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Judicial Watch • Richard J Arcara Financial Disclosure Report for 2006

Richard J Arcara Financial Disclosure Report for 2006

Richard J Arcara Financial Disclosure Report for 2006

Page 1: Richard J Arcara Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:9

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Arcara, Richard J Arcara, Richard, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 USC. app.  JOJ-111) Person Reporting (last name, first, middle initial) Arcara, Richard Court Organization U.S. District Court W.D.N.Y. Date Report 05/3/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Chief U.S. District Jjdge  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 0110112006 12/3112006  
Sb. Amended Report Chambers Office Address Court Street, Room 609 Buffalo, New York 14202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[2[J  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. REE MENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[2[J NONE (No reportable agreements.) 
III, N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filer's Non-Investment Income [2[J NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2006 AAA Western and Central New York Board Member-Stipend 
2.2006 Executive Dimensions -Salary 
IV, REIMBURSEMENTS -transportation, lodging,Jood, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  New York Intellectual Property Law Association  Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor ofFederal Judiciary, N.Y. March and 25, 2006 GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) [KJ NONE (No reportable gifts.)  SOURCE  DESCRIPTION  VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) DESCRIPTION VALUE CODE Credit Card 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
(1) (2)  (I) (2)  
Place "(X)" after each asset  Amount Type (e.g.  Value Value  
exempt from prior disclosure  Code div., rent,  Code Method  
(A-H) int.)  (J-P) Code  
(Q-W)  

(5) Identity buyer/seller (if private transaction)  
(1) Type (e.g.  (2) Date  (3) Value  (4) Gain  
buy, sell,  Month Code  Code  
redem ption)  Day  (J-P)  (A-H)  RBC Dain Rauscher SEP  None  Goldman Sachs Research Cl.C  None  exchange  9/25  Goldman Sachs Core Equity  Dividend  exchange  9/25 
Aim Basic Value Fund Dividend 
Aim Premier Equity Fund None exchange 4/10 
Aim Charter None exchange 4/10 
Aim Charter None sold 8/25 
Royce Fund -PA Dividend 

Davis Venture Fund Dividend buy 4/13 
10. 
Eaton Vance High Income Dividend 

11. 
Idex Salomon Cl.C Dividend 

12. 
Jennison Growth Cl. None 

13. 
Nuveen Dividend 

14. 
Euor Pacific Growth Cl.A Dividend 

15. 
Goldman Sachs Cl.A Dividend 

16. 
Templeton Growth Cl.A Dividend 

17. 
Fidelity Adv. New Insights Dividend  
sold  2/21  buy  4/13 Income Gain Codes: =Sl,000 less Sl,001 -S2,500 =S2,501 -S5,000  D=S5,00I -Sl5,000 =Sl5,001 -$50,000  
(See Columns and 04)  F=$50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than S5,000,000 Value Codes  J=S 15,000 less  K=SI 5,001 -$50,000  L=$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000  o=S500.001 -s1.ooo,ooo =Sl,000,001 -S5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =S25,000,00I -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
Name Person Reporting 
05/3/2007
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) (I) 
(2) 
(3) 
Amount 
Type (e.g. Value
Place "(X)" after each asset 
Value Type (e.g. 
Code 
div., rent, Code
exempt from prior disclosure 
Method 
buy, sell, 
(A-H) int.) (J-P) 
Code 
redemption) 
(Q-W) 
18. Scudder Dreman High Rtn CI.C 
None 	exchange 
Date Month-Day 
2/7 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

DWS Dreman Hugh Rtn Cl. 
Dividend 
exchange 
20.  Tamarack Invt. Fds Prime  Dividend  
21.  Thornburg Intl Value Cl.  Divid.end  buy  4/13  
22.  Allianz NFJ Divident Val. Cl.C  Dividend  buy  8/25  

Ivy Assett Strat Dividend buy 
2/21 
24. 
RBC Dain Rauschler IRA 

25. 
Alliance Premier CL.A 

26. 
Aim Premier Equity Fund 

27. 
Aim Charter 

28. 
New Perspective Cl. 

29. 
Fidelity Advisor 

30. 
Royce Fund -PA 

31. 
Royce Fund -Total Return None 
None 
None 
None 
Dividend 
Dividend 
Dividend 
Dividend exchange 4110 
exchange 4/10 
32. Scudder Dreiman High Rtn. Cl.A 	None 
exchange 
33. DWS Dreiman High Rtn. Fnd. Dividend exchange 2/7 
34. Templeton Growth Dividend Income Gain Codes: =$1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000 (See Columns and D4) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -S50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 (See Columns and DJ) =S250,00I -$500,000 =$500,00 I-S 1,000,000 1,000,00 -$5,000,000 =SS,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) =Other Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated 

Date Report 
Name Person Reporting 
05/3/2007
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) (2) Amount Type (e.g. Code div., ren (A-H) int.)  (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) (3) (4) Date Value Gain Month -Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  

35.  RBC Dain Rauscher  None  
36.  Sector Dr.  Dividend  
37.  Cisco Systems  Dividend  

Time Warner Dividend DuPont Dividend 
40. 
Home Depot Dividend 

41. 
KeyCorp New Dividend 

42. 
Liberty Media Corp. None 

43. 
Eastman Kodak Dividend 

44. 
RMK High Income Dividend 

45. 
Liberty Global Inc. Cl.A. None 

46. Liberty Global, Inc. Ser.  None  
47. Proctor Gamble  Dividend  
48. Citigroup, Inc.  Dividend  
49. Tamarack Invt. Fds 50. Abbott Laboratories  Dividend Dividend  buy  3/27  
51. Ebay Inc  None  buy  1/3 Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,501  S5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =S50,00I -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less  K=Sl5,00l -S50,000 =$50,001 -SI00,000 =SI00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value ""Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Income during 
Description Assets 
Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) (I) 
(2) 
(2) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g. buy, sell, redemption) Date Month Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

52. Blackrock Real Asset Equity  Dividend  buy  9/27  
53. Countrywide Alt. Ln. Trust  Dividend  buy  8/30 Income Gain Codes: =$I ,000 less =Sl,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -SJ00,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less  K=S15,00l -S50,000 =$50,001 -$100,000 =SI 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000  O=S500,00l -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,00J -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/3/2007
Arcara, Richard 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) 

Date Report 
Name Person Reporting 
05/3/2007
Arcara, Richard 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544