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Judicial Watch • Richard J. Holwell – 2008

Richard J. Holwell – 2008

Richard J. Holwell – 2008

Page 1: Richard J. Holwell – 2008

Category:Federal Judges

Number of Pages:11

Date Created:December 4, 2009

Date Uploaded to the Library:November 01, 2014

Tags:Richard J Holwell, holwell, Pimco, White, Fidelity, Richard, Market, 2008, assets, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, income, Judge


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UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT NEW YORK 
 
UNITED STATES COURTHOUSE 
500 PEARL STREET 
NEW YORK, NEW YORK 10007-1312 
 
RICHARD HOLWELL 
UNITED STATES DISTRICT JUDGE 
 
August 14, 2009 
 
Judge Bobby Baldock, Chair Judicial Conference the United States Committee Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 
Dear Judge Baldock: 
 
2009. 
 
Part VII, page line amended read Cash-Schwab Money Market Fund. 
Part VII, page line 31, columns D(l), (2) and (3) amended read Buy; 10/14; addition, column ofline amended read 
 
C.J 
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-i=r 1(}fTJ 
 
 
Holwell, Richard PQSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME 
 
ORGANIZATION/ENTITY Partner Van Duyn Associates (SEE SECTION VIII, Paragraph 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 08/0112000 PLEASE SEE SECTION VIII, Paragraph 
 
 
 
 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
INCOME 2008 White Case LLP (post-retirement payments fixed time retirement November 2003). 
 
I/you were married during any portion the reporting year, complete this section. 
SOURCE AND TYPE 
 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
Holwell, Richard 
0611212009 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 
 
instructions.) 
[ZJ NONE (No reportable gifts.) 
 
VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions anc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
06/12/2009 
Holwell, Richard 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets. (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
18. IRA#I 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
{I) (2) (I) (2) {I) (2) (3) (4) (5) 
Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
-ML Pacific Fund Dividend 
20. -PIMCO Total Return Dividend 
21. 
-Brandywine None 
 
22. 
-PIMCO Comm. Real Dividend 
 
23. 
-PIMCO Total Ret. Inst Dividend 
 
24. 
-First Eagle Overseas Dividend 
 
25. 
-Am. Beacon CVL None Sold 7/16 
 
26. 
-Dodge Cox Int! Stk Dividend 
 
27. 
-RS Global Net Res Dividend 
 
28. 
-Managers Bond Dividend Sold 10131 
 
29. 
-US Global Inv. Global Dividend 
 
30. 
Ultra Short SP 500 Dividend Buy 
 
 
10/31 
31. Schwab Money Market Fund 
32. IRA#2 
33. 
-First Eagle Overseas Dividend 
 
34. 
-American Beacon None Sold 7117 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
06/12/2009 
Holwell, Richard 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) (2) 
(I) 
(2) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type(e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) 
35. -Metro West Total Ret Dividend 
36. -Cash None 
 
37. Fidelity Annuity 
38. -Fidelity Contrafund 
Type(e.g., buy, sell, redemption) 
 
(2) 
(3) 
(4) 
(5) 
Date 
Gain 
Value 
Identity 
Month Code 
Code 
buyer/seller 
 
Day (if private transaction) 
(A-H) 
(J-P) 
(See Section VIII, Par. 
 
 
39. -Fidelity Adv. Gr. Opp. (formerly Fidelity 
Growth Opps.) 
40. White Case RIP Pension Dividend (See Section VIII, Par. 
41. White Case 40I (K) (See Section VIII, Par. 
42. -Turner Midcap Gr. 
43. -Axiom Intl Inv. 
 
 
44. -SSGA Passive 
 
45. -Davis Venture 
 
46. -Boston Small Cap Value Sold 2/4 
47. -PIMCO Total Ret. 
48. -Columbia Val 
49. -Royce Low Price Buy 5/21 
50. -Vanguard Infl-Prot 51. -SPDR Buy 515 4/16 Income Gain Codes: 1,000 less B=$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and D4) =$50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 M=$100,001 -$250,000 
(See Columns and DJ) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 
P3=$25,000,001 -$50,000,000 P4=More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instrucnons.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) Amount Code (A-H) Place (X) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
52. -Schwab Money Market Fund Buy 2/4 
 
 
 
 
Holwell, Richard 
06/12/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) 	Regarding Section Partner, Van Duyn Associates. Van Duyn Associates general partnership formed under New York law pursuant restated and amended agreement 60% interest the partnership which owns the building which reside. 
dated December 21, 1979. ... own with Regarding Section II: 
White Case Savings and Investment Plan (SIP). White Case former law firm. The White Case SIP was originally established 1983. qualified 40l(K) plan. Subject certain qualifications, all employees can participate the plan and may remain the plan after retirement. Participants are able select their investments from among limited list mutual funds only. 
White Case Retirement Income Plan (RIP). White Case former law firm. The White Case RIP defined benefit pension originally adopted 1985 and limited certain partners and employees the Firm. The RIP provides upon retirement annual benefit which percentage the total compensation earned participant during membership the plan. The contributions RIP are actuarially determined and are paid the Firm trust fund. fully vested the plan. Participants have control over the trust funds investment. 
 
White Case Partnership Agreement. White Case former law firm. The amended and restated partnership agreement dated August 2000 governs 
the operation the Firm. The equity partners the Firm are parties the agreement. Upon ceasing equity partner, such partners capital account fixed and distributed monthly payments over term six years. 	Regarding Section VII, Item Nos. 37-39, 40, 41-52. SEE ATTACHMENT VIII-A 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Sign 
... :.. 
. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
 
 
FORMA0-10 
ATTACHMENT VIII-A 
 
Items 37-39 Fidelity does not provide any periodic income information either aggregate per-fund basis. The only information provided periodic valuation. The 1/1/08 valuations the Fidelity Annuity Contrafund and Fidelity Annuity Adv. Gr. Opp. were $135,695 and $104,387, respectively; the 12/31/08 valuations were defined benefit pension originally adopted 1985 and limited certain partners and employees the Firm. The RIP provides upon retirement annual benefit, which percentage the total compensation earned participant during membership the plan. The contributions RIP are actuarially determined and are paid the Firm trust fund. fully vested the plan. Participants have control over the trust funds investments. annual accrued benefit $53,238. 
Items 41-52 either aggregate per-fund basis. The only information provided the change valuation over time. This information provided below: 
 
FUND VALUATION 01/01/08 VALUATION 12/31/08 
Turner Mid Cap Growth 234,685 120,538 
Axiom Intl Inv. 1,222,105 635,908 
SSGA Emerging 49,308 21,535 
Davis Venture 621,580 373,889 
Boston Co. Small Cap Value 307,548 
Pimco Total Ret 349,470 366,056 
 
Columbia Val 201,966 96,127 
Royce Low Price -0-58,100 
SPDR -0-49,560 
Money Market -0-99,520