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Judicial Watch • Richard J. Arcara – 2008

Richard J. Arcara – 2008

Richard J. Arcara – 2008

Page 1: Richard J. Arcara – 2008

Category:Federal Judges

Number of Pages:23

Date Created:September 8, 2013

Date Uploaded to the Library:June 01, 2014

Tags:Arcara, Richard J Arcara, Richard, Growth, 2008, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[Z] NONE (No reportable positions.) 
 
 
c::> (./) a::;;: :J> oJ> 
.,, 
C)rr1 
 
II. AGREE11ENTS. (Reporting individual only; see pp. 14-16 filing inslluctions.) 
 
[Z] NONE (No reportable agreements.) PARTIES AND TERMS 
 
 
Arcara_Richard_J 
Name Person Reporting Arcara, Richard 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) 
 
 
 
Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this 
 
section. 
 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2008 AAA Western and Central New York Board Member -Stipend 
 
2008 Executive Dimensions -Salary 
 
2008 Health Now Board Member -Stipend .4. 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
 
Date Report 5/10/2009 New York Intellectual Property 3/27 -3/28/2008 New York, Attendance Dinner Law Association 
 
 
 
Reimbursement for lodging, meals, trans portation for attendance Annual Dinner Honor Federal Judiciary, 
N.Y. 
 
Mar and 28, 2008 
Richard 
 
GIFTS. (Includes those spouse anddependent children; see pp. 28-31 filing instructions.) 
 
 
[Z] NONE (No reportable gifts.) SOURCE VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) CREDITOR 
 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (lnc1ut1es those spouse and depent1en1 children; 
see PP. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets Inc ome during value Transaction during reporting period 
(inclu ding trust assets) reporting period reporting period 
 
 
(!) (2) (2) (2) 
 
(4) 
 
 
(5) 
 
Place (X) after each asset exempt from prior discl osu Amount Code (A-H) Type(e.g., div rent, int 
Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g., buy, sell, redemption) Date Month-Day Value Code2 
(JP) Gain Code (A-H) Identity buyer/seller (if private tran saction) Cash Tamarack Invt. Fds. Prime None Dividend 
 
Aim Basic Value Fund Dividend 
 
AllianceBern Large Cap Growth None 
 
Allianz NFJ Dividend Val. Dividend 
 
Davis Venture Fund Dividend 
 
DWS Dreman High Rtn Cl.C Dividend 
 
Fidelity Adv. New Insights Dividend 
 
Fidelity Adv New Insight Dividend 
 
10. Core U.S. Equity-C None 
 
11. 
 
Jennison-Growth Cl.A (Prudential Inv) Dividend 
 
12. 
 
Kinetics Paradigm Fund None 
 
 
Royce Fund -PA Dividend Royce Fund -Total Return Con Dividend 
15. 
 
Europacific Growth Dividend 
 
16. 
 
 
 
Putnam Intl Equity None Templeton Foreign Dividend Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and 04) F=$50,00! -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5, 000,000 
 
 Value Codes =$15,000 orless =$15,001-$50,000 L=$50,001  $100,000 =$100,001-$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse am1 dependent children; 
see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Incomeduring Gross value end Transactions during reporting period 
 
 
(including trust assets) reporting period 
(!) (2) (5) 
Type(e.g., 
Place (X) after each asset Amount Value Value Type(e.g., Date Value Gain Identity Code 
exempt from prior disclosure div., rent, Code Method buy, sel Month-Code Code buyer/seller (A-H) int 
 
(J-P) Code3 redemption) Day (J-P) (A-II) (if private (Q-W) transaction) Templeton Frowth Cl. Dividend T18 
 
19. 
 
20. 
 
21. 
 
22. 
 
23. 
 
Nuveen Multi-Strategy Dividend 
 
24. 
 
Pimco High Income Fd. Dividend 
 
25. 
 
Ivy Asset Strat Dividend 
 
26. 
 
Tamarack Invt. Fds Prime Dividend 
 
27. 
 
AIM Charter Dividend 
 
28. 
 
AllianceBem Large Cap Growth None 
 
29. 
 
DWS Dreman High Rtn. Fnd.A Dividend 
 
 
Templeton Growth Cl. Dividend 
Thornburg Intl Value Cl. Dividend 
Eaton Vance High Income Dividend 
Goldman Sachs Cl. Dividend Fidelity Adv New Insight Dividend 
31. 
 
Royce Fund -Total Return Con Dividend 
 
32. 
 
