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Judicial Watch • Richard J. Arcara – 2005

Richard J. Arcara – 2005

Richard J. Arcara – 2005

Page 1: Richard J. Arcara – 2005

Category:Federal Judges

Number of Pages:8

Date Created:September 8, 2013

Date Uploaded to the Library:June 01, 2014

Tags:Arcara, Richard J Arcara, Equity, MASON, Richard, 2005, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge

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FOR CALENDAR YEAR 2005 U.S.C. app. IOI-I Person Reporting (last name, first, middle initial) 
Arcara, Richard Title (Article IIIjudges indicate active senior status; magistrate judges indicate ful l-or part-time) 
Chief U.S. District Jjdge Chambers Office Address Court Street, Room 609 
Buffalo, New York 14202 Court Organization Date Report 
U.S. District Court W.D.N.Y. 06/27/2006 
Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 
01/01/2005 12/31/2005 
Sb. Amended Report the basis the information contained this Report and any modifications pertaining thereto, is, 
opinion, compliance with applicable laws and regulations. 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the 
NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting Individual only; see pp. 9-13 instructions.) 
[K) NONE (No reportable positions.) 
II. AGREEMENTS. (Reporting Individual only; see pp. 14-16 instructions.) =-;o c.._r-,, c:: ocnZ (KJ NONE (No reportable agreements.) r-I 2::AND j:j 21> .-  
N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-U instructions.) 
Filers Non-Investment Income 
 NONE (No reportable non-investment income.) AND TYPE (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion o/the reporting year, complete this 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) TYPE 
2005 Executive Dimensions -Salary 
2005 AAA Western and Central New York Board Member -Stipend JV REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) I.New York Intellectual Property Law Association Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor ofFederal Judiciary, N.Y. March 17-18, 2005 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instrul:tions.) 
[RJ NONE (No reportable gifts.) 
LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) 
Capital One Visa Credit Card 
INVESTMENTS and TRUSTS -income. va1ue. transactions (indut1es those th.spouse am1 dependent children. 
see PP 1-1-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during ieporting period Gross value at.end reporting period Transactions duringieporting period 
(2) (I) lfoot exempi from diSclosure Amount Code (AH) Type (e.g. div., rent, int.) Value Code-2 (J-P) Value Method Code3 (QCW) 
Identity buyer/seller (if private transaction) 
Leg Mason SEP transfd total RBC Dain Rauscher SEP 
Type(e.g, buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code! (AH) Goldman Sachs Cl.C sold 916 Idex Ser. Fund JCC Legg Mason Equity-Opp Dividend sold 916 Aim Basic Value Aim Premier Equity Fund None Legg Mason Equity-Sp. Dividend sold 916 Royce Fund-PA Dividend Legg Mason Equity Value Dividend sold 916 
10. Davis Venture Fund Dividend 
11. Eaton Vance High Income Dividend 
12. ldex Salomon Cl.C Dividend 
 Jennison Growth Cl. 14.Nuveen Dividend 
 Euor Pacific Growth Cl.A Dividend 
 Goldman Sachs Cl.A Dividend 
 Templeton Growth Cl.A Dividend Income Gain C.odes: A=$1,000 less 1,001  $2,500 2,501  SS,000 D.S,001-SIS,000 E=SIS,001  $50,000 (See Colunms and 04) S0,001  $100,000 G.100,001  Sl,000,000 =$1,000,001  $5,000.000 tt2 =More than SS,000,000 2.Value Codes IS,000 less KIS,001-SSO,OOO LS0,001$100,000 100,001 -$250,000 (See Colunms and 03) =$250,001 -SS00,000 S00,001  $1,000,000 1,000,001-SS,OOO,OOO S,000,00 -$25,000,000 
 INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description of Assets Income during Gross value end Transactions during rCprtiitg period (including trust assets) reporting peiicid reporting peiicid Ifnotexempt fiom diSclosure 
Amount Type(e.g. Value Value Place (X) after each asset .Type(e.g. 
CodeI div., rent, Code 
exempt from prior disclosure buy, sell, 
Identity (A-H) Value GainDate int) 
merger, buyer/sellerMonth-CcideICcide 
n:demption) (if private transaction) 
(1-P) Day (A-H) 
18. Fidelity Adv. New Insights buy 916 
19. Scudder Dreman High Rtn Cl.C Dividend buy 916 
20. Tamarack Invt. Fds Prime Dividend buy 12115 
21. Legg Mason IRA transfd total Dain Rauschler IRA 
22. Alliance Premier Cl.A 
 Lord Abbett Cl.A Dividend sold 10/3 
 Aim Premier Equity Fund Dividend 25.New Perspective Fund Cl.A Dividend 
 Legg Mason Opportunity Trust Dividend sold 12/14 
 Fidelity Advisor Dividend 
 Royce Fund -PA Dividend 
 Royce Fund-Total Return Dividend 
 Scudder Dreiman High Rtn. Cl.A Dividend buy 10/3 
 Templeton Growth Dividend buy 10/3 
 Legg Mason transfd total RBC Dain Rauschler 
 Franklin Resources Dividend sold 212 
 Sector Dr. Dividend Income Gain Codes: =$1,000 orless =$1,001-$2,500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,00l $50,000 (See Columns and D4) =$50,001-$100,000 =$100,001-Sl,OOO,OOO =Sl,000,001-$5,000,000 =Mon: than $5,000,000 .2. Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -s1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 
=Cash Market (See Column C2) =Appraisal V=Othcr =Assessment =Book Value W=Estimated Naine 
INVESTMENTS and TRUSTS -income. varu, transactians (indudes those the spouse ant1 dependent children. 
pp. J4-s1 offilinc instructiansJ NONE (No reportable income, assets, transactions.) 
Description Assets Gross value end Income during Transactions during reporting period (including trust assets) reporting period reporting period 
Ifnot exeinpt from disclosure 
Type (e.g. 
Type (e.g. 
Place (X) after each asset (3) 
exempt from prior disclosure div., rent, Code Code Method buy, sell, Identity Gain Date Value iol) Code3 merger, (J-P) buyer/seller Code Month-Code (A-fl) (Q-W) iedemption) Day (A-H) (ifprivate transaction) Income Gain Codes: =St,000 orless =$1,001  $2,500 =$2,501  SS,000 D=SS,001 -SI S,000 =SI S,001  SS0,000 (See Columns and D4) F=SS0,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 H2=More than SS,000,000 
 Value Codes =SI S,000 orless =SI S,001 -SS0,000 =Sso,001 -s100,ooo M=SI 00,001 -$250,000 s1,oilo, (See Columns and 03) =$250,001 -SS00,000 =Ssoo,001ooo =SI ;000,001 $5,ooo;ooo =SS,000,001  $25,000,000 
Income Gain Codes: =$1,000 less B=Sl,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001$50,000 
 Value Method Codes =$25,000,001-SS0,000,000 =Cost (Real Estate Only) =More than SS0,000,000 T=CashMarltet (See Column C2) Q=Appraisal V=Other =Assessment =Book Value W=Estimated 
(Sec Columns .and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1;000,001 -$5,000,000 =More 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. Date Lot SIFIES FAILS MABE SUBJECT CIVIL FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544