Skip to content

Judicial Watch • Richard J Holwell Financial Disclosure Report for 2009

Richard J Holwell Financial Disclosure Report for 2009

Richard J Holwell Financial Disclosure Report for 2009

Page 1: Richard J Holwell Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:12

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Richard J Holwell, holwell, White, Fidelity, Richard, 2009, Market, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

FINANCIAL DISCLOSURE REPORJ' 
AOIO-. Government Act 1978 

Rev, JIWJO 
FOR CALENDAR YEAR 2009 U.S.C. app.  101-1I1) Person Reporting (last name, first, middle initial) Holwcll, Richard Court Organization USDCISDNY Dale Report 06/14/2010 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check apprnpriate type) Nomination, Date Initial [l] Annual Final Reporting Period 01/0112009 12/31/2009  
Sb. Amended Report Chambers Office Addre'8 500 Pearl St. Chambers New York, New York 10007-1312 the basis the information contained this Rport and any modifications pertaining thereto, is, opjnion, compliance with applicable laws and regulations. Reviewing Ofiicer,__--- Date --------------------- 

lMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instruc/ioJtS.) NONE (No reportable positions.) Partner 

,-q 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing ins/ruclion.v.) NONE (No reportable agreements.) 

Holwell, Richard 

JII. 0N-INVES TMENT ME. (Reporting indivUiual and spouse; see pp. 17-14 offiling instrucuons.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

AND TYPE 

(yours, not spouse's) 2009 White Case LLP (post-retirement payments fixed time retirement $316,180 November 2003). Spouse's Non-Investment Incon1e 
-I/you were married during unyportio11 the reporting Jtear, .-omplete this section. NONE (No reportable non-investment income.) 
2009 Self:employed architect 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes !hose spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 

06/14/2010
Holwell, Richard GIFTS. (Includes those spotlse and dependent children; see pp. 18-3 filing instructions./ 
[Z] NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) 
[Z] NONE (No reportable liabilities.) 

VALUE 

06/14/2010
Holwell, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets}  reporting period reporting period  

(1) 
(2) 
(1) 
(5)
(2) 
(3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., ren  Code  Method  
(A-H) int.)  (J-P)  Code3  
(Q-W)  

Type (e.g., 
buy, sell, redemption) Date mm/dd/yy 
Identity Code Code 
Value Gain 
buyer/seller 
(if private (J-P) (A-H) 
transaction) Van Duyn Assoc., NY,  Rent Bell South  Dividend Brokerage Account -Fidelity SP 500  Sold  01/26/09 -Fidelity Contrafund  Sold  01/28/09 -Fidelity Stk  Sold  01/21/09 -First Eagle Overseas  Sold  02106109 -US Global Inv Global  Sold  01/21/09 -Schwab Mkt. Fund  Interest  Sold (part)  04/15109  
JO. -CGM Focus  Sold  02/25/09  
11. -UI tShort SP 500  Sold  03/11/09  
12. -NY City Mun Wtr Fin, 6/15/31  Interest  
13. -NY Cit Mun Wtr Fin, 6/15/24  Interest  
14. -NYS Dorm Revs Supp, 2/15/16  Interest  
15. -Comp Bond  Interest  Buy  04124109  
16. -Baird Muni  Buy  01/26/09  
17. -Baird Muni  Interest  Buy  02106109 Income Gain Codes: =$1,000 less =$1,001-$2,500  C=$2,50 -$5,000  D=$5,00l -$15,000  
(See Columns and D4) =$50,001  $100,000  G=$100,001 -$1,000,000 $1,000,001-$5,000,000 =More than $5,000,Q(JO Value Codes =$15,000 Jess =$15,001-$50,000  L=$50,001 100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=S500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 I-$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INV'ESTMENTS and -income, value, transactiortS (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gros value end Transactions during reporting period reporting period
(including trust assets) reporting period (!) (2) 

Value
Place "(X)" after each asset Amount Type (e.g., 
exempt from prior disclosure 
Code2 
(J-P)
 
int.) 
 
 
L...
L______ ... -...
18. -Baird Muni  Sold (part)  02/05/09  
19. -SPDR  Dividend  Buy  03/16/09  
20. -Vanguard  Interest  Buy  08/11/09  
21. IRA  
22. -ML Pacific Fund  Dividend  
23. -PIMCO Total Return  Sold  08/06/09  
24. -Brandywine  Sold  02/26/09  
25. -PIMCO Comm. Real  Sold  02/23/09  
26. -P!MCO Total Ret. Inst  
27. -First Eagle Overseas  Sold  02/26/09  
28. -Dodge Cox Int'! Stk  Sold  01/26/09  
29. -RS Global Net Res  Sold  02123/09  
130. -US Global Inv. Global  Sold  02/23/09  
31. -Ultra Short SP 500  Sold  05/11/09  
32. -Schwab Money Market Fund  
33. -Dow(Bond)  Buy  06/04/09 34. -Morgan Stanley (Bond)  Buy  03/11/09 Income Gain Cod>!s: (See Columns and 04) Value Codes (See Columns and DJ) 1,000 less =$50,001 -Sl00,000 =$15,000 less =$250,00I  $500,000  BSJ,001 -$2,500 =$100,00J -Sl,000,000 .00 -$50,000 =$.100.001 -$1,000,000  ,,, =$2,501 $5,000 =$!,OOQ,001 -$5,000,000 =$50,001-SIOO,OOO =Sl.000.001 -Sl.000,000  0=$5,001-$15,000 =More lhan $5,000,000 =>J(JQ,001 -$250,000 =S5,000,00I -$25,000,000  E=Sll,001-$50,000 Value Method Codes (Sec Column C2) =$25,000,001  $50,000,000 Q=Appraisal ""fiook Value "'Cost (Real Eslste Only) V=Othcr =More than $50,000,000 ""Assessment '""Estimated =Cash Market ___,,  