 
 
Royce Fund -PA Dividend New Perspective CL. Dividend 
34. Templeton Growth Dividend Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 $50,000 (See Colwnns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 
VII. 
INVESTMENTS and TRUSTS -income. valiu, transactions (Includes those spouse and dependent children: see 
PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) 
reporting period reporting period 
 
 
(I) 
 
 
(2) 
 
 
(2) 
 
 
(3) 
 
 
(1) 
 
 
(2) 
 
 
 
Place (X) after each asset Amount Value Value Type (e.g., Date Value Gain Identity Codelexempt from prior disclosure div., rent, Code Method buy, sell, Month-Code Code buyer/seller (A-H) int.) (J-P) Code (Q-W) redemption) Day (J-P) (A-H) (if private transaction) Cash None CTS Treasury Cash Dividend Tamarack Invt. Fds. Prime Dividend Abbott Laboratories Dividend 
Angiodynamics None Blackrock Real Asset Equity Dividend Sold 5129 
41. 
 
42. 
 
43. 
 
44. 
 
Columbus McKinnon Corp None 
 
45. 
 
Computer Task Group Inc. None Buy 
 
46. 
 
DuPont Nemours Dividend 
 
47. 
 
DWS Dreman High Rt. Fnd.C Dividend Sold 12/16 
 
48. 
 
 
Chesapeake Energy Corp Dividend Sold 2125 
Cisco Systems None Buy 2/5 
Citigroup, Inc. Dividend Buy 1/16 DWS Value Ser Inc. Dreman Dividend Buy 12/16 
Eastman Kodak Dividend 
50. 
 Ebay Inc None 
 
 
51. 
 Fidelity Adv New Insight Dividend Sold 12116 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and 03) Value Method Codes 
(See Column C2) =$1,000 less F=$50,001 -$100,000 =$15,000 orless =$250,001 -$500,000 =$25,000,00 -$50,000,000 =Appraisal U=Book Value =$1,001  $2,500 =$100,001 -$1,000,000 =$15,001$50,000 =$500,001-$1,000,000 R=Cost (Real Estate Only) V=Otber =$2,501  $5,000 =$1,000,001 $5,000,000 
=$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 $=Assessment w=Estimated D=$5,001 
$15,000 =More than $5,000,000 =$100,001-$250,000 =$5,000,001 -$25,000,000 =Cash Market 
=$15,001 -$50,000 
5/10/2009 
 
VII. 
INVESTMENTS and TRUSTS -income. valpe, transacwns r1nc1udes those spouse amt dependent children; 
 
see PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
 
(I) 
 
 
(2) 
(2) (I) (2) (3) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity Code 
 
 
 
exempt from prior disclosure div., rent, Code Method buy, sell, Month-Code2 Code buyer/seller (A-H) int) (J-P) yode redemption) Day (J-P) (A-H) (ifprivate (Q-W) transaction) 
52. 
 
Fidelity Adv Small Cap Value Dividend Sold 12/16 
 
53. 
 
Fidelity Adv Growth Inc Fund None buy 12/16 
 
54. 
 
Home Depot Inc. Dividend 
 
 
HSBC Holdings PLC Dividend Buy 4/2 
56. Morgan Large Ca; Core Plus Dividend KeyCorp New Dividend 
 
58. Kinetics Paradigm Fund None Sold 12116 Kinetics Mut Fnds Inc. None Buy 12/16 
 
60. Liberty Global Inc. None Liberty Global Inc. None 
 
62. 
 
Liberty Media Interactive None 
 
63. 
 
Liberty Media Hold -Cap Ser None 
 
64. Bank Corp None Sold 
 
65. Bank Corp Dividend Buy 
 
66. 
 
Paychex Inc. Dividend 
 
67. 
 
Proctor Gamble Dividend 
 
68. 
 
 
 
Prudential Finl Inc Interest Buy Income Gain Codes: =$1,000 less -Sl,001  $2,500 =$2,501  $5,000 (See Columns and 04) F=$50,00I  $100,000 -$100,001  $1,000,000 =$1,000,001  $5,000,000 
 
 Value Codes =$15,000 less =$15,001  $50,000 L=$50,001-$100,000 (See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 9/30 10/09 6/24 D=S5,00l -$15,000 E=$15,001  $50,000 =Mon: than $5,000,000 =$100,001  $250,000 =$5,000,001  $25,000,000 =$25,000,00  $50,000,000 =Mon: than $50,000,000 
 
 
VII. 
INVESTMENTS and TRUSTS -incame. value, transactions (Includes those spouse amt dependent children; see 
PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
(I) 
 
 
(2) 
 
 
(I) 
 
 
(I) 
 
 
(2) 
 
 
(3) 
 
 
(4) 
 
 
 
Place Amount Value Value Type(e.g., Value Gain Identity Code 
(X) after each asset Type(e.g., Date 
exempt from prior disclosure div., rent, Code2 Method buy, sell, Month-Code2 Code! buyer/seller (A-H) int.) (J-P) 
Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
 
69. 
 
