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Judicial Watch • Richard L. Voorhees – 2012

Richard L. Voorhees – 2012

Richard L. Voorhees – 2012

Page 1: Richard L. Voorhees – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Admiral, balanced, Richard L Voorhees, Prime, shares, money, credit, vanguard, 2012, Market, spouse, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act /1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. fl/ JOJ.J 11) Person Reporting (last name, first, middle initial) Voorhees, Richard Court Organization District Court-North Carolina Date Report 05/10/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Judge-Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
Charles Jonas Federal Building 401 West Trade Street, Suite 250 Charlotte, 28202 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each-part where you have reportable i11formation. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing 
instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/10/2013
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instritctions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -/[you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 The Carie and Lena Glenn Foundation, Inc.-Salary 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  American Conference Institute 23rd National Advanced Forum Bad Faith Litigation  11/28-12 thru 11/29/12  Orlando, Florida  Guest Speaker  Airfare, transportation, food and tips  

0511012013
V GIFTS. (lncludes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR 

VALUE CODE Credit Card  Wells Fargo  Credit Card  Bank America  Credit Card  Citi-Sears  Credit Card 

05/10/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) 
(I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) ATT  Dividend  Sold  5/20/12 Wells Fargo Bank  Dividend Mountain Federal Credit Union(Checking and Savings  Interest Vanguard Prime Money Market Fund  Dividend Vanguard Asset Allocation Fund RIO IRA  Dividend  Merged (with line  2/10/12  See Part VIII Vanguard Balanced Index Fund RIO IRA  Dividend  Merged (with line  9/5/12  See Part VIII Vanguard Balanced Index Fund Admiral Shares RIO IRA  Dividend  See Part VIII Vanguard GNMA Fund RIO IRA Investor Shares  Dividend Vanguard Prime Money Market Rollover IRA  Dividend  
10. Vanguard Total Stock Market Ind. Fund-RI IRA-Admiral Shares  Dividend  Sold (part)  01/10/12  
11. Vanguard Wellington Fund RIO IRA Investor Shares  Dividend  Sold (part)  3/23/12  See Part VIII  
12. Vanguard Wellington Fund Non-RIO IRA Investor Shares  Dividend  
13. Southern Company  Dividend  
14. Vanguard Group Individual Investment (H)  
15. (a) Vanguard Prime Money Market Fund  Dividend  Buy (add'I)  01/17/12  See Part 'III  
16. (b) Vanguard Windsor Fund  Dividend  
17. Fidelity Cash Reserves  Dividend Income Gain Codes: =$1.000 Jess 41.00 -$2.500 42.501 -$5.000 =$5 .001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 4100.001 -$1.000.000 =$1.000 .001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$150001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000  
(Sec Columns and 03)  N=$250 .001 -$500.000  0=$500.001 -$1.000.000 =$1 ,000.001 -$5,000.000 =$5 .000.001 -$25,000.000 =$25, 000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

05/10/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse ant1 t1epent1ent c11ut1ren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Description Assets Income during Gross value end Transactions during reporting period (including trust assets) rep011ing period reporting period 
(I) (2) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A:H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction)
(Q-W) Income Gain Codes: =$1 .000 less  8=$1,001-$2,500 =$2.501 -$5.000  D=$5,00l -$15.000  E=$15.001  $50,000  
(Sec Columns and D4) =$50.001 -$100.000 =$100,001 -$1,000,000  Ill =$1.000.001 -$5,000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50,001 -$100,000 =$100.001 -$2 50.000  
(Sec Columns and D3)  N=$250.001 -$500.000  0=$500,001 -$1,000,000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Voorhees, Richard 
0511012013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent c1tildren; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. (a) Captial Opportunity Fund  Dividend  
36. (b) Stragetic Equity Fund  Dividend  
37. (c) REIT Index Fund-Admiral Shares  Dividend  
38. (d) Wellington Fund-Admiral Shares  Dividend  
39. Wells Fargo  Dividend  
40.  
41.  
42.  
43.  
44.  
45.  
46. Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2,501 -$5,000  045,001. $15.000 =$15.00 -$50.000  
(Sec Columns and 04)  F=$50.001 -$!00,000 4100.001 -$1, 000,000 =$1.000,001 -$5.000.000  112 =More than .000.000 Value Codes =$15,000 less  K=$ 15,001 -$50.000  L=$50.001  $100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250,001 -$500.000  0=$ 500,00  $1.000,000 =$1,000,001 -$5.000.000 =$5,000.001  $25,000,000 =$25.000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Other  W=Estimated  

0511012013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) 
Part VII-Line 5--Vanguard Asset Allocation Fund RIO IRA merged with Vanguard Balanced Index Fund 2/10/12, Line 
Part VII-Line 7--On 9/5/12 Vanguard Balanced Index Fund converted Vanguard Balanced Index Fund-Admiral Shares RIO IRA. Because the report does not 

have convert prompt used merged. originally tried merge Line Line and Line Line However, the report will not let you reference sequence 

like attempted, because Line reflects Line well as, and Line reflects Line 

Part VII--Line 7-The audit reflects Column D(l) should completed for each transaction. However, the transaction are reflected Lines which were 
converted over Vanguard Balanced Index Fund-Admiral Shares RIO IRA, stated above. 

Part VII-Line !--This was supposed last year's report but was inadvertently omitted. 

Part VII-Line 15--The Vanguard Prime Money Market Fund under the Vanguard Group Individual Investment (Line 14) account receives funds the 17th every 
month transferred from checking account. 

Part VII-Line 32-Sold part each January 11, 2012. Put the money into the Prime Money Market account, Line 30. 

Part VII-Line 33-0n May 11, 2012, new investment, Emerging Markets Index Fund-Admiral was created funds that were withdrawn out Prime Money Market account, Row 30. 

0511012013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Richard Voorhees 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544