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Judicial Watch • Richard M Berman Financial Disclosure Report for 2005

Richard M Berman Financial Disclosure Report for 2005

Richard M Berman Financial Disclosure Report for 2005

Page 1: Richard M Berman Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:24

Date Created:December 7, 2006

Date Uploaded to the Library:November 13, 2013

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A0-10 	FINANCJiURE REPORT Government Act of1978 
Rev.112004 
,, 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person !leporting (Last name, First name, Middle initial) Court Organization  
Bennan, Richard  U.S. District Court-S.D.N.Y. Title (Article Judges indicate active senior status; ReportType (check appropriate type)  
magistrate judges indicate full-or part-time) Nomination,  Date District Judge Active Initial  @Annual Final 	Date Report 7/18/2006 Reporting Period 
11112005 
12/31/2005 	Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
U.S. District Court 
with applicable laws and regulations. Centre Street 

New York, 10007 
IMPORTANT NOTES: The instructions accompanying this form must fo. Complete all parts, checking the NONE box for each part where you have reportable information. Sign.on last pege. POSffiONS, (Reporting individual only; see pp. 9-13 filing instructions) 
 NONE -(No reportable positions.) 
POSmON 	NAME ORGANJZATIONffiNTITY 
,...._,
:._:J :::0 
c.._ ..,.,
c.:
o(.")Z 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions)  NONE -(No reportable agreements.) PARTIES AND TERMS  >JZ ;.1n -::> --.; .r=  

Date Report 
Name Person Reporting 

7/18/2006
Berman, Richard 
ID. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 11-24 filing instructions) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.)
AND TYPE 	GROSS INCOME (yours, not spouse's) Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.)
SOURCE AND TYPE 2005 	Brand Consulting Firm Partnership Income 
IV. 	REIMBURSEMENTS transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.)
SOURCE 	DESCRIPTION GIFTS.  NONE  (Includes those spouse and dependent children. See pp. 28-31 instructions.)  (No such reportable gifts.)  SOURCE  DESCRIPTION  

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE -(No reportable liabilities.)  CREDITOR Citicorp  Mortgage house  DESCRIPTION  VALUE CODE  Greenpoint Bank  Mortgage apartment (investment)  

Date Report 
Name Person Reporting 
7/18/2006
Bennan, Richard 
VII. INVESTMENTS and TRUSTS -income, value, iranscations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) 
Income dw"ing Gross valueat end Transactions dw"ing reporting period 

Description Assets reporting period reporting period (including trust assets) 
not exempt 
(I) (I)
(2) (2) (3) (4) Place (X}after each asset exempt Value Value Type (e.g. Date: Value Identity div. rent. Amount Type 
Code2 Method buy, sell, Month-Code2 Code! buyer/seller(J-P) Code3 merger, Day (J-P) 
Code 
from prior disclosure 
int.) 
(if private (A-H) 
redemption)
(Q-W} 
transaction} 
DNONE (No repor1able income, assets, transactions} Property Suftfolk County, (House Cottage) Rent Rental 
Apartment (NY City) Rent Buy 6/8 
Property, Suffolk County.NY Rent Rental 

Aztex Limited Partnership (real estate) Distribution 
Franklin Limited Partnership, (real estate) Distribution Sale 10/19 
Janus Fund (deferred compensation) Interest Sale .Rowe Price Equity Income (deferred Interest Sale compensation) 
Vanguard Windsor Dividend 

Vanguard 500 Index Trust Dividend Partial Sale 9122 
10. 
Vanguard Strategic Equity Dividend 

11. 
Vanguard Windsor Il. Dividend Sale 9122 

12. 
U.S. Treasury Notes Interest Sale 5/16 

13. 
U.S. Treasury Notes Interest Sale 1/13 

14. 
NYC Municipal Bond Interest Partial Sale 7/1 

15. 
John Nuveen Municipal Bond Fund (Select) None Sale 12127 

16. 
Blackrock Municipal Bond Fund Distribution 

17. 
Muniyield Municipal Bond Fund Dividend 

18. 
NYC Municipal Bond (Series Interest 

..,. :.; 
 
Date Report 
Name Person Reporting 
Bennan, Richard 
7/18/2006 
-income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) 

