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Judicial Watch • Richard G Seeborg Financial Disclosure Report for 2010

Richard G Seeborg Financial Disclosure Report for 2010

Richard G Seeborg Financial Disclosure Report for 2010

Page 1: Richard G Seeborg Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 6, 2013

Date Uploaded to the Library:November 13, 2013

Tags:SEEBORG, Richard G Seeborg, Richard, Growth, 2010, Market, transactions, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. 11201I 
FOR CALENDAR YEAR 2010 V.S.C. app. JOI-I Penon Reporting (last name, lint, middle inilial) SEEBORG, RICHARD Court Organizalion U.S. Dislrict Court N.D. Cal. Dale Report 4/18/2011 Tille (Article Ill judges indicate artlve senior status; magistrate judges indicate full-or part-lime) United States Dislrict Judge  5a. Report Type (check appropriale lype) Nominatio Date Initial [{] Annual 5b. Amended Report Final Reporting Period 01/01/2010 12/31/2010  
1-Chambers Office Address United States Courthouse 450 Golden Gate venue San Francisco, 94102 the basis the informalion conlained this Report and any modifkation1 pertaining thereto, is, opinion, compliance "ilh applicable laws and regulations. Reviewing Officer Dale  

IMPORTANT NOTES: The instructions accompanying this form must be/of/owed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITI NS, (Reponing individual only; see pp. 9-IJ filing instructions_) 
[{] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II, AGREEMENTS. (Reponing individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

SeeborQ, Richard 

Date Report 
4/18/2011
SEEBORG, RICHARD 
III. NON-INVESTMENT INCOME. (Reporting individualand spouse;supp.17-Uofjiling instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Matthew Bender Co., Inc. (Book Royalties) 591.32 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount no/ required except for honoraria.)  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  Not Applicable 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
SEEBORG, RICHARD 
4/18/2011 GIFTS. (Includes those spouse and dependent chi/dun; supp. 18-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE  
VJ. LIABILITIES. (Includes those spouse and dependent chi/dun; see pp. 31-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION Wells Fargo Bank 17% mortgage obligation rental property, Kamuela,  VALUE CODE 

Datt Report 

4/18!2011 II. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependml children; pp. 34-60 filing 
ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reponing period 
(including trust assets) reponing period reponing period 
(I) (2) 
(1) 
(I) (2) 
(4) 
Place "(X)" afler each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mrn/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Morgan Stanley Asset Fund (Money Market)  Interest Merck Co., Inc.  Dividend Aegon ADR  Dividend Applied Materials  Dividend Schlumberger Ltd.  Dividend Scudder Greater-Europe Growth Fund  Dividend Scudder Latin America Fund  Dividend Templeton World Fund -Class  Dividend Templeton Developing Market Trust Class  Dividend  

10. Vanguard 500 Index Fund Dividend 

II. Vanguard Growth Index Fund 
Dividend 
12. Vanguard International Growth Fund 
Dividend 

13. Vanguard U.S. Growth Fund Dividend Income Giiin Codes: =$1,000 less =$1,001 -$2.500 42.501 -SS.000 =$5,001 -SIS,000  l::=SIS.OOl-S50.000  
(Sec Columns and 04) ;S50.00I -SI00.000 ;$100.001 -S1.000.000  Ill ;SJ.000.001-S5.000.000  112 =More than U.000.000 Value-Cod.-s 15. 000 less =$15.001 -SS0.000 =S50.00I -SI00.000 =SI00.001 -S250.000  
!Sec Columns and D3) =$250,001-SS00.000 =Sl00.001 1.000.000 =Sl.000.001 -SS.000.000 =S5.000,00I -$25,000.000 =S25.000.00 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Hook Value =Other  V-"'Estimatcd  

Dair Report 
SEEBORG, RICHARD 
4/18/2011 
VII. INVESTMENTS and TRUSTS -inC"Omt!, value, "ansat:tions (/ndudes those spouse and dqendtnl C"hildun: St!t! pp. 34-60 filing ins/TUC"tions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (2) (I) (2) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W}  Type(e.g., buy, sell, redemption)  Date nun/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18. Morgan Chase (formerly Bank One Corp)  Dividend Income Gain Codes: =$1.000 less =$1,00 -$2,500 =$2.501 -$5.000 =$5.001. $15.000 15.00 -S50.000  
(See Columns and 04) =$50.001 -$100.000 =$I 00.00 -S1.000.000  111 =Sl.000.001 -S5.ooo.ooo  112 =More 1han $5.000.000 V;:iluc Codes =Sl5.000 less =Sl5.00I -$50.000 450.00 -SI 00.000 =SI00.001  $250.000  
(See Columns and 03) =$250.00 -$500.000 =SS00.001 -Sl.000.000 =Sl.000.001. S5.000.000 =Sl.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More lhan $50.000.000 Value Mc1hod Codes =Appraisal =CoSI (Real Esme Only) =Assessment =Cash Market  
(Se< Column C2) =Book Value =Oth._T =EstiTll.ltcd  

Dale Repon 
4/18/2011
SEEBORG, RICHARD EST MENT and STS -income, value, transactions (Includes thou spouse and dependtnl children; pp. 3./-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Description Assets  Income during  Gross value end  Transactions during reponing period  
(including lruSt assets)  reponing period  ofreponing period  
{I)  (2)  {I)  (2)  {I)  (2)  (3)  (4)  (5)  
Place "{X)" after each asset  Amount  Type {e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  ldenlity  
exempl from prior disclosure  Code  div., renl,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
{A-H) int)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivale  
{Q-W)  transaclion)  

