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Judicial Watch • Richard J. Arcara – 2012

Richard J. Arcara – 2012

Richard J. Arcara – 2012

Page 1: Richard J. Arcara – 2012

Category:Federal Judges

Number of Pages:14

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Arcara, Richard J Arcara, Estimated, Richard, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 Person Reporting (last name; first, middle initial) Court Organization 
Arcara, Richard U.S. District Court W.D.N.Y. Title (Article Ill judges indicate active senior status;  Sa. Report Type (check appropriat type)  
magistrate judges indicate full-or part-time)  
U.S. District Judge  Nomination Initial  Date Annual  Final  
Sb.  Amended Report Government Act 1978 U.S.C. app. IOI-I Date Report 
05/22/2013 Reporting Period 
01/01/2012 
12/31/2012 Chambers Office Address 
Two Niagara Square 
Buffalo, New York 14202 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[Z]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 

instructions.) 
[Z] NONE (No reportqble agreements.) 

PARTIES AND TERMS Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012  AAA Western and Central New York Board Member -Stipend 2012  Executive Dimensions -Salary 2012  Health Now Board Member -Stipend  

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 

(Includes !hose spouse and dependent children; see pp. 25-27 filing ins/rue/ions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Arcara, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE 

VI. LIABILITIES. (Includes those spouse and !fependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Arcara, Richard 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (2) (2) (3) (4) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mmlddlyy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  Prime Fund RBC(fonnerly Cash RBC)  None  

Tamarack Invt. Fds. Prime (Y) Nextel Communications Inc SER Dividend Redeemed 11/19/12 Arcara, Richard Income Gain Ccs: =$1. 000 less =$1,001 -$2.500 =$2.501 -$5 ,000  D=$5.00I -$15.000 =$15.001-$5 000  
(Sec Columns and D4) 450.00 -$I 00.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5. 000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$5 0.00 =$50.00 -$1 00.000 =$10 0.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1. 000.001 -$5. 000.000 =$5. 000.001 -$25.000.00 =$25.000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (3) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code  Value Method  Type (e.g., buy, sell,  Date mm/dd/yy  Value Code  Gain Code  Identity buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. Templeton Foreign Dividend 
Alternative Loan Trust MTGPC Series Interest 
20. Wells Fargo Mtge Se( Interest Buy 9/18/12
  Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000orlcss  K=$15.001-$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (2) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
35.  SLM Corp Ednotes  Interest  Redeemed  3/15/12  

36. 
General Electric Cap Interest 

37. 
Bank Amer Corp Interest Redeemed 9/17/12 (part) Income Gain Codes: =$1.000 less  B41,00J -$2.500 =$2,501 -$5,000 =$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and D4)  f=$50.001 -$100.000 4100.00 -$1.000.000 =$1.000.001 -$5.000,000 =More than $5,000.000 Value Codes =$15.000 less 415,001 -$50.000 450.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and D3) 4250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000 .000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Arcara,.Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 offilinc instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
52.  Federal National Mtg. Assn  Interest  

First MLP Energy Inc (X) 	None Buy 11/27/12 Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001  $15.000 =$15.001 -$50.000 (See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15,001.-$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000 .000 =$1,000.001 -$5.000.000 =$5.000.00 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
Prime Fund RBC Reserve formerly Tamarack  Dividend  

70. Cleveland Biolabs Inc. None 
71. 
JohnHancock Global Opp. Dividend 

72. 
Citigroup Inc. Dividend 

73. 
First Niagara FINL Grp Inc. 8.625% Dividend 

74. 
Nextel Communications Inc. Senior Interest Redeemed 11/19/12 Income Gain Codes: =$1,000 less 41.001 -$2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001-$50,000  
(See Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5. 000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000. 000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Arcara, Richard
05/22/2013 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
(I) (I) (2) 
(4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
86. 
RFMSI Trust MTGPC/SER Interest 

87. 
MT Bank Corp Dividend 

88. 
National Fuel Gas Co. Dividend Buy 7/25/12 

89. 
Proctor Gamble Dividend 

1.Income Gain Codes: =$1.000 less =$1,001 -$2 ,500 =$2.501 -$5,000 =$5.001  $15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1.000.000 =$1.000.001  $5.000.000 =More than $5.000.000 Value Codes  J=$15.000 orless =$15,001  $50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001  $5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) 
{I) 
(2) (3) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
103.  Buy (add'!)  1/26/12  

104. Bank America FDG Interest Redeemed 4/26/12 
(X) 
105. Bank America FDG Interest Redeemed 10/25/12 Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.00 -$I 00.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15,000 less 415.001 -$50.000  L=$50.00 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value  V=Other =Estimated  

Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) 
(2) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mmlddlyy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
120.  San Bernardino Cnty  None  

121. SLM Corp Interest Income Gain Codes: =$1,000 less  B=$1,001-$2.500 =$2.501 -$5.000  D=$5.001 -$15 .000 =$15.00 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than .000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 I-$250.000  
(Sec Columns and D3) 0.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5 .000.000 =$5.000.001 -$25,000.000 =$25 .000. 001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal' =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated 
Arcara, Richard 
05/22/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (1) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

I.Income Gain Codes: I.000 Jess =$I.DO -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001. $100.000 ,,$100.00 1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal -=Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Name Person Reporting 
Arcara, Richard 
05/22/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart ofreport.) 

Arcara, Richard 
0512212013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because inet applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature: Richard Arcara 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544