Northwestern, Council, Circuit, meeting, Richard, mutual, school, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  101-111) Person Reporting (last name, first, middle initial) Wesley, Richard Court Organization Court Appeals, 2nd Cir. Date Report 03/23/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Active, U.S. Circuit Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 0110112006 1213112006 Chambers Office Address Livingston Co. Gov.t Center Court Street Geneseo, New York 14454 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE boxfor each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Member Cornell University Council Member Cornell Law School Advisory Council 
See additional page regarding Trustee. 
o-:::0 
(f)Z 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) rrin O)> >J1 (Jl NONE (No reportable agreements.) 
PARTIES AND TERMS 2003 New York State Employees Retirement System: pension upon retirement 55. 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE 
DESCRIPTION University Albany 	3/20/06 3/21/06 Seminar the Univeristy Albany, Albany, New York 
U.S. Courts/AO -Federal Government 3/22/06 3/23/06 Meeting the Circuit judicial Council committees Syracuse, New Yorlc 	 
University Virginia Law School 3/26/06 3/28/06 Educational seminar the University Virginia Law School Charlottesville, Virginia 
Harvard Law School 	4/10/06 4/12/06 Educational seminar Harvard Law School, Cambridge, 
 
 
 
Date Report 
Wesley, Richard 
03/23/2007 
U.S.Courts/AO-Federal Government 4127106 4/27106 Meeting Circuit judicial Council committee SyJacuse, New York 
 
615106 615106 Meeting the Circuit Judicial Council committee Syracuse, New York 
6125106 612 8/06 Meeting sponsored the Farmington, Pennsylvania 
916106 917106 Meeting the Circuit Judicial Council Committees Albany, New York 
917106 919106 Circuit Judicial Conference New Paiz, New York 
I0/11/06 I0/13/06 FJC educational seminar program Washington, D.C. 
10/19/06 10/21/06 Meeting the Circuit Judicial Council committee -Washington, 
D.C. 
 
11/1/06 11/1/06 Court Governance: administratrive/managerial meeting New York, New York 
11/3/06 11/3/06 Professional Association meeting Buffalo, New York 
14. Fordman Law School 11/28/06 11/28/06 Educational seminar Fordham Law School, New York, New York GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) 
[RJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 31-33 instructions.) 
[RJ NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION 
 
 
Date Report 
Wesley, Richard 
03/23/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Key Bank Account Interest 
Trust -Chevy Chase Bank Acct Interest 
Trust -Chevy Chase Bank Acct. Interest 
NWML Balanced Funds (IRA) Dividend 
Northwestern Mutual Life (Whole Life) Dividend 
Northwestern Mutual Life (Whole Life) Dividend 
Northwestern Mutual Life (Whole Life) Dividend. 
Northwestern Mutual Life (Whole Life) Dividend 
Northwestern Mutual Life (Whole Life) Dividend 
 
 
IO. Northwestern Mutual Life (Whole Life) Dividend 
11. Fixed Income Fund (IRA) Dividend 
 
12. U.S. Market Fund Class (IRA) Dividend 
 
13. International Small Company Fund Dividend Class (IRA) 
 
14. International High Book Market Fund Dividend Class (IRA) 
 
 
15. U.S. Small Fund Class (IRA) Dividend 
16. U.S. High Book Market Fund Class Dividend 
(IRA) 
 
17. Assanti Capital Management, Inc. (IRA) Interest Income Gain Codes: (See Columns and 04) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) 1,000 less F=$50,001 -SI00,000 =$15,000 less =$250,00I -$500,000 =$25,000,00 -$50,000,000 Q=Appraisal U=Book Value B=S l,001 -$2,500 =S100,00I 1,000,000 =$15,00I -$50,000 0=$500,00 1,000,000 =Cost (Real Estate Only) V=Olher =$2,501 -$5,000 1,000,00 -$5,000,000 L=$50,00 -$I 00,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Eslimated =$5,001 -$15,000 =More than $5,000,000 100,00 -$250,000 =S5,ooo,001 -$25,ooo,ooo T=Cash Market E=$15,001 -$50,000 
 
Date Report 
Wesley, Richard 
03/23/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div.,Jent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
cash 
18. Washington Mutual Investors Dividend Income Gain Codes: =SI ,000 less B=Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,00I  $50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=SIS,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,00 -$I ,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
Date Report 
03/23/2007 
Wesley, Richard 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofReporL) Part -Positions; 
Trust 
Trust the trustee for both trusts. 
 
 
 
 
 
Date Report 
Wesley, Richard 
03/23/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date FILE THIS REPORT MAY SUBJECT CIVIL 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544