Skip to content

Judicial Watch • Richard J Arcara Financial Disclosure Report for 2011

Richard J Arcara Financial Disclosure Report for 2011

Richard J Arcara Financial Disclosure Report for 2011

Page 1: Richard J Arcara Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:12

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:Arcara, Richard J Arcara, Richard, 2011, Market, EPA, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Repurt Required the Et/1ics Gowrnmen/ Ac! 1978 
Rev. 1/2012 
FOR CALENDAR YEAR 2011 U.S.C. app.  /0/-11 Person Reporting (last name, first, middle initial) Arcarn, Richard Court Organization U.S. District Court W.D.N.Y. Date Report 04/30/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [Zl Annual Sb. Amended Report Final llcporting Period 01/01/2011 12/31/2011 Chambers Office Address 
Two Niagara Square 
Buffalo, New York 14202 

IMPORTANT NOTES: Tire i11str11ctio11s accompa11yi11g tlris form must followed. Complete all parts, clrecki11g tire NONE box for each part where you /rave 110 reportable i11formation. Insert signature 011 last page. POSIT NS. (Reporting indfridua/ only; see pp. 9-13 filing instructions.) 
[2J NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instmffili11g imtr11ctiom.J NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) 	Code redemption) (J-P) (A-II) (if private (Q-W) transaction) Income Gain Codes: :o$J .000 less =$1.00t -$2.500 =$2.50t -$5,000 =$5.001 -$15.000 =$15,001 -$50,000  
(Sec Columns lll and 04) =$50.001 -$t00,000 =$!00.001  $1,000.000  Ill =$1,000,001. $5,000.000  112 =More than $5.000.000 Value Codes =:o$ 5.000 less =$I 5,00  $50.000 =$50.001  $100,000 !00.00  $250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,00  $1,000.000 $t,OOO,OOI  $5,000,000  1'2 =$5,000.00  $25,000.000 $25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) :oBook Value =Other =Estimated  

Dare Report 
Arcara, Richard 
04/30/2012 INVESTMENTS and TRUSTS -i11come, ,,a111e, 1ra11sac1io11s 011c111de ... 111ose of.,pm1se and dq1ende111 e1iuJre11: .ee pp. 1-1-60 offili11.r: ;,, ..... 1ruc1io11.'i.J NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during n.:porting period  
(including tmst assets)  reporting period reporting period  

(2) (2) 
(I) 
(3) (4) (5) 
Place "(X)" after each asser 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-ll) (if private (Q-W) transaction) 
35. 36. 37. 38. 39.  CWALT Inc Class l-A-10 CHL Mortgage Pass Through Bank America Fund Corp TAIB Morgan Trust Government National MTG Assn  Interest Interest Interest Interest Interest  
40. 41. 42. 43. 44. 45. 46.  Ford Motor Credit Corp Co. Bank America Mrtg Ser 2006-3 Wynn Las Vegas, LLC CHL Mortgage Pass Through 2006-15 Citi corp Mrtg Securities 207-5 Federal National Mtg. Assn 2011-37 Tamarack lnvt. Fds Prime  None Interest None Interest Interest Interest None  Sold Buy Sold Buy Buy Buy  01/01/11 03/28/11 01/01/11 01/26/11 09/19/11 04/28/11  
47. 48. 49. 50. 51.  Aim Charter "(Y)" Fidelity Adv New Insight Royce Fund -Total Return Con Roye Fund -PA New Perspective Cl.A  Dividend Dividend Dividend Dividend Income Gain Codes: =$1,000 less =$1,00 -$2.500 =$2.501 -$5.000 =$5.00 -$15.000 =$15.001 -$50.000  
(Sec Columns ll1 and 04) =$50.001 -$100,000  G=$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.00l -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000  1'2 =$5,000.00 -$25.000.000 =$25,000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Hook Value =Other ""Estimated  

Date Rq1ort 
Arcara, Richard 
04/30/2012 INVESTMENTS and TRUSTS --income, ,,a1ue, 1ra11sac1io11s 011d11Je.-. rtwse _,1uwse and Jepe11Je111 chi!Jren: .ee PP 1.J-60 fili111: in.'itruction.'i.J NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (I) (I) 
(3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller 
(A-II) int.) Code redemption) 
(A-H) 
(if private 
(Q-W) transaction) Income Gain Codes:  A=$1.000 less  11=$1,001-$2.500 =$2.501  $5.000  D=$5.00I  $15.000 =$15,001 -$50,000  
(Sec Columns and 04)  F=$50,00! -$100,000 =$100.00 -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000 I00.00 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000  0=$500,00I  $1.000.000 =$1.000.001 -$5.000.000  1'2 =$5,000,001 -$25.000.000  
1'3 =$25,000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