35. Peet's Coffee  Dividend  
36. Morgan Stanley Note  Interest  
37. Schell-Vista Fire Bond  Interest  
38.  Van Kampen Senior Loan  Dividend  
39.  Allianz Nacm Intern.  Dividend  
40.  Chevron Corp  Dividend  
41.  Clorox Corp  Dividend  
42.  Compass Fund  Dividend  
43.  General Electric Corp  Dividend  
44.  Highwood  Interest  
45.  Morgan Stanley Focus Growth Fund  Dividend  
46.  Invesco Dividend Growth Securities Fund  Dividend  
47.  Invesco Advantage Fund  Dividend  
48. 49.  Virtus (fonnerly Phoenix Small Cap Value Fund Mortgage Stanley Strategist Fund  Dividend Dividend  
50.  Van Kampen Global Franchise Fund  Dividend  
51.  One-sixth interest Condominium Kamuela,  Rent Income Gain Codes: =$1.000 less 1,00 -$2.500 =$2501 -$5,000 =$5,00t -$15.000 15.00 -$50.000  
(See Columns and D4) =$50.001  $100.000 =SJ00.001 -Sl.000.000  Ill =Sl.000.001 -SS.000.000  112 =More than SS,000.000 Value Codes 15.000 o.-Jess =$15,001  $50.000 =$50,001 -SI00.000 =SI00.001 -S20.000  
(Sec Columns and 03) =$250,001 -$500.000 =S500,00 000.000 =Sl.000.00t -S5.000.000 =$5.000.001 -$25.000.000 =S25.000.00I -$50.000.000 =More than $50.000.000 Value Mcrhod Codes =Appra;sal =Cost (Real Estarc Only) Asscssmcn1 =Cash Market  
(Sec Column C2) =Hook Value =Orhcr =-Estimated  

Dair Report 
SEEBORG, RICHARD 
4118/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, 1raruactioru (Includes those spouse and dependent chi/dun: see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross 'alue end  Transactions during reponing period  
(including trust assets)  reponing period reponing period  

(I) (2) 
(I) (I) (2) 
(3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell. redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-11)  Identity buyer/seller (if private transaction)  
52.  L.A. Water Dept Bond  Interest  

53. Pomona School Bond Interest Redeemed 02/01/10 
Montebello School Bond Interest Redeemed 08/02110 
55. 
Irvine School Bond Interest Redeemed 01/04/IO 

56. 
San Francisco City Finance Bond Interest Redeemed 07/29/IO 

Manhattan Beach Water Bond Interest 
American Capital World Growth Fund Interest 
Van Kampen Dynamic Opp Fund Dividend 
60. 
BST Hospitality LLC Distribution 

61. 
Spectra Energy Dividend 

62. 
Highland Credit Strategies Fund Dividend 

63. 
Contra Costra Public Finance Bond parts) Interest 

64. 
Cal EDL Fae. Bond Interest 

65. 
Acalones School Bond Interest 
07/29/IO
Buy 
66. California Health Facilities Bond Interest 
Buy 
06/07/10 
67. California State Public Works Bond Interest 
Buy 
07/26/10 
68. Metropolitan Water District -So Cal Bond Interest 
Buy 
09/28/10 Income Gain Codes:  A41.000orless =Sl.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =Sl5.00I -S50.000  
(See Columns and D4) =$50.001 -$100.000 =SI00.001 -Sl.000.000  111 =Sl.000.001 -S5.000.000  112 =More than SS.000.000 Value Codes =$15.000 less =SIS.OOt  SS0.000 =SS0.001 -SI00.000 =SIOO.OOt -$250.000  
!Sec Columns and DJ) =S250.00I -S500.000 =$500.001  Sl.000.000 =Sl.000.001  $5.000.000 =S5.000.00I -$25.000.000 =$25.000.001. $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) Asscssm1.."Tll =Cash Market  
(See Column C2) =Book Value =Olh1..T =Estimated  

Dale Report 
SEEBORG, RICHARD 
4/18/2011 II. EST NTS and STS -income, value, transactions (/nc/utles thou spouse anti t!epentlmt chi/t!ren; pp. 3460 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reponing period  

(I) (2) (I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Codc3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. American Money Market (See Part VIII) Interest Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -S50.000  
(See Columns and D4) =$50.00 -$I 00.000 =SI00.001 -$1.000.000  111 =Sl.000.001 -S5.ooo.ooo  112 =More than S5.000.000 Value Codes 15.000 less =SI 5.001 -SS0.000 =S50.00I -SI 00.000 =SI00.001 -$250.000  
(Sec Columns and DJ) =S250.00I -SS00.000 =SS00.001 -Sl .000.000 =Sl.000.001 -SS,000.000 =SS.000.001 -$25.000.000 =S25.000.00I -SS0.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real btatc Only) =Assessment =Cash Market  
(Sec Column C2) =Hool Value =Oth,.,  W=Estimatcd  

Name Penon Reporting 
Date Report 
SEEBORG, RICHARD 
4/18/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatpartofreport.) 
Part VI, Line 15: Startup dissolved and investment written off: 2010. 
Part VI, Line 69: Purchase Money Market Fund 12130/08 inadvertently omitted from prior reports. 

Date Report 
SEEBORG, RJCHARD 
4/18/2011 
IX. CERTIFICATION. certify that all information ginn above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature: RICHARD SEEBORG 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544