Skip to content

Judicial Watch • Richard C Wesley Financial Disclosure Report for 2006

Richard C Wesley Financial Disclosure Report for 2006

Richard C Wesley Financial Disclosure Report for 2006

Page 1: Richard C Wesley Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Richard C Wesley, WESLEY, Northwestern, Council, Circuit, meeting, Richard, mutual, school, 2006, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  101-111) Person Reporting (last name, first, middle initial) Wesley, Richard Court Organization Court Appeals, 2nd Cir. Date Report 03/23/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Active, U.S. Circuit Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Sb. Amended Report Final Reporting Period 0110112006 1213112006 Chambers Office Address Livingston Co. Gov.'t Center Court Street Geneseo, New York 14454 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE boxfor each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Member Cornell University Council Member Cornell Law School Advisory Council 
See additional page regarding Trustee. 
o-:::0
(f)Z 
(") 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.)  rrin O)> >J'1 (J'l  NONE (No reportable agreements.)  
PARTIES AND TERMS 2003  New York State Employees Retirement System: pension upon retirement 55. 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE 
DESCRIPTION University Albany 	3/20/06 3/21/06 Seminar the Univeristy Albany, Albany, New York 
U.S. Courts/AO -Federal Government 3/22/06 3/23/06 Meeting the Circuit judicial Council committees Syracuse, New Yorlc 	
University Virginia Law School 3/26/06 3/28/06 Educational seminar the University Virginia Law School Charlottesville, Virginia 
Harvard Law School 	4/10/06 4/12/06 Educational seminar Harvard Law School, Cambridge, 

Date Report 
Wesley, Richard 
03/23/2007 
U.S.Courts/AO-Federal Government 4127106 4/27106 Meeting Circuit judicial Council committee SyJacuse, New York 

615106 615106 Meeting the Circuit Judicial Council committee Syracuse, New York 
6125106 612 8/06 Meeting sponsored the Farmington, Pennsylvania 
916106 917106 Meeting the Circuit Judicial Council Committees Albany, New York 
917106 919106 Circuit Judicial Conference New Paiz, New York 
I0/11/06 I0/13/06 FJC educational seminar program Washington, D.C. 
10/19/06 10/21/06 Meeting the Circuit Judicial Council committee -Washington, 
D.C. 

11/1/06 11/1/06 Court Governance: administratrive/managerial meeting New York, New York 
11/3/06 11/3/06 Professional Association meeting Buffalo, New York 
14. Fordman Law School 11/28/06 11/28/06 Educational seminar Fordham Law School, New York, New York GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) 
[RJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 31-33 instructions.) 
[RJ NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION 

Date Report 
Wesley, Richard 
03/23/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Key Bank Account Interest 
Trust -Chevy Chase Bank Acct Interest 
Trust -Chevy Chase Bank Acct. Interest 
NWML Balanced Funds (IRA) Dividend 
Northwestern Mutual Life (Whole Life) Dividend 
Northwestern Mutual Life (Whole Life) Dividend 
Northwestern Mutual Life (Whole Life) Dividend. 
Northwestern Mutual Life (Whole Life) Dividend 
Northwestern Mutual Life (Whole Life) Dividend 

IO. Northwestern Mutual Life (Whole Life) Dividend 
11. Fixed Income Fund (IRA) Dividend 

12. U.S. Market Fund Class (IRA) Dividend 

13. International Small Company Fund Dividend Class (IRA) 

14. International High Book Market Fund Dividend Class (IRA) 

15. U.S. Small Fund Class (IRA)  Dividend  
16. U.S. High Book Market Fund Class  Dividend  
(IRA)  

17.  Assanti Capital Management, Inc. (IRA)  Interest Income Gain Codes: (See Columns and 04) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) 1,000 less F=$50,001 -SI00,000 =$15,000 less =$250,00I -$500,000 =$25,000,00 -$50,000,000 Q=Appraisal U=Book Value  B=S l,001 -$2,500 =S100,00I 1,000,000 =$15,00I -$50,000 0=$500,00 1,000,000 =Cost (Real Estate Only) V=Olher =$2,501 -$5,000 1,000,00 -$5,000,000 L=$50,00 -$I 00,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Eslimated =$5,001 -$15,000 =More than $5,000,000 100,00 -$250,000 =S5,ooo,001 -$25,ooo,ooo T=Cash Market  E=$15,001 -$50,000  

Date Report 
Wesley, Richard 
03/23/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div.,Jent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

cash  
18. Washington Mutual Investors  Dividend Income Gain Codes: =SI ,000 less  B=Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E=$15,00I  $50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=SIS,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,00 -$I ,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
03/23/2007
Wesley, Richard 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofReporL) Part -Positions; 
Trust 
Trust the trustee for both trusts. 

Date Report 
Wesley, Richard 
03/23/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date FILE THIS REPORT MAY SUBJECT CIVIL 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!