Vll. INVESTMENTS and TRUSTS Income during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) not exempt disclosure
(!) (2) (!) (2) (!) 
(2) (5) 
Place "(X)" after each asset exempt  Amount  Type  (e.g.  Value  Value  Type  (e.g.  Date:  Value  Identity  
from prior disclosure  Code  div. rent.  Code2  Method  buy, sell,  Month  Code2  Code!  buyer/seller  
(AH)  int.)  (JP)  Code  merger,  Day  (J-P)  (ifprivate  
(Q-W)  redemption)  transaction)  

19. Comcast Common Stock Dividend Partial Sale 12129 
Time Warner Common Stock(AOL)
20. 
Dividend 	Sale 
21. 
ATT 	None Sale 3/1 

22. 
Cablevision Systems Common Stock 	None Partial Sale 4/28 Common Stock Dividend
23. 
Liberty Media Common Stock 	None
24. 
25. 
Liberty Media International 	None Partial Sale 7/27 

26. 
Microsoft Common Stock Dividend 

Ebay Inc. Common Stock 	None
27. 
28. Verizon 	None Sale 8/23 
Exxon (Mobil) Dividend
29. 
30. 
John Nuveen Common Stock Fund (Class Dividend 

31. 
Scarsdale, Municipal Bond Interest 

Westchester, Municipal Bond Interest
32. 
Rye City, Muncipal Bond Interest 
MAC Municipal Bond Interest 
35. 
NYCS Donn Auth Interest Sale 5/15 

36. 
NYS Mort Agency Interest 

Date Report 
Name Person Reporting 
Berman, Richard 	7/18/2006 
-income, value, transcations (includes those the spouse and dependent children. Sec pp. 34-57 offiling instructions.) 
VII. INVESTMENTS and TRUSTS Income during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) 
(I) (2) not exempt Identity 
(2) (3) (4) Place "(X}" after each asset exempt Type (e.g. Date:
Amount Type (e.g. Value Value Value 
buy, sell.from prior disclosure Code! div. rent. Code Method Month-Code Code! buyer/seller 
(A-H)  int.)  (J-P}  Code (Q-W)  merger, redemption)  Day  (J-P)  (A-H)  (if private transaction)  
37.  NYC (NHA) Municipal Bond (Port Authority ofNY  htterest  Sale  2/1  
and NJ)  

38. NYS Power Authority htterest Partial Sale 1/1 
Farmers Bank -CD htterest Sale 4/20 
GMAC Automotive -CD htterest 	Sale 7/20
40. 

Providian Nat'! -CD htterest
41. 

42. 
NYS Env Fae Corp Clean Wtr Drkg Wtr Rev htterest 3.9% 

NYS Env Fae Corp Clean Wtr Drkg Wtr Rev htterest 3.75% 
NYGO htterest
44. 
45. 
Schwab MM/NY Muni Fund htterest 

46. 
Schwab Value Advantage Fund htterest 

47. 
Chesapeake Core Growth 	None Sale 9/21 

48. 
Cohen Steers Realty Fund Dividend 

49. 
Icon Energy Fund Dividend 

Icon Healthcare Fund Dividend

50. 

51. 
New Perspective Fund Dividend 

52. 
Oakmark Fund Dividend 

TCW Galileo Value Oppty Dividend 
54. L-3 Communications Hldgs Dividend Buy 919 SIS;OOl-$50,000 

Name Person Reporting 	Date Report 
Bennan, Richard 	7/18/2006 
-inc ome, value, 
transcations (inclu des those the spouse and dependent children. See pp. 34-57 offiling 
instruc tions.) 

VII. INVESTMENTS and TRUSTS 
Income during oss value atend Transactions during reporting period Desc ription Assets reporting period repor ting period (inclu ding trust assets) 
not exempt discl osure 
(I) (I) (I) 
Place
"(X)" after each asset exempt 	Type (e.g. Date:
Amount Type (e.g Value Value Value Identity from prior disclosure Meth buy, sell, Month-
Code div. rent Code2 	Code2 Code! buyer/seller -H) int.) (J-P) Code3 	merger, Day (J-P) (A-H) (if private redem ption) transaction)
(Q-W) 
SS. L-3 Communications Hldgs 	Partial Sale 12/30 
56. Abbott Laboratories Dividend Buy 11/29 
Caterpillar Dividend Buy 7/28 
Cbevrontexaco Corp Dividend Buy 5/18
58. 

