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Judicial Watch • Richard J. Arcara – 2010

Richard J. Arcara – 2010

Richard J. Arcara – 2010

Page 1: Richard J. Arcara – 2010

Category:Federal Judges

Number of Pages:26

Date Created:October 17, 2011

Date Uploaded to the Library:June 01, 2014

Tags:Arcara, Richard J Arcara, Richard, 2010, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Arcara, Richard Court Organization U.S. District Court W.D.N.Y. Date Report 5/12/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address Court Street, Room 609 Buffalo, New York 14202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions a.ccompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Arcara, Richard 
 
 
III. N-INVE TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 AAA Western and Central New York Board Member-Stipend 2010 Executive Dimensions -Salary 
3.2010 Health Now Board Member -Stipend 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenl (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED New York Intellectual Property Law Association 3126 -3127120 New York, Attendance Dinner Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor Federal Judiciary, N.Y. March and 27, 2010 
Date Report 
Name Person Reporting 
5/12/2011 
Arcara, Richard GIFTS. (Includes those spouse and dependent children; see pp. 18-3 
 
instructions.) 
[ZI NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[ZI NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
Date Report 
Name Person Reporting 
5112/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (2) (2) (2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) Cash None 
Tamarack Invt. Fds. Prime Dividend 
Aim Basic Value Fund (Y) lntome Gain Codes: =$1,000 orless l.00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Arcara, Richard 
511212011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting perfod 
 
(I) (!) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div,,.rerit, int.) Value Code2 (H) Identity buyer/seller (if private transaction) 
35. ALT Inc Class I-A-IO Int./Div. Buy 01/26/10 
 
36. 
CHL Mortgage Pass Through lnt./Div. Buy 08/23/JO 
 
37. 
Bank America Fund Corp TAIB Int/Div. Buy 02/02/10 lnc:ome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501-$5,000 =$5,001 -$15,000 E=$15,00l -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1 ,000,000 Pl.=$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More 1han $50,000,000 Value Method Codes =Appraisal =Cost (Real ESalc Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions.during reporting period 
(including trust assets) reporting period ofi-eporting period 
 
(5) Place (X) after each asset Amount Type (e,g.; Value:., Date Value Gain Identity 
exempt from prior disclosure Code2 Code2 Code! buyer/seller 
oririt.) (J-P) (if private 
transaction) 
52. IVY FDS Inc. Growth None Buy 11/14/10 
 
53. Legg Mason Capital None Buy 01/07/10 
Black Rock Global Dividend Buy 01/07/10 
IVY Asset Strategy None Buy 
01/07/10 
56. Tamarack Invt. Fds. Prime None 
57. Abbott Laboratories Dividend Sold 01/22/10 
58. Cisco Systems None Sold 01/22/10 Income Gain Codes: =$1,000 le.ss B=$1,00l-$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
 
 
 
511212011 
Arcara, Richard 
 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
 
 
 
Date Report 
Name Person Reporting 
5/12/2011 
Arcara, Richard 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) lncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
 
5/12/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepartofreport.) 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: Richard Arcara 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 ,Rev. Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-1I1) Date Report Court Organization Person Reporting (last name, first, middle initial) 
5/12/2011 
U.S. District Court W.D.N.Y. 
Arcara, Richard Reporting Period Sa. Report Type (check appropriate type) Title (Article III judges indicate active senior status; 
magistrate judges indicate full-or part-time) 
Nomination, Date 
 
01/01/2010 
U.S. District Judge 
Initial Annual Final 
12/31/2010 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. Court Street, Room 609 
Buffalo, New York 14202 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
 
 
 
 
Richard 
 
 
 
 
5/12/2011 
Arcara, Richard 
 
III. N-INVE TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 AAA Western and Central New York Board Member-Stipend 
 
2.2010 Executive Dimensions -Salary 
3.2010 Health Now Board Member -Stipend 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. New York Intellectual Property Law Association 3/26 -3/27 /20 New York, Attendance Dinner Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor Federal Judiciary, N.Y. March and 27, 2010 
 
 
 
 
 
5/12/2011 
Arcara, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
Arcara, Richard 
5/12/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (2) (I) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W} transaction) Cash None Tamarack Invt. Fels. Prime Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 425,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
 
 
 
511212011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
Arcara, Richard 
5/12/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
 
 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) :::Estimated 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
5/12/2011 
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description p.ssets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(2) (1) (2) (5) 
Place (X) after each asset Amount Type (e;g., Value Value Type (e.g., Date Vallie Gain Identity 
exempffrom prior disclosure Code div.,:rent, Code2 Method buy,sell, Code2 Code buyer/seller 
(A-H) int.) {J-P) Code redemption) (if private 
(Q-W) transaction) 
 
103. 
United States National Gas Fund None 
 
104. 
CTS Treasury Cash (x) None 
 
105. 
Countrywide Alt Ln. Trust None Income Gain CodeS: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 !00,000 =$I 00,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 ,000 ,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
Arcara, Richard 
5/12/2011 
VII. INVESTMENTS and TRUSTS --income, value, transactions