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Judicial Watch • Richard J Arcara Financial Disclosure Report for 2010

Richard J Arcara Financial Disclosure Report for 2010

Richard J Arcara Financial Disclosure Report for 2010

Page 1: Richard J Arcara Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:26

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Arcara, Richard J Arcara, Richard, 2010, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Arcara, Richard Court Organization U.S. District Court W.D.N.Y. Date Report 5/12/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address Court Street, Room 609 Buffalo, New York 14202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions a.ccompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Arcara, Richard 

III. N-INVE TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 AAA Western and Central New York Board Member-Stipend 2010 Executive Dimensions -Salary 
3.2010 Health Now Board Member -Stipend 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenl (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  New York Intellectual Property Law Association  3126 -3127120  New York,  Attendance Dinner  Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor Federal Judiciary, N.Y. March and 27, 2010 
Date Report 
Name Person Reporting 
5/12/2011
Arcara, Richard GIFTS. (Includes those spouse and dependent children; see pp. 18-3 

instructions.) 
[ZI NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[ZI NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
Date Report 
Name Person Reporting 
5112/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1)  (2)  (2)  (2)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Cash None 
Tamarack Invt. Fds. Prime Dividend 
Aim Basic Value Fund "(Y)" lntome Gain Codes: =$1,000 orless l.00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Arcara, Richard 
511212011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting perfod  

(I) (!) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div,,.rerit, int.)  Value Code2 (H)  Identity buyer/seller (if private transaction)  
35. ALT Inc Class I-A-IO  Int./Div.  Buy  01/26/10  

36. 
CHL Mortgage Pass Through lnt./Div. Buy 08/23/JO 

37. 
Bank America Fund Corp TAIB Int/Div. Buy 02/02/10 lnc:ome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501-$5,000 =$5,001 -$15,000  E=$15,00l -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1 ,000,000  Pl.=$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More 1han $50,000,000 Value Method Codes =Appraisal =Cost (Real ESalc Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions.during reporting period 
(including trust assets) reporting period ofi-eporting period 

(5) Place "(X)" after each asset Amount Type (e,g.; Value:., Date Value Gain Identity 
exempt from prior disclosure Code2 Code2 Code! buyer/seller 
oririt.)  (J-P)  (if private  
transaction)  
52.  IVY FDS Inc. Growth  None  Buy  11/14/10  

53. Legg Mason Capital None Buy 01/07/10 
Black Rock Global Dividend Buy 01/07/10 
IVY Asset Strategy None Buy 
01/07/10 
56.  Tamarack Invt. Fds. Prime  None  
57.  Abbott Laboratories  Dividend  Sold  01/22/10  
58.  Cisco Systems  None  Sold  01/22/10 Income Gain Codes: =$1,000 le.ss  B=$1,00l-$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000  0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

511212011
Arcara, Richard 

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
5/12/2011
Arcara, Richard 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) lncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 

5/12/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepartofreport.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Richard Arcara 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 ,Rev. Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-1I1) Date Report Court Organization Person Reporting (last name, first, middle initial) 
5/12/2011
U.S. District Court W.D.N.Y.
Arcara, Richard Reporting Period Sa. Report Type (check appropriate type) Title (Article III judges indicate active senior status; 
magistrate judges indicate full-or part-time) 
Nomination, Date 

01/01/2010
U.S. District Judge 
Initial Annual Final 
12/31/2010 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. Court Street, Room 609 
Buffalo, New York 14202 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Richard 

5/12/2011
Arcara, Richard 

III. N-INVE TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 AAA Western and Central New York Board Member-Stipend 

2.2010 Executive Dimensions -Salary 
3.2010 Health Now Board Member -Stipend 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment.  New York Intellectual Property Law Association  3/26 -3/27 /20  New York,  Attendance Dinner  Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor Federal Judiciary, N.Y. March and 27, 2010  

5/12/2011
Arcara, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Arcara, Richard 
5/12/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(2)  (2)  (I)  (2)  (3)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W}  transaction) Cash None Tamarack Invt. Fels. Prime Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00.000 =$100.001 -$250,000  
(Sec Columns and D3) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 425,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

511212011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Arcara, Richard 
5/12/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) :::Estimated 

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

5/12/2011
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description p.ssets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period  ofreporting period  
(2)  (1)  (2)  (5)  
Place "(X)" after each asset  Amount  Type (e;g.,  Value  Value  Type (e.g.,  Date  Vallie  Gain  Identity  
exempffrom prior disclosure  Code  div.,:rent,  Code2  Method  buy,'sell,  Code2  Code  buyer/seller  
(A-H) int.)  {J-P)  Code  redemption)  (if private  
(Q-W)  transaction)  

103. 
United States National Gas Fund None 

104. 
CTS Treasury Cash (x) None 

105. 
Countrywide Alt Ln. Trust None Income Gain CodeS: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 !00,000 =$I 00,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 ,000 ,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Arcara, Richard 
5/12/2011 
VII. INVESTMENTS and TRUSTS --income, value, transactions