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Judicial Watch • Richard J. Sullivan – 2012

Richard J. Sullivan – 2012

Richard J. Sullivan – 2012

Page 1: Richard J. Sullivan – 2012

Category:Federal Judges

Number of Pages:6

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Richard J Sullivan, Sullivan, Merrill, Lynch, Richard, school, university, 2012, stock, united, spouse, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. 101-11 Person Rep orting (last name, first, middle initial) Sullivan, Richard Court Organization Southern District New York Date Report 05/14/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge --Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01101/2012 12/3112012 Chambers Office Address 
United States Courthouse Foley Square, Room 2104 New York, 10007 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Adjunct Professor Law  Fordham University School Law Adjunct Professor Law Columbia Law School 

05/14/2013
III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  Fordham University School Law  $12,000.00 2012  Columbia Law School  $12,500.00 Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except.for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS transportation, lodging, food, entertainment. 

St. Thomas Law School 4/19-21/12 Minneapolis, Symposium Speaker Travel, Meals, Lodging 

05/14/2013

DESCRIPTION VALUE GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

05/14/2013 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 offitinc ins1ructio11s.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period (including trust assets) reporting period reporting period 
(I) (2) (3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) JPMorganChase Bank Accounts  Interest New York Community Bancorp Common Stock  Dividend Marsh McLennan Common Stock  Dividend Merrill Lynch 529 CollegeSavings Account (not self-directed)  Interest Merrill Lynch Cash Management Account  Interest Merrill Lynch Nuveen Tradewinds International Fund  Dividend Merrill Lynch Matthews Asian Funds Pacific Tigers  Dividend Merrill Lynch Allianz NFJ Dividend Value Fund  Dividend Merrill Lynch American Funds Growth Fund America  Dividend  
10. Merrill Lynch Third Avenue Value Fund  Dividend Merrill Lynch Cohen Steers Realty Shares  Dividend  
12. Merrill Lynch Loomis Sayles Bond Fund  Dividend  
13. Merrill Lynch BlackRock Global Allocation Fund  Dividend  
14. Pimco Total Return Fund  Dividend  
15.  
16.  
17. Income Gain Codes: =$1,000 less  B=$1,001-$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.00I -$50,000  
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and D3) =$250,001 -$500,000 4500.001 -$1.000.000 =$1,000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column CZ) =Book Value  Vo=:Othcr =Estimated  

Date Report
05/14/2013
Sullivan, Richard 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndica/e parl ofreporl.) 

05/14/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Richard Sullivan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544