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Judicial Watch • Richard G. Seeborg – 2012

Richard G. Seeborg – 2012

Richard G. Seeborg – 2012

Page 1: Richard G. Seeborg – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Richard G Seeborg, Invesco, Equity, Growth, vanguard, 2012, united, Market, assets, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. l/20J3 
FOR CALENDAR YEAR 2012 U.S.C. app. /OJ-I II) Person Reporting (last name, first, middle initial) SEEBORG, RICHARD Court Organization U.S. District Court N.D. Cal. Date Report 05/01/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States Courthouse 
450 Golden Gate Avenue 
San Francisco, 94102 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS, (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/01/2013

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  Matthew Bender Co., Inc. (Book Royalties)  $2,043.70 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/01/2013 GIFTS. (lncludes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 NONE (No reportable liabilities.)  instructions.)  CREDITOR Wells Fargo Bank  DESCRIPTION 17% mortgage obligation rental property, Kamuela,  VALUE CODE 

05/01/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 offilinc ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/y  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Morgan Stanley Asset Fund (Money Market)  Interest Schlumberger Ltd.  Dividend DWS World Dividend Fund (see Part VIII)  Dividend DWS Latin America Equity Fund (see Part VIII)  Dividend Templeton World Fund -Class  Dividend Templeton Developing Market Trust Class  Dividend Vanguard 500 Index Fund  Dividend Vanguard Growth Index Fund  Dividend Vanguard International Growth Fund  Dividend  
IO. Vanguard U.S. Growth Fund  Dividend Wells Fargo Checking Account  Interest  
12. Emerson Electric  Dividend  
13. John Hancock Regional Bank Fund  Dividend  
14. Morgan Chase (formerly Bank One Corp)  Dividend  
15. Computer Sciences Corp.  Dividend  
16. Intel Corp  Dividend  
17. Invesco Comstock Fund  Dividend Income Gain Codes: =$1.000 Jess =$1.001 -$2,500  c=$2,501 -$5.000  D=$5,001 -$15,000  E=$15.001 -$50.000  
(Sec Columns and 04)  F=$50,001 -$100.000 =$100.001 -$1,000,000  Ill=$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15,00I -$50.000 450,00 -$I 00,000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00I -$500.000 =$500,001 -$1.000.000 =$1,000,001 -$5,000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.00 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

05/01/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) (2) (I) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Invesco Small Cap Value Fund (formerly Special Value Fund)  Dividend  
19. John Hancock Small Cap Value Fund  Dividend  
20. Invesco Global Core Equity Fund  Dividend  
21. MFS New Core Equity  Dividend  
22. Peet's Coffee  Dividend  Sold  10/30/12  
23. Schell-Vista Fire Bond  Interest  Redeemed  03101112  
24. Van Kampen Senior Loan  Dividend  
25. Allianz Nacm Intern.  Dividend  
26. Chevron Corp  Dividend  
27. Clorox Corp  Dividend  
28. General Electric Corp  Dividend  
29. M9rgan Stanley Focus Growth Fund  Dividend  
30. Diversified Dividend Fund  Dividend  
31. Invesco Global Growth Fund  Dividend  
32. Virtus  Dividend  
33. Mortgage Stanley Strategist Fund  Dividend  
34. Invesco Global Core Equity Fund  Dividend Income Gain Codes: 41.000 less =$1,001 -$2,500 $2.501  $5,000  0=$5. 001. $15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$!00.000 I00.001 -$1.000. 000  Ill =$1.000.001. $5. 000.000  112 =More than $5.000.000 Value Codes =$15,000 less  K=$15,001 -$50.000 $50,001 -$100,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000  0=$500,001 -$1.000,000 =$1.000.001 -$5,000.000  1'2 =$5.000.001  $25,000.000 =$25,000.001  $50,000,000 =More than $50. 000. 000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ::Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

05/01/2013

instructions.)
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactiOns.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting pe1iod reporting period 
(2) (I) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41.000or Jess 41,001 -$2.500 42.501 -$5.000 45.001 -$15.000  E=$15.001-$50.000  
(Sec Columns and 04) 450.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5 .000.000  112 =More than $5.000.000 Value Codes  J=$15.000 Jess =$15.001 -$50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000 45.000.001 -$25.000.000  
1'3 =$25.000,00 -$50.000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr ::::Estimated  

Date Report
Name Person Reporting 
05/0 /2013 
SEEBORG, RICHARD 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofrep ort.) 
Part VII, Number formerly Scudder Greater Europe Growth Fund 
Part VII, Number formerly Scudder Latin America Fund 
Part VII, Number 38, formerly Van Kampen Dynamic Opp Fund 
Part VII, Number 40, formerly Highland Credit Strategies Fund 

05/01/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: RICHARD SEEBORG 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS(5 U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544