59. 
Conocopbillips Dividend Buy 12/27 

60. 
Danaher Corp. Dividend Buy 8/23 

61. 
Discovery Hldgs Ser Dividend Spinoff 7120 See Note 

62. 
Discovery Hldgs Ser Dividend Spin off 7/20 SeeNote#l 

63. 
FDX Corporation Dividend Buy 6129 

64. 
Goo gle Inc. Class Dividend Buy 12/15 

65. 
Lockheed Martin Dividend Buy 8123 

66. 
Medtronic Inc. Dividend Buy 12129 

67. 
Pfiz.er lncoroporated Dividend Buy 12127 

68. 
Proctor Gamble, Co. Dividend Buy 5/18 

69. 
Alpine Real Estate Fund Dividend Buy 8/1 

70. 
Amer. Funds Fundamental Dividend Buy 3/28 

71. 
Artisan Mid Cap Value Fund Dividend Buy 7/18 

72. 
Dodge Cox Int'I Stock Fund Dividend Buy 2/23 s1s.001-sso,ooo 
Date Report 
Name Person Reporting 
7/18/2006
Bennan, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transcatii>ns (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) 
Income during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period (including trust assets) not exempt 
(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset exempt Type (e.g. Date: 
Value Identity from prier disclosure buy, sell, Month-buyer/seller Amount Type (e.g. Value Value 
Code! div. rent. Code2 Method Code2 Code merger,
(A-H) int.) (J-P) Code Day (J-P) (if private redemption) 
transaction)
(Q-W) 
73. Driehaus Int') Discovery Fund Dividend Buy 11/29 
Growth Fund America Dividend Buy 7/19 
Ariel Fund Dividend Buy 3/28 
76. Ariel Fund Sale 11/29 Company None Buy 5/18 
78. Company Sale 8/23 

79. 
Johnson Johnson None Buy 919 

80. 
Johnson Johnson Sale 12/29 

81. 
Symantec Corp None Buy 5/18 

Symantec Corp Sale 11129
82. 

83. 
Caterpillar Dividend SeeNote#2 

84. 
Exon Mobil Corp Dividend 

85. 
FDXCorp Dividend 

86. 
General Electric Dividend 

87. 
Johnson Johnson Dividend 

88. 
L-3 Communications Dividend 

89. 
Lockheed Martin Dividend 

90. 
Microsoft Corp Dividend $1S,001$SO,(){)() 

Date Report 
Name Person Reporting 
Berman, Richard 
7/18/2006 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-S7 offiling instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
not exempt 
(I)
(2)
(I) 
(2) (3) (4) (S) 
Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Identity Amount (e.g. 
buy, sell.,
from prior disclosure Month-Code div. rent. Code2 Method Code buyer/sellerCode 
Code merger, Day (if private (A-H) int.) (J-P) (A-H) redemption) transaction)
(Q-W) 
91. 
Proctor and Gamble Dividend 

92. 
Publicis N.A Dividend Partial Sale 7!28 

93. 
Sunrise Assisted Living Dividend 

Amer Funds Fundamental Dividend 
Amer Funds New Economy Dividend 
96. Artisan Mid Cap Value Funds Dividend 
Calamos Growth Fund Dividend 
Chesapeake Core Growth Fund Dividend Sale 4!28
98. 
99. 
Dodge Cox Stock Fund Dividend 

100. 
Driehaus Int'! Discovery Fund Dividend 

Growth Fund America Dividend
IOI. 
102. 
Icon Energy Fund Dividend 

103. 
Icon Healthcare Fund Dividend 

104. 
New Perspective Fund Dividend 

105. 
Oakmark Global Fund Dividend 

106. 
TCW Galileo Value Oppty Fund Dividend 

107.  Wasatch Heritage Growth  Dividend  
108.  Schwab Fund  Dividend  =SIS,00I-$SO;OOO  

Date Report 
Name Person Reporting 
7/18/2006
Bennan, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. Sec pp. 34-57 offiling instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(I) (2) 
(2) (I) not exempt 
(2)  (4)  (5)  
Place "(X)" after each asset exempt  Amount  Type  (e.g.  Value  Value  Type  (e.g.  Date:  Value  Identity  
from prior disclosure  Code  div. rent.  Codc2  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H)  int.)  (J-P)  Code3 (Q-W)  merger, redemption)  Day  (J-P)  (A-Ii)  (if private transaction)  

109. 
Schwab Muni Money Fund Dividend 

110. 
Schwab Value Advantage Fund Dividend 

111. 
Publicis Group ORAs None 

112.  Publicis Group Warrants  None  
113.  Berkshire Hathaway  None  Sale  9121  
114.  Citigroup  None  Sale  9/21  
115.  Comcast Corp  None  Sale  12/29  
116.  First Data Corp  Dividend  Sale  9/21  
117.  Royce Low Priced Stock Fund  Dividend  Sale  1112  
118.  Walmart  None  Sale  4128 $15,(>0t.$50,000 
  
..  
... ...   

