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Judicial Watch • Richard J. Sullivan – 2011

Richard J. Sullivan – 2011

Richard J. Sullivan – 2011

Page 1: Richard J. Sullivan – 2011

Category:Federal Judges

Number of Pages:6

Date Created:December 1, 2012

Date Uploaded to the Library:December 24, 2014

Tags:Richard J Sullivan, Sullivan, Richard, university, 2011, states, united, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app. IOI-I Person Reporting (last name, first, middle initial) Sullivan, Richard Court Organization Southern District New York Date Report 9/18/2012 Title (Article III judges indicate active senior status; magistrate JUdges indicate full-or part-time) District Judge --Active Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
United States Courthouse 500 Pearl Street, Room 640 New York, 10007 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Adjunct Professor Law Fordham University School Law 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 2005 Federal Employees Pension Plan; pension upon age 
 
 
 
9/18/2012 
Sullivan, Richard 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 
 
(yours, not spouses) 2011 Fordham University School Law $21 000.00 Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorana.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offilmg instructions) NONE (No reportable reimbursements.) SOURCE New York State Bar Association New York Council Defense Lawyers DATES 5/20-22-11 9/23-24/11 LOCATION Newport, Rye Brook, PURPOSE Panelist Annual Meeting Guest Fall Retreat ITEMS PAID PROVIDED Hotel, meals, Hotel, meals, 
 
9/18/2012 
Sullivan, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing ins/ructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
Date Report 
Sullivan, Richard 
9/18/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns during reporting period 
(including trust assets) reporting penod ofreporting period 
 
(I) (2) (I) (2) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code3 redempllon) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1,000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 415,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$!00,001 -$1.000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15.000orless K=$15,001 -$50.000 =$50.00 -$100,000 =$100.001 -$250,000 
(See Columns and 03) =$2 50,001 -$500.000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Other =Estnnated 
 
 
Name Person Reporting 
Date Report 
Sullivan, Richard 
9/18/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
Date Report 
Sullivan, Richard 
9/18/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Sullivan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544