Skip to content

Judicial Watch • Richard J. Arcara – 2006

Richard J. Arcara – 2006

Richard J. Arcara – 2006

Page 1: Richard J. Arcara – 2006

Category:Federal Judges

Number of Pages:9

Date Created:September 8, 2013

Date Uploaded to the Library:June 01, 2014

Tags:Arcara, Richard J Arcara, Richard, 2006, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Person Reporting (last name, first, middle initial) Arcara, Richard Court Organization U.S. District Court 
 
W.D.N.Y. Date Report 05/3/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Chief U.S. 
District Jjdge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting 
Period 0110112006 12/3112006 Sb. Amended Report Chambers Office Address Court Street, Room 609 Buffalo, New York 14202 the basis the 
information contained this Report and any modifications pertaining thereto, is, opinion, compliance with 
applicable laws and regulations. Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the 
NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [2[J NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
 
II. REE MENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[2[J NONE (No reportable agreements.) 
05/3/2007 
III, N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filers 
Non-Investment Income [2[J NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
-(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 AAA Western and Central New York Board Member -Stipend 2.2006 Executive Dimensions -Salary 
IV, REIMBURSEMENTS -transportation, lodging,Jood, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) New York Intellectual Property Law Association Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor Federal Judiciary, N.Y. March and 25, 2006 GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
[KJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 
Credit Card 
 
 
 
05/3/2007 
 
VII. 
 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) 
(2) 
 (I) 
(2) Place (X) after each asset Amount Type (e.g. Value Value exempt from prior disclosure Code div., rent, Code Method (A-H) int.) (J-P) Code 
 
(5) 
 
Identity buyer/seller (if private transaction) 
 
(1) 
 
 
Type (e.g. (2) Date (3) Value (4) Gain buy, sell, Month Code Code redem ption) Day (J-P) (A-H) RBC Dain Rauscher SEP None 
 
Aim Premier Equity Fund None exchange 4/10 
 
Aim Charter None exchange 4/10 
 
Aim Charter None sold 8/25 
 
Royce Fund -PA Dividend 
 
 
Goldman Sachs Research Cl.C None exchange 9/25 
Goldman Sachs Core Equity Dividend exchange 9/25 
Aim Basic Value Fund Dividend Davis Venture Fund Dividend buy 4/13 
10. 
 
Eaton Vance High Income Dividend 
 
11. 
 
 
12. 
 
Jennison Growth Cl. None 
 
13. 
 
Nuveen Dividend 
 
14. 
 
Euor Pacific Growth Cl.A Dividend 
 
15. 
 
Goldman Sachs Cl.A Dividend 
 
16. 
 
Templeton Growth Cl.A Dividend 
 
17. 
 
 
 
Fidelity Adv. New Insights Dividend sold 2/21 buy 4/13 Income Gain Codes: =Sl,000 less Sl,001 -S2,500 =S2,501 -S5,000 =S5,00I -Sl5,000 =Sl5,001 $50,000 (See Columns and 04) =$50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than S5,000,000 
 Value Codes 15,000 less K=SI 5,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 (See Columns and 03) =$250,001 -$500,000 =S500.001 -s1.ooo,ooo =Sl,000,001 -S5,000,000 =$5,000,00 -$25,000,000 
VII. 
 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
 
(I) 
 
 
(2) 
 
 
(I) 
 
 
(3) 
 
 
(2) 
 
 
Amount Type (e.g. Value Place (X) after each asset Value Type (e.g. Code div., rent, Code exempt from prior disclosure Method buy, sell, (A-H) int.) (J-P) Code redemption) (Q-W) 
 
18. 
 
 
 Scudder Dreman High Rtn CI.C None exchange Date Month Day 2/7 Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) 
19. DWS Dreman Hugh Rtn Cl. Dividend exchange 2/7 
 
20. Dividend 
 
21. 
 
 
Thornburg Intl Value Cl. Divid.end buy 4/13 
 
22. 
 Allianz NFJ Divident Val. Cl.C Dividend buy 8/25 
 
 
 
Tamarack Invt. Fds Prime 
24. 
 
Ivy Assett Strat Dividend buy 2/21 RBC Dain Rauschler IRA None 
 
25. 
 
Alliance Premier CL.A 
 
26. 
 
Aim Premier Equity Fund 
 
27. 
 
Aim Charter 
 
28. 
 
 
29. 
 
 
30. 
 
Royce Fund -PA 
 
31. 
 
 
New Perspective Cl. Royce Fund -Total Return None None None Dividend Dividend Dividend Dividend exchange 4110 exchange 
 
32. 
 Scudder Dreiman High Rtn. Cl.A None exchange 
 
33. 
 DWS Dreiman High Rtn. Fnd. Dividend exchange 2/7 
 
34. 
 Templeton Growth Dividend Income Gain Codes: =$1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 $50,000 (See Columns and D4) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes 15,000 less =$15,001 -S50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 (See Columns and DJ) =S250,00I -$500,000 =$500,00 1,000,000 1,000,00 -$5,000,000 =SS,000,00 -$25,000,000 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting 
period Transactions during reporting period Place (X) after each asset exempt from prior disclosure (I) (2) 
Amount Type (e.g. Code div., ren (A-H) int.) (I) 
 
(2) Value Value Code Method (J-P) Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) (3) (4) Date Value Gain 
Month Code Code Day (J-P) (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. 
 
RBC Dain Rauscher None 
 
36. 
 
Sector Dr. Dividend 
 
37. 
 
 
 
Time Warner Dividend DuPont Dividend 
40. 
 
Home Depot Dividend 
 
41. 
 
KeyCorp New Dividend 
 
42. 
 
Liberty Media Corp. None 
 
43. 
 
Eastman Kodak Dividend 
 
44. 
 
 
RMK High Income Dividend 
 
45. 
 
Liberty Global Inc. Cl.A. None 
 
46. 
 Liberty Global, Inc. Ser. None 
 
47. 
 Proctor Gamble Dividend 
 
48. 
 Citigroup, Inc. Dividend 
 
49. 
 Tamarack Invt. Fds 50. Abbott Laboratories Dividend Dividend buy 3/27 
 
 
51. Ebay Inc None buy 1/3 Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,501  S5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =S50,00I -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001 $5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less K=Sl5,00l -S50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Gross value end Income during Description Assets Transactions during reporting period reporting period reporting period (including trust assets) (I) 
(2) 
 
(2) 
 
 
Place (X) after each asset Amount Type (e.g. Value Value exempt from prior disclosure Code div., rent, Code 
Method (A-H) int.) (J-P) Code (Q-W) 
Type (e.g. buy, sell, redemption) Date Month Day Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if 
private transaction) 
 
52. 
 Blackrock Real Asset Equity Dividend buy 9/27 
 
53. Income Gain Codes: =$I ,000 less =Sl,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$1 5,001 $50,000 (See Columns and D4) =$50,001 -SJ00,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 
 
 Value Codes =SI 5,000 less K=S15,00l -S50,000 =$50,001 -$100,000 =SI 00,00 -$250,000 (See Columns and D3) =$250,001 -$500,000 O=S500,00l -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
 
 
 Value Method Codes =S25,000,00J -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544