06/14/2010
Holwell, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period reporting period  
(1) Amount Code (A-H)  (2) Type (e.g., div. rent, int.)  (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date mm/dd/yy (3) Value Code (J-P) (4) Gain Code (A-H)  (5) Identity buyer/seller (if priv ate transaction) Income Ga.in Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001  $50.000  
(See Columns and D4)  F=S50,00J -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than Sl,000,000 Value Codes =$1 S,000 less $15,001 -$50.000 =$50,001 -SI00,000 =SI00,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 $25,000,001 -$50,000,000 "'More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment "-'Cash Market  
(See Colunm C2) =Book Value  V=Other =Estimated  

52. -First Eagle Overseas 53. -Metro West Total Ret  Dividend Dividend  Sold  02/09/09  
54. -Cash  
55. -TCW Bond  Buy  05120109  
56. -Proshares  Buy  05/08/09  
57. -Proshares  Sold  10/15/09  
58. -JP Morgan Inc.  Buy  04/02/09  
59. -Penn Port  Buy  11/25/09  
60. -EV. Global  Buy  12/07/09  
61. Fidelity Annuity  
62. -Fidelity Contrafund  Sold  02/27/09  
63. -Fidelity Adv. Gr. Opp. (formerly Fidelity Growth Opps.)  Sold  02/27/09  
64. -Cash  
65. White Case RIP Pension  Dividend  See Att. VIII-A Report  
66. White Case 40l(K)  See Att. VIII-A Report  
67. -Turner Midcap Gr.  Sold  01/09/09  
68. -Ax.iom lnt'I Inv.  Sold  01/09/09  

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) Income during reporting period Gross value end reporting period  
(I) Amount Code (A-H)  (2) Type (e.g div. rent, int.)  (I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type(e.g., buy, sell, redemption) Description Assets 
Transactions during reporting period (including trust assets) 
(2) 
(4) Place "(X)" after each asset 
(3) 
Identity exempt from prior disclosure 
Date 
Value 
Gain buyer/seller
Code Imm/dd/yy Code2 
(if private lransaction) 
(J-P) 
(A-H) IncomeGain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5,000  D-$5.001 -$15,000 =$15,001 -$50.000  
(See Columns and 04) s50.001 -s100,ooo $100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J$15.000orless $15,00 -$50,000 =$50.001 -$100,000 $100,001 -$250,000  
(See Columns and DJ) =$250.001 -$500.000 =$500.001 -$1,000,000 =$1,000,00t -$5,000,000 =55,000,001 -$25,000,000 -$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Eslate Only) =Assessment ""Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

06/14/2010
Holwell, Richard 
VII. INVESTIVIENTS and TRUSTS -income, value, transactions (Jnclutfes thost spouse anti tfependent chiltfren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting
06/14/2010
Holwell, Rkhard 
VII. INVESTMENTS and TRUSTS -income, value. transactions rnc1u.us those spouse and depende1t chitdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure 

s100,ooo 

06/1412010
Holwell, Rich>1rd 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lhdlcatepartDfRpDrt.) Regarding Section 
Partner, Van Duyn Associates. 
Associates general partnership formed under New York law pursuant restated and amended agreement dated December 1979. 60% interest the partnership which owns the building which reside. Regarding Section II: 
White Case Savings and Investment Plan ("SIP"). White Case former law finn. The White Case SIP was originally established 1983. qualified 40l(K) plan. Subject certain qualifications, all employees can participate the plan and may remain the plan after retirement. Participants are able select their investments from among limited list mutual funds only. 
White ase Retirement Income Plan ("RIP"). White Case former law firm. The White Case RIP defined benefit pension originally adopted 1985 and limited certain partners and employees the Firm. The RIP provides upon retirement annual benefit which percentage the total compensation earned participant during membership the plan. The contributions RIP are actuarially determined and are paid the Firm trnst fund. fully vested the plan. Participants have control over the trust fund's investment. 
While Case Partnership Agreement. White Case former Jaw finn. The amended and restated partnership agreement dated August 2000 governs the operation the Finn. The equity partners the Finn are parties the agreement. Upon ceasing equity partner, such partners capital account fixed and distributed monthly payments over term six years. All such payments were ade December 2009. Regarding Section VII, Item Nos. 65; 66-86. 
SEE ATTACHMENT VIII-A 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any} accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FUND Turner Mid Cap Growth Axiom Int'l Inv. SSGA Emerging Davis Venture Pimco Total Ret Columbia Val Royce Low Price SPDR Money Market Shares SPDREnergy TFS Market PTh1COHY PTh1COMtgB SPDRChina Vanguard Wintergreen  VALUATION 01/01/09 -0-0-0-0-0-0-0-0-0 VALUATION 12/31/09 -0-0-0-0-0-0-0-0 -,  

FORMA0-10 
ATTACHMENT VIII-A 

certain partners and employees the Firm. The RIP provides upon retirement annual benefit, which percentage the total compensation eamed participant during membership the plan. The contributions RIP are actuarially determined and are paid the Firm trust fund. fully vested the plan. Participants have control 
over the trust fund's investments. annual accrued benefit 
Items 66-86 either aggregate per-fund basis. The only information provided the change valuation over time. This information provided below: 
Proshare 




Sign Up for Updates!