Date Report 
Name Person Reporting 

Berman, Richard 
7/18/ 2006 

(Indicate part Report.) 

VITI. ADDITIONAL INFORMATION EXPLANATIONS 
#1. Formerly Liberty Media. 
#2. Assets line line 118 appear this report result marriage 112/05. 
#3. Regarding 2004 Form, Part VII, Line property longer for rent, but still owned; Line was discussed letter the Committee dated 
September 15, 2005; and the same description applied line should also applied line 

Date Report 
Name Person Reporting 
Bennan, Richard 

IX. CERTIFICATION. certify that all infonnation given above (including infonnation pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employ ment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. Government Act 1978 
Rev. 112004 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organization Bennan, Richard U.S. District Court -S.D.N.Y. Title (Article III Judges indicate active senior status; ReportType (check appropriate type)  
magistrate judges indicate full-or part-time) Nomination,  Date District Judge -Active Initial  @Annual Final Date Report 4/28/2006 	Reporting Period 1/1/2005 
12/31/2005 Chambers Office Address the basis the information contained this Report and any  
U.S. District Court  modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Centre Street  

New York, 10007 
ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part have reportable infonnation. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions) 
 NONE -(No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
t:".J  
('")  :r;:.. ,Cl'! fl'-.;;lC{.jj ... 1:H.'l  
.........  c;,;:;}    

.-;:.; 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions) c::..:;.; ,,, ... 	t-' 
...... :.!" 
 NONE -(No reportable agreements.) 	; .i= 
 ... - 

PARTIES AND TERMS 
;.,::; 
: CT> 

Name Person Reporting Bennan, Richard 

:flNANCIAL DISCLOSURE REPORT 
ID. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 11-24 filing instructions) Filer's Non-Investment Income NONE (No reportable non-investment income.)
SOURCE AND TYPE Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.)
SOURCE AND TYPE 2005 	Brand Consulting Firm Income 
IV. 	REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.)
SOURCE 	DESCRIPTION 

(No such reportable gifts.) 
(No reportable liabilities.) 
Citicorp 
Greenpoint Bank 

Date ofReport
Name Person Reporting 
Berman, Richard 
4/28/2006 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust asets) 
Ifnot exempt from disclosure 
(1) (2) (1) (2) (1) 
(2) (3) (4) 
Type (e.g.Place "(X)" after 
each asset exempt 
Date: Value Gain Identity ofValue ValueAmount Typefrom prior disclosure 
buy, sell, 
Month Code Code buyer/sellerCode MethodCode div. rent. 
merger,
(A-H) int.) (J-P) Code Day (J-P) (A-H) (if private 
redemption)
(Q-W) transaction) 
DNONE (No reportable income, assets, transactions) 
Property Suftfolk County, (House Cottage) Rent Rental 
Apartment (NY City) Rent Buy 6/8 
Property, Suffolk County,NY Rent Rental 

Aztex Limited Partnership (real estate) Distribution Franklin Limited Partnership, (real estate) Distribution Sale 10/19 
Janus Fund (deferred compensation) Sale 2/7 
TRowe Price Equity Income (deferred Sale 2/7 compensation) 
Vanguard Windsor Dividend 
Vanguard 500 Index Trust Dividend Partial Sale 9122 
Vanguard Strategic Equity Dividend
10. 
11. 
Vanguard Windsor Sale 9/22 

12. 
U.S. Treasury Notes Sale 5116 

13. 
U.S.Treasury Notes Sale 1/13 

14. 
NYC Municipal Bond Interest Partial Sale 7/1 

15. 
John Nuveen Municipal Bond Fund (Select) Sale 12/27 

16. 
Blackrock Municipal Bond Fund Distribution 

17. 
Muniyield Municipal Bond Fund Dividend 

18. 
NYC Municipal Bond (Series Interest Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000   $15,001-$50,000  
(See Colwnns and 04) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and D3) $250,000..$500,000 $500,001-$1,000,000  =$1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,00I-$50,000,000 $More than $50,000,000 Value Method Codes Appraisal  =Cost (Real Estate Only)  =Assessment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Fl,NANCIAL DISCLOSURE REPORT 
Date Report
Name Person Reporting 
4/28/2006
Berman, Richard 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 tiling instructions.) 
Income during  Gross value end  Transactions during repor1ing period  
Description Assets  reporting period  reporting period  
(including trust assets)  