D:ite Report 
Arcara, Richard 
0-1/30/2012 INVESTMENTS and TRUSTS --income, 1'l11ue, 1ra11sac1ions r1nc111des 11iose of.pouse and depent1en1 c11itdren: see pp. 1-1-60 offiting i11ur11c1ion..J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) 
(I) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-HJ int.) (J-P) Code redemption) (J-P) (A-II) (if private (Q-W) transaction) Income Gain Cocks: ==$1.000 less  u=$ ,00 -$2.500 =$2.501 -$5.000  0=$5.001-$15,000 =$15,001 -$50.000  
(Sec Columns and 04) =$50.001 -$t 00.000 =$100.00 -$1.000.000  Ill $1.000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 $50.00 00.000 00.00 -$250.000  
(Sec Columns and D3) =$250,00 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000  1'2 =$5.000,00 -$25,000.000 $25.000.00I -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
Arcara, Richard 
04/30/2012 INVESTMENTS and TRUSTS --income, l'a1lle, 1ra11sac1io11.'1 ondude.... 111ose spouse and t1cpe11t1e111 ,11itt1re11: .-.ee 11p. 1.1-60 offili111: i11s1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (1) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-11)  (if private  
(Q-W)  transaction)  

86. Residential Asst Sec RAAC  Interest  Sold  1/25/11  
87. Chase Mortgage FIN  Interest  
88. CSMC Mtg-Bkd Pass Thru  Interest  
89. Banc America FOG Corp  Interest  
90. Countrywide Capital  Interest  
91. Keycorp Capital  Interest  Sold  12/15/11  
92. Cl3TCS for Penney  Interest  
93. Ivy Asset Strategy  Dividend  
94. Wells Fargo Mortgage Backed  Interest  
95. Morgan MTG Trust  Interest  Sold  12/27/11  
96. United States National Gas Fund  None  
97. Countrywide Alt. Ln. Trust  None  
98. Legg Mason Capital Management  Dividend  
99. Euro Pac Growth Fund  Dividend  
100. General Motors Accep Corp  Interest San Bernardino Cnty  None  
102. SLM Corp  Interest Income Gain Codes: =$1.000 less ,00 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15,001 -$50,000  
(Sec Columns ill and D4) =$50.001 -$100,000 100.00 1.000.000  111 =$1.000,001 -$5.000.000  t12 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 1,000.000 =$1,000.001 -$5,000,000  1'2 =$5.000.001 -$25,000.000 =$25.000.00  $50,000.000  1'4 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Arcara, Richard 
04/30/2012 
VII. INVESTMENTS and TRUSTS -income, l'lltue, trumactiom r1nc111des those ofspome and dependent d1itdren; see PP 34-60 offiting imtructiom.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(!) (2) (I) (2) (I) 
(4) (5) 
Place "(XY' after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-ll) int.)  (J-P)  Code  redemption)  (J-P)  (A-II)  (if private  
(Q-W)  transaction)  

103.  Lehman Mortgage Trust  Interest  
104.  Credit uisse First Boston Mtg  Interest  
I05.  CitiMortgge Alt. Loan  Interest  
106.  BlackRock Global Allocation  Dividend  
107.  Ford Motor Credit Co.  None  
108.  Tamarack Invt. Fds Prime  Dividend  
109.  Black Rock Global Dividend  Dividend  Buy  8/24/11  
110.  Legg Mason Capital  None  
111.  Bank America Corp  Dividend  
112.  Dominion Res Inc.  Interest  
I13.  Citiorp Mortgage Securities  Interest  
114. Morgan Mtg. Trust  Interest  Sold  12/27/11  
115.  Wells Fargo Mtg. Backed Securities  Interest  
116.  BlackRock Muni Income  Dividend  
117.  Invesco Van Kampen lnvt  Dividend  
118.  131ackRock Global Allocation  Dividend  
119.  IVY Asset Strategy  Dividend Income Gain Codes: =$1.000 less 0$l.OO -$2.500 =$2.501 -$5,000 =$5.001  $15.000 =$15,001 -$50.000  
(Sec Coluinns and 04) =$50.001  $100.000 =$100.001 -$1.000.000  111 =$1 .000.00 -$5.000.000  112 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 450.001  $100.000 =$I 00.00I -$250,000  
(Sec Columns and 03) =$250.00I -$500.000 =$500.00I -$1.000.000 =$1.000,001 -$5.000,000  1'2 =$5.000.001 -$25,000.000 =$25.000.00I  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Hook Value =Other =Estimated  

Date Report 
Arcara, Richard 
04/30/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Part VII. The assets listed part VII, lines omittedon the 2008 and 2009 Financial 
119, 121, 122, 124, 125, 128, 130, 131and132 were inadvertently 
Disclosure Reports. 

Date llcport 
Arcara, Richard 
04/30/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported arc compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Arcara 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT lIA SUBJECT CIVIL 
AND CRilllNAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!