Royce Fund -PA None Buy 12/16 
 
70. 
 
Sector Sp. Fed Energy Dividend Sold 6/12 
 
71. 
 
Tenet Healthcare Corp. None 
 
72. 
 
Time Warner Inc. Dividend 
 
73. 
 
Valero Energy Corp. Dividend 
 
 
AlpineTotal Dynamic Div Fund Dividend Blackrock Intl Growth Income Fund Dividend Buy 1117 
76. 
 
Cameco Corp. Dividend 
 
77. 
 
Eaton Vance Tax-Managed Global Dividend 
 
 
Templeton Growth Franklin Dividend Sold 12/19 Blackrock Enhanced Govt Dividend 
80. 
 
RMK High Income Dividend Sold 12116 
 
81. 
 
 
General Mtrs Accept Corp Interest 
 
82. 
 
 
GMAC Smartnotes Interest GMNA REMIC 2003-110-PC Interest 
84. Goldman Sachs Group, Inc. None Buy 9/24 
 
85. FHLMC REMIC2864-A4 Lottery Bond Interest Income Gain Codes: (See Columns and D4) Vaine Codes (See Columns and 03) =$1,000 less 
F=$50,001-$100,000 =$15,000 less =$250,001  $500,000 =$1,001-$2,500 =$100,001 -$1,000,000 
K=$15,001-$50,000 0=$500,001  $1,000,000 C=$2,501  $5,000 =$1,000,001 -$5,000,000 =$50,001 
-$100,000 =$1,000,001 -$5,000,000 D=$5,001 -$15,000 H2=More than $5,000,000 =$100,001-$250,000 
=$5,000,001  $25,000,000 E=$15,001-$50,000 =$25,000,00 l-$50,000,000 =More than $50,000,000 Vaine Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=CashMarl PARTIES AND TERMS fTl 
 
 
 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) 
Filers Non-Investment Income 
[Z] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 
Spouses Non-lnvestent Income -If you were married during any portion the reporting year, complete this section. 
 
SOURCE AND TYPE 2008 AAA Western and Central New York Board Member -Stipend 2008 Executive Dimensions -Salary 
3.2008 Health Now Board Member -Stipend 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED New York Intellectual Property 3/27 -3/28/2008 New York, Attendance Dinner Reimbursement for lodging, 
meals, trans 
Law Association portation for attendance Annual Dinner Honor Federal Judiciary, N_Y_ Mar and 
28, 2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [ZJ NONE (No reportable gifts.) SOURCE VALUE 
 
 
VI. LIABILITIES. (l11c/udes those spouse and dependent children; see pp. 32-33 filing instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 6/1 8/2009 
VII. 
INVESTMENTS and usTS -income, value, transactions (Includes those spouse and dependent children; see 
PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
 
 
(including trust assets) reporting period reporting period 
 
(4) 
 
(5) 
 
Gain Identity (I) (2) (I) 
 
(2) 
 
lace (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date empt from prior disclosure RBC Wealth Management Acct. Cash (X) Code (A-H) div., rent, int.) None Code (J-P) Method Code (Q-W) buy, sell, redemption) Month-Day Code (J-P) Code (A-H) buyer/seller (if private transaction) 
 
Tamarack Invt. Fds. Prime Dividend 
 
Aim Basic Value Fund Dividend 
 
AllianceBern Large Cap Growth None 
 
Allianz NFJ Dividend Val. Cl. Dividend 
 
Davis Venture Fund Dividend 
 
DWS Dreman High Rtn CJ.C Dividend 
 
Fidelity Adv. New Insights Dividend 
 
Fidelity Adv New Insight Dividend 
 
10. Core U.S. Equity-C None 
 
 
II. Jennison-Growth Cl.A (Prudential Inv) Dividend 
 
12. 
 
Kinetics Paradigm Fund None 
 
13. 
 
Royce Fund -PA Dividend 
 
14. 
 
Royce Fund -Total Return Con Dividend 
 
15. 
 
Europacific Growth Cl. Dividend 
 
16. 
 
Putnam Intl Equity None 
 
 
Templeton Foreign Dividend ------- Income Gain Codes: =$1 .000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15.000 =$15.001 
$50.000 (See Columns and D4) :$50.00l -$1 00,000 :$100,001 -$1 .000,000 =$1,000,001 -$5,000,000 
=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.00l 100,000 =$100.00 -$250.000 
(See Columns and 03) =$250.00 -$500,000 0=$500,00 1-$1,000,000 =$1.000,001 -$5,000,000 
=$5.000,001 -$25,000.000 =$25,000,00  $50,000,000 =More than $50,000,000 
 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
8/2009 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions