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Judicial Watch • Richard L Nygaard Financial Disclosure Report for 2006

Richard L Nygaard Financial Disclosure Report for 2006

Richard L Nygaard Financial Disclosure Report for 2006

Page 1: Richard L Nygaard Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:7

Date Created:September 21, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Nygaard, Richard L Nygaard, Richard, stock, 2006, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 u.s.c. opp. 101-1/J) 
-Person Reporting Oast name, first, middle initial) Nygaard, Richard Court Organization Third Circuit Court Appeals Date Report 05/01/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. Circuit Judge  S:a. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address South Parle Row Suite B-230 Erie, 16501 the basis the information contained I.his Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
IE] NONE (No reportable positions.) 

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 

PARTIES AND TERMS 

Date Report 
Nygaard, Richard 
05/01/2007 
III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 

Pennsylvania State Retirement System 16,542 Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[KJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(lncludes those spouse and dependent children. See pp. 25-27 instructions.) 
[K)  NONE (No reportable reimbursements.)  
SOURCE 

Date Report 05iOJ/2007 
VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
 NONE (No reportable liabilities.) 
VALUE CODE 

Date Report
Nygaard, Richard 
05/01/2007 
VII. INVESTMENTS and TRUSTS -income, vall1e, transaclions (Includes those the spouse and dependent children. See pp. 34-60 filing instr11clions.) NONE (No reportable income, assets, or transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure 	Savings Account Los Angeles FA Interest Credit Union 
Checking/Saving Account PNC, North Interest East, 	
Limited Partnership, Sixth Street Complex Interest 	
Real None 
County, 

 Safety Kleen -Stock 	None 
Jetronic Industries -Stock 	None 	Impac Mortgage -Stock Dividend 	
Luminent Mortgage (LUM) Stock Dividend 	
Hanover Cap Mtge. -Stock Dividend 

IO. 	Ladenburg Thalman -Stock None 
11. 	
Cornerstone Strategic -Stock Dividend 

12. 	
Cornerstone Total Return -Stock Dividend 

13. 	
Managed High Yield -Stock Dividend 

14. 	
Petro Fund Energy Trust -Stock Dividend 

15. 	
Prospect Street Income -Stock Dividend 

16. 	
Solomon Bros. High Income -Stock Dividend 

17. 	
Saxon Capital -Stock Dividend  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div:, rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Expired 
Sell 
Sell 
Sell 
Sell 
Sell 
Sell 
Sell 
Sell 
Sell 
Sell 
Sell 
2127 2/27 3/30 3/30 9/18 3/15 8/1 5115 2127 9/18 8/10 Income Gain Codes: 1,000 less =Sl,001 -$2,500  c=$2,501 -$5,000  D=S5,00l -Sl5,000  E=$15,001 -S50.000  
(See Columns and 04)  F=$50,00 -SI 00,000 =SI 00,00 1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=SI 5,00I -$50,000  L=$50,00 -SI 00,000 =SI00,001 -$250,000  
(See Columns and 03)  N=$250,001 -S500,000  0=$500,001 -Sl,000,000 =$1,000,00 -$5,000,000 =S5,000.00I -525,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Esrate Only) =More than S50,000,000 =Cash Markel  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated Income Gain Codes: =$1,000 less =$1,001 -S2.500 =S2.501 -S5.000 0=$5,001  Sl5.000 (Sec Columns and 04) =$50.001 -$100,000 =SI00.001 -Sl.000,000 1,000.00 -S5.ooo.ooo =More than $5.000.000 Value Codes =$15.000 orlcss K=S15.00l -S50.000 =$50,00 -$I 00.000 =SI00.001 -$250.000 (Columns and 03) =$250.00 -$500.000 =S500.001 -s1.ooo.ooo 1.000.00 -$5,000.000 =S5.000.00I -$25.000.000 =$25.000,00 -SS0,000,000 =Mo"' than SS0.000,000 (Sec Column Cl) V=01hcr Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Boole Value =Estimated 
Date Report 
Nygaard, Richard 
05/01/2007 

Date Report 
Nygaard, Richard 
05/01/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure.  further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
Signat11re 
NOTE: ANY INDIVIDUAL WHO 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544