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Judicial Watch • Richard J. Arcara – 2011

Richard J. Arcara – 2011

Richard J. Arcara – 2011

Page 1: Richard J. Arcara – 2011

Category:Federal Judges

Number of Pages:8

Date Created:September 6, 2013

Date Uploaded to the Library:June 01, 2014

Tags:Arcara, Richard J Arcara, Richard, 2011, Market, assets, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Person Reporting (last name, first, middle initial) Arcarn, Richard Court Organization U.S. District Court 
W.D.N.Y. Date Report 04/30/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Sa. Report Type (check appropriate type) Nomination Date Initial [Zl Annual Sb. Amended Report Final llcporting Period 01/01/2011 12/31/2011 Chambers Office Address Two Niagara Square Buffalo, New York 14202 
IMPORTANT NOTES: Tire i11str11ctio11s accompa11yi11g tlris form must followed. Complete all parts, clrecki11g tire NONE box for each part where you /rave 110 reportable i11formation. Insert signature 011 last page. POSIT NS. (Reporting indfridua/ only; see pp. 9-13 filing instructions.) 
[2J NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instmffili11g imtr11ctiom.J NONE (No reportable income, assets, transactions.) 
Description Assets lncome during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
 
(I) 
(2) (I) (2) (I) (2) (3) 
 
 
(5) 
 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) Code redemption) (J-P) (A-II) (if private (Q-W) transaction) 
Income Gain Codes: :o$J .000 less =$1.00t -$2.500 =$2.50t -$5,000 =$5.001 -$15.000 =$15,001 $50,000 
(Sec Columns lll and 04) =$50.001 -$t00,000 =$!00.001  $1,000.000 Ill =$1,000,001. $5,000.000 112 
=More than $5.000.000 
 Value Codes =:o$ 5.000 less =$I 5,00  $50.000 =$50.001  $100,000 !00.00 
 $250.000 
(Sec Columns and 03) =$250,00 -$500.000 =$500,00  $1,000.000 $t,OOO,OOI  
$5,000,000 =$5,000.00  $25,000.000 $25.000.001  $50.000.000 =More than $50.000.000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) :oBook Value =Other =Estimated INVESTMENTS and TRUSTS -i11come, ,,a111e, 1ra11sac1io11s 011c111de ... 111ose of.,pm1se and dq1ende111 e1iuJre11: .ee pp. 1-1-60 offili11.r: ;,, ..... 1ruc1io11.i.J NONE (No reportable income, assets, transactions.) 
 
Description Assets lncome during Gross value end Transactions during n.:porting period (including tmst assets) reporting period reporting period 
 
(2) 
(2) 
 
(I) 
 
(3) 
(4) (5) Place (X) after each asser Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (JP) (A-ll) (if private (Q-W) transaction) 
 
 
35. 36. 37. 38. 39. CWALT Inc Class l-A-10 CHL Mortgage Pass Through Bank America Fund Corp TAIB Morgan Trust Government National MTG Assn Interest Interest Interest Interest Interest 
40. 41. 42. 43. 44. 45. 46. Ford Motor Credit Corp Co. Bank America Mrtg Ser 2006-3 Wynn Las Vegas, LLC CHL Mortgage Pass Through 2006-15 Citi corp Mrtg Securities 207-5 Federal National Mtg. Assn 2011-37 Tamarack lnvt. Fds Prime None Interest None Interest Interest Interest None Sold Buy Sold Buy Buy Buy 01/01/11 03/28/11 01/01/11 01/26/11 09/19/11 04/28/11 
47. 48. 49. 50. 51. Aim Charter (Y) Fidelity Adv New Insight Royce Fund -Total Return Con Roye Fund -PA New Perspective Cl.A Dividend Dividend Dividend Dividend Income Gain Codes: =$1,000 less =$1,00 -$2.500 =$2.501 -$5.000 =$5.00 -$15.000 =$15.001 $50.000 (Sec Columns ll1 and 04) =$50.001 -$100,000 G=$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
 Value Codes =$15.000 less K=$15.00l -$50.000 =$50.001 -$100.000 =$100.00 -$250.000 (Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000.00 -$25.000.000 =$25,000.00 -$50,000.000 =More than $50.000.000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Hook Value =Other Estimated INVESTMENTS and TRUSTS --income, ,,a1ue, 1ra11sac1io11s 011d11Je.-. rtwse _,1uwse and Jepe11Je111 chi!Jren: .ee PP 1.J-60 fili111: in.itruction.i.J NONE (No reportable income, assets, transactions.) Description Assets lncome during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
 
(I) 
(2) (I) (I) 
 
(3) 
(4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller (A-II) int.) Code redemption) (A-H) (if private 
 
 
(Q-W) transaction) Income Gain Codes: A=$1.000 less 11=$1,001-$2.500 =$2.501  $5.000 D=$5.00I  $15.000 =$15,001 -$50,000 (Sec Columns and 04) F=$50,00! -$100,000 =$100.00 -$1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5.000.000 
 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000 I00.00 -$250.000 (Sec Columns and 03) =$250,00 -$500.000 0=$500,00I  $1.000.000 =$1.000.001 -$5.000.000 =$5,000,001 -$25.000.000 =$25,000.00 -$50.000.000 =More than $50.000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated INVESTMENTS and TRUSTS --income, 1l11ue, 1ra11sac1ions r1nc111des 11iose of.pouse and depent1en1 c11itdren: see pp. 1-1-60 offiting i11ur11c1ion..J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
 