lfnot exempt from disclosure
{I) (I) (I) 
(2) (3) 
Place "(X)" after each asset exempt 
Type (e.g. 
Date: Value Gain Identity 
Value Value
Amount Type 
from prior disclosure buy, sell, 
Code div. rent. Code2 Method
Month Code2 Code buyer/seller 
(A-H)  int.)  (J-P)  Code  merger,  Day  (J-P)  (A-H)  (if private  
(Q-W)  redemption)  transaction)  
19.  Comcast Common Stock  Dividend  Partial Sale  12/29  

20. 
Time Warner Common Stock(AOL) Sale 7/27 

21. 
ATT Sale 3/1 

22. 
Cablevision Systems Common Stock None Partial Sale 4/28 Common Stock Dividend
23. 
24. 
Liberty Media Common Stock None 

25. 
Liberty Media International None Partial Sale 7/27 

26. 
Microsoft Common Stock Dividend 

27. 
Ebay Inc. Common Stock None 

Verizon Sale 8123
28. 
Exxon (Mobil) Dividend
29. 
30. 
John Nuveen Common Stock Fund (Class Dividend 

31. 
Scarsdale, Municipal Bond Interest 

32. 
Westchester, Municipal Bond Interest 

33. 
Rye City, Muncipal Bond Interest 

34. 
MAC Municipal Bond Interest 

NYCS Dorm Auth Sale 5115
35. 
36. NYS Mort Agency Interest Income/Gain Codes: $1,000 less  =$1,001-$2,500 $2,501-$5,000 $5,001-$15,000 Sl5,001-$50,000  
(See Columns and 04)  =$50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and 03)  =$250,000-$500,000 $500,001-$1,000,000  =$1,000,00l-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000  $50,000,000 Value Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated $More than 

Date Report 
Name Person Reporting 
Berman, Richard 
4/28/2006 
VII. INVESTMENTS and TRUSTS --income. value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure 
(I) (2) (I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity 
Code2 Method buy, sell, MonthCode2 Code buy er/seller Amo wit 
from prior disclosure 
Code 
div. 
rent. 
(A-H) int.) (J-P) Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction) 
NYC (NHA) Municipal Bond (Port Authority Sale 2/1 and NJ) 
37. 
38. NYS Power Authority Interest Partial Sale 1/1 
Farmers Bank -CD 	Sale 4/20 
GMAC Automotive -CD 	Sale 7120
40. 
Providian Nat'I -CD Interest
41. 
NYS Env Fae Corp Clean Wtr Drkg Wtr Rev Interest 3.9% 
42. 
NYS Env Fae Corp Clean Wtr Drkg Wtr Rev Interest 3.75% 
NYGO Interest 
Schwab MM/NY Muni Fund Interest 
Schwab Value Advantage Fund Interest
46. 
Chesapeake Core Growth 	Sale 9/21 
Cohen Steers Realty Fund Dividend
48. 
Icon Energy Fund Dividend
49. 
50. Icon Healthcare Fund Dividend 
New Perspective Fund Dividend
51. 
52. Oakmark Fund Dividend 
TCW Galileo Value Oppty Dividend 
54. L-3 Communications Hldgs Dividend Buy 919 Income/Gain Codes: $1,000 less Sl,OOl-S2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and 04) $50,001-$100,000 $100,001-$1,000,000 =$1,000,001-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(Sec Columns and 03)  =$250,000-$500,000 $500,001-$1,000,000 $1,000,001$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 More than $50,000,000 Value Method Codes  =Apprai5al  =Cost. (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other =Estimated 	Income/Gain Codes: $1,000 less =Sl,001-$2,500 =$2,501-$5,000 $5,001-$15,000 $15,001-$50,000 (See Colwnns and 04) =$50,001-$100,000 =$100,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less =$15,001-$50,000 =$50,001-$100,000 =$100,001-$250,000 (See Colwnns and D3) =$250,000-$500,000 =$500,001-$1,000,000 =Sl,000,001-$5,000,000 $5,000,001-$25,000,000 =$25,000,001-$50,000,000 SMore than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market 
{See Colwnn C2) =Book Value =Other =Estimated Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 (See Columns and 04) $50,001-$100,000 $100,001-$1,000,000 Sl,000,001-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 

(See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash/Marl