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Judicial Watch • Richard J Holwell Financial Disclosure Report for 2008

Richard J Holwell Financial Disclosure Report for 2008

Richard J Holwell Financial Disclosure Report for 2008

Page 1: Richard J Holwell Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:11

Date Created:December 4, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Richard J Holwell, holwell, Pimco, White, section, Fidelity, Richard, Market, 2008, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT NEW YORK 

UNITED STATES COURTHOUSE 
500 PEARL STREET 
NEW YORK, NEW YORK 10007-1312 

RICHARD HOLWELL 
UNITED STATES DISTRICT JUDGE 

August 14, 2009 

Judge Bobby Baldock, Chair Judicial Conference the United States Committee Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 
Dear Judge Baldock: 

2009. 

Part VII, page line amended read "Cash-Schwab Money Market Fund." 
Part VII, page line 31, columns D(l), (2) and (3) amended read "Buy; 10/14; M." addition, column ofline amended read "A." 

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Holwell, Richard PQSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME 

ORGANIZATION/ENTITY Partner Van Duyn Associates (SEE SECTION VIII, Paragraph 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 08/0112000 PLEASE SEE SECTION VIII, Paragraph 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
INCOME 2008 White Case LLP (post-retirement payments fixed time retirement November 2003). 

I/you were married during any portion the reporting year, complete this section. 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Holwell, Richard 
0611212009 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 

instructions.) 
[ZJ NONE (No reportable gifts.) 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 

VII. INVESTMENTS and TRUSTS income, vatue, transactions anc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

06/12/2009
Holwell, Richard 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets. (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
18. IRA#I  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
{I) (2)  (I)  (2)  {I)  (2)  (3)  (4)  (5)  
Amount Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
Code div., rent,  Code  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

-ML Pacific Fund Dividend 
20. -PIMCO Total Return Dividend 
21. 
-Brandywine None 

22. 
-PIMCO Comm. Real Dividend 

23. 
-PIMCO Total Ret. Inst Dividend 

24. 
-First Eagle Overseas Dividend 

25. 
-Am. Beacon CVL None Sold 7/16 

26. 
-Dodge Cox Int'! Stk Dividend 

27. 
-RS Global Net Res Dividend 

28. 
-Managers Bond Dividend Sold 10131 

29. 
-US Global Inv. Global Dividend 

30. 
Ultra Short SP 500 Dividend Buy 

10/31 
31. Schwab Money Market Fund 
32. IRA#2 
33. 
-First Eagle Overseas Dividend 

34. 
-American Beacon None Sold 7117 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

06/12/2009
Holwell, Richard 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) (2) 
(I) 
(2) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  
35.  -Metro West Total Ret  Dividend  
36.  -Cash  None  

37. Fidelity Annuity 
38. -Fidelity Contrafund 
Type(e.g., buy, sell, redemption) 

(2) 
(3) 
(4) 
(5) 
Date 
Gain
Value 
Identity 
Month Code 
Code 
buyer/seller 

Day (if private transaction) 
(A-H)
(J-P) 
(See Section VIII, Par.
39. -Fidelity Adv. Gr. Opp. (formerly Fidelity 
Growth Opps.)  
40. White Case RIP Pension  Dividend  (See Section VIII, Par.  
41. White Case 40I (K)  (See Section VIII, Par.  
42. -Turner Midcap Gr.  
43. -Axiom Int'l Inv.
44. -SSGA Passive
45. -Davis Venture
46. -Boston Small Cap Value Sold 2/4 
47. -PIMCO Total Ret.  
48. -Columbia Val  
49. -Royce Low Price  Buy  5/21  
50. -Vanguard Infl-Prot 51. -SPDR  Buy  515 4/16 Income Gain Codes: 1,000 less  B=$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columns and D4) =$50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000  M=$100,001 -$250,000  
(See Columns and DJ)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000  
P3=$25,000,001 -$50,000,000  P4=More than $50,000,000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instrucnons.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I) Amount Code (A-H) Place "(X)" (2) Type (e.g., div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 

52. -Schwab Money Market Fund Buy 2/4 

Holwell, Richard 
06/12/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) 	Regarding Section Partner, Van Duyn Associates. Van Duyn Associates general partnership formed under New York law pursuant restated and amended agreement 60% interest the partnership which owns the building which reside. 
dated December 21, 1979. ... own with Regarding Section II: 
White Case Savings and Investment Plan ("SIP"). White Case former law firm. The White Case SIP was originally established 1983. qualified 40l(K) plan. Subject certain qualifications, all employees can participate the plan and may remain the plan after retirement. Participants are able select their investments from among limited list mutual funds only. 
White Case Retirement Income Plan ("RIP"). White Case former law firm. The White Case RIP defined benefit pension originally adopted 1985 and limited certain partners and employees the Firm. The RIP provides upon retirement annual benefit which percentage the total compensation earned participant during membership the plan. The contributions RIP are actuarially determined and are paid the Firm trust fund. fully vested the plan. Participants have control over the trust fund's investment. 

White Case Partnership Agreement. White Case former law firm. The amended and restated partnership agreement dated August 2000 governs 
the operation the Firm. The equity partners the Firm are parties the agreement. Upon ceasing equity partner, such partner's capital account fixed and distributed monthly payments over term six years. 	Regarding Section VII, Item Nos. 37-39, 40, 41-52. SEE ATTACHMENT VIII-A 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Sign
... :.. 
. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

FORMA0-10 
ATTACHMENT VIII-A 

Items 37-39 Fidelity does not provide any periodic income information either aggregate per-fund basis. The only information provided periodic valuation. The 1/1/08 valuations the Fidelity Annuity Contrafund and Fidelity Annuity Adv. Gr. Opp. were $135,695 and $104,387, respectively; the 12/31/08 valuations were defined benefit pension originally adopted 1985 and limited certain partners and employees the Firm. The RIP provides upon retirement annual benefit, which percentage the total compensation earned participant during membership the plan. The contributions RIP are actuarially determined and are paid the Firm trust fund. fully vested the plan. Participants have control over the trust fund's investments. annual accrued benefit $53,238. 
Items 41-52 either aggregate per-fund basis. The only information provided the change valuation over time. This information provided below: 

FUND  VALUATION 01/01/08  VALUATION 12/31/08  
Turner Mid Cap Growth  234,685  120,538  
Axiom Int'l Inv.  1,222,105  635,908  
SSGA Emerging  49,308  21,535  
Davis Venture  621,580  373,889  
Boston Co. Small Cap Value  307,548 
Pimco Total Ret  349,470  366,056  

Columbia Val 201,966 96,127 
Royce Low Price -0-58,100 
SPDR -0-49,560 
Money Market -0-99,520