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Judicial Watch • Richard J Sullivan Financial Disclosure Report for 2008

Richard J Sullivan Financial Disclosure Report for 2008

Richard J Sullivan Financial Disclosure Report for 2008

Page 1: Richard J Sullivan Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:7

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Richard J Sullivan, Sullivan, accounts, Merrill, Lynch, SAVINGS, Richard, 2008, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Sullivan_Richard_J 
Rev. 112008 

FOR CALENDAR YEAR 2008 USC app. /OJ-Ill) Person Reporting (last name, first. middle initial) Court Organization Date Report 
Sullivan, Richard Southern District New York 
05/11/2009 Title (Article llJ judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
Nomination, Date 
01/01/2008 District Judge --Active

Initial Annual Final 
12/31/2008 

Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
United States Courthouse 
500 Pearl Street, Room 615 
New York, 10007 

Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Completea// parts, 
checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ NS, (Reporting individual only; see pp. 9-/J filing instructions.) NONE (No reportable positions.) 

POSITION NAME ORGANIZATION/ENTITY Adjunct Professor Law Fordham University School Law 
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II, AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 2005 Federal Employees Pension Plan; pension upon age 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 9-12/08  Fordham University School Law  $7,500.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount nol required except.for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2008 Self-employed part-time bookkeeper 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED Federal Bar Council 0/24-26/08  Lenox,  Panelist legal conf.  Hotel, meals Georgetown e-Discovery Inst itute  11/20-21  Washington,  Panelist legal conf.  Transportation, hotel, meals  

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[2J NONE (No reportable gifts.) 

SOURCE DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes rhose spouse and dependent children; see pp. 32-33 filing ins/ructions.) 
[2J NONE (No reportable liabilities.) 

CREDITOR 
DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 

Sullivan, Richard 
05/11/2009 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
(I) 
(2) 
(I) (3) 
(5) 
Place "(X)" afer each asset Amount 
Type (e.g 
Value 
Value Type (e.g., 
Date 
Value 
Gain 
Identity 
Code 
exempt from prior disclosure 
div rent. 
Code 
Method buy, sell, 
Month 
Code 
Code 
buyer/seller 
(A-H) int.) 
Code redemption) 
Day 
(if private 
(J-P) 
(A-H) 
(Q-W) 
transaction) Roslyn Savings Bank Accounts Interest Closed 4/12 JPMorganChase Bank Accounts Interest 
New York Community Bancorp Common Dividend ock 
Marsh McLennan Cos. Inc. Common Dividend 

ock (X) 
529 College Savings Accounts Interest 
Merrill Lynch Cash Management Account Interest 
Merrill Lynch Nuveen Tradewinds lntema Dividend tional Fund 
Merrill Lynch Matthews Asian Funds Paci Dividend fie Tigers 
Merrill Lynch Allianz NFJ Dividend Value Dividend Fund 

10.  Merrill Lynch American Funds Growth Fun  Dividend America  
11.  Merrill Lynch Third Avenue Value Fund  Dividend  

12. Merrill Lynch Cohen Steers Realty Dividend 
13.  Merrill Lynch Loomis Sayles Bond Fund  Dividend  
14.  Merrill Lynch BlackRock Global Allocation  Dividend  
Fund (X)  
15.  
16. lnrome Gain Codes: 1,000 less =SI.DOI -$2,500 =$2.50 -$5,000 =$5,00 15,000 15.00 -$50,000  
(See Columns and D4) =$50.001 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001-$5,000,000  f12 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00 -SI 00,000 =Sloo.001 -$250,000  
(See Columns and DJ) =$250.00I -$500.ooO =$500,001 -St.000.000 1.000,00 -$5.000,000 =$5,000.001 -$25,000,000 =$25.000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Esuite Only) =Assessment ash Market  
(See Column C2) =Book Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) 
Pan VII, Line --Roslyn Savings Bank Account was closed before the end the reponing period. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544