(I) 
 
(2) 
 
(I) 
 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-HJ int.) (J-P) Code redemption) (JP) (A-II) (if private (Q-W) transaction) 
Income Gain Cocks: ==$1.000 less u=$ ,00 -$2.500 =$2.501 -$5.000 0=$5.001-$15,000 =$15,001 $50.000 (Sec Columns and 04) =$50.001 -$t 00.000 =$100.00 -$1.000.000 Ill $1.000,001 -$5.000.000 112 =More than $5.000.000 
 Value Codes =$15.000 less =$15,001 -$50.000 $50.00 00.000 00.00 -$250.000 (Sec Columns and D3) =$250,00 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5.000,00 -$25,000.000 $25.000.00I -$50.000.000 =More than $50.000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated INVESTMENTS and TRUSTS --income, la1lle, 1ra11sac1io11.1 ondude.... 111ose spouse and t1cpe11t1e111 ,11itt1re11: .-.ee 11p. 1.1-60 offili111: i11s1ruc1ions.J NONE (No reportable income, assets, transactions.) Description Assets lncome during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
 
(2) 
(1) (I) 
 
(3) 
(4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-11) (if private (Q-W) transaction) 
 
 
86. 
 Residential Asst Sec RAAC Interest Sold 1/25/11 
 
87. 
 Chase Mortgage FIN Interest 
 
88. 
 CSMC Mtg-Bkd Pass Thru Interest 
 
89. 
 Banc America FOG Corp Interest 
 
90. 
 Countrywide Capital Interest 
 
91. 
 Keycorp Capital Interest Sold 12/15/11 
 
92. 
 Cl3TCS for Penney Interest 
 
93. 
 Ivy Asset Strategy Dividend 
 
94. 
 Wells Fargo Mortgage Backed Interest 
 
95. Morgan MTG Trust Interest Sold 12/27/11 
 
96. 
 United States National Gas Fund None 
 
97. 
 Countrywide Alt. Ln. Trust None 
 
98. 
 Legg Mason Capital Management Dividend 
 
99. 
 Euro Pac Growth Fund Dividend 
 
100. 
 General Motors Accep Corp Interest San Bernardino Cnty None 
 
 
102. SLM Corp Interest Income Gain Codes: =$1.000 less ,00 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15,001 $50,000 (Sec Columns ill and D4) =$50.001 -$100,000 100.00 1.000.000 111 =$1.000,001 -$5.000.000 t12 =More than $5.000,000 
 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250.00 -$500.000 =$500,001 1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.00  $50,000.000 =More than $50.000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS -income, llltue, trumactiom r1nc111des those ofspome and dependent d1itdren; 
see PP 34-60 offiting imtructiom.J NONE (No reportable income, assets, transactions.) 
 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) 
reporting period reporting period 
(!) (2) (I) (2) (I) 
 
 
(4) (5) Place (XY after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-ll) int.) (J-P) Code redemption) (J-P) (A-II) (if private (Q-W) transaction) 
103. 
Lehman Mortgage Trust Interest 
 
104. 
Credit uisse First Boston Mtg Interest I05. CitiMortgge Alt. Loan Interest 
 
 
106. 
BlackRock Global Allocation Dividend 
 
107. 
Ford Motor Credit Co. None 
 
108. 
Tamarack Invt. Fds Prime Dividend 
 
109. 
Black Rock Global Dividend Dividend Buy 8/24/11 
 
110. 
Legg Mason Capital None 
 
111. 
Bank America Corp Dividend 
 
112. 
Dominion Res Inc. Interest I13. Citiorp Mortgage Securities Interest 
 
 
114. Morgan Mtg. Trust Interest Sold 12/27/11 
 
115. 
Wells Fargo Mtg. Backed Securities Interest 
 
116. 
BlackRock Muni Income Dividend 
 
117. 
Invesco Van Kampen lnvt Dividend 
 
118. 
131ackRock Global Allocation Dividend 
 
119. 
IVY Asset Strategy Dividend Income Gain Codes: =$1.000 less 0$l.OO -$2.500 =$2.501 -$5,000 =$5.001  $15.000 =$15,001 -$50.000 (Sec Coluinns and 04) =$50.001  $100.000 =$100.001 -$1.000.000 111 =$1 .000.00 -$5.000.000 112 =More than $5.000,000 
 Value Codes =$15.000 less =$15.001 -$50.000 450.001  $100.000 =$I 00.00I -$250,000 (Sec Columns and 03) =$250.00I -$500.000 =$500.00I -$1.000.000 =$1.000,001 -$5.000,000 =$5.000.001 -$25,000.000 =$25.000.00I  $50.000.000 =More than $50.000.000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Hook Value =Other =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Part VII. The assets listed part VII, lines omittedon the 2008 and 2009 Financial 
119, 121, 122, 124, 125, 128, 130, 131and132 were inadvertently 
Disclosure Reports. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported arc compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. Signature: Richard Arcara NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT lIA SUBJECT CIVIL AND CRilllNAL SANCTIONS U.S.C. app.  104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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