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Judicial Watch • Richard M. Berman – 2011

Richard M. Berman – 2011

Richard M. Berman – 2011

Page 1: Richard M. Berman – 2011

Category:Federal Judges

Number of Pages:10

Date Created:October 20, 2012

Date Uploaded to the Library:July 29, 2014

Tags:Berman, Richard M Berman, Richard, 2011, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Govemmelll Ac/ 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  /0/-ll Person Reporting (last name, first, middle initial) Berman, Richard Court Organization U.S. District court -S.D.N.Y. Date Report 04/26/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination Date Initial [2] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
U.S. District Court Centre Street (Room 201) New York, !0007 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting indfridual only; see pp. 9-13 filing ins/rue/ions.) 
[2] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Date Report 
04/26/2012 
Berman, Richard 11. N-INVESTMENT COME. (Reporting i11tlfrid11a/ and spo11se; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married d11ring any portion tlte reporting year, complete tltis section. (Dollar amount nut required except for Jwnuraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2011 Wellesley College 
 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainme/lf. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and depemlell/ children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
Dale Report 
Berman, Richard 
04/26/2012 
VII. INVESTMENTS and TRUSTS -income, a1ue, 1ra11sac1io11s r1nc1udes 11iose spouse and depe11de111 d1ildren; see PP 1-1-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) (I) (2) 
(I) 
(3) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: l.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) F=$50.00 -$I 00,000 =$100.001 -$1,000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15,000 less =$15,001 -$50.000 L=$50.001 -$100.000 =$I 00.00 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 0=$500,00  $1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
 
[)ate Report 
04/26/2012 
Berman, Richard 
VII. INVESTMENTS and TRUSTS -income, vatue, transactio11s r1nc111des those spouse a11d dependent c1iitdre11; see PP 1.t-60 offili111: i11.1tructi1ms.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(!) (2) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell. mm/dd/yy Code Code buyer.scllcr 
(A-II) int.) (J-P) Code redemption) (J-P) (A-11) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less B=$1,001 -$2.500 c=$2,501  $5.000 =$5.001. $15.000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50.001 -$100.000 =$I 00.00  $1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 !00.00 -$250.000 
(Sec Columns and DJ) =$250.00 -$500.000 0=$500,00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000 
P3=$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal .:=Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr :oEstimatcd 
 
 
Date Report 
Berman, Richard 11. 
04/26/2012 
VII. INVESTMENTS and TRUSTS -income, atue, transa,tions