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Judicial Watch • Richard M. Gergel – 2012

Richard M. Gergel – 2012

Richard M. Gergel – 2012

Page 1: Richard M. Gergel – 2012

Category:Federal Judges

Number of Pages:7

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Richard M Gergel, Gergel, unsecured, south, Morgan, Stanley, Richard, 2012, filing, investment, spouse, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Gergel, Richard  2.Court Organization District South Carolina Date Report 05/07/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge-Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Broad Street 
Charleston, 29401 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checkint: the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Name Person Reporting 
05/07/2013

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 Columbia City Council Salary 

ITEMS PAID PROVIDED 
Hotel and Meals 

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Bank America Mortgage Investment Property: Edisto Beach, South Carolina Bank America Unsecured Debt 
 
Prudential Life Insurance Co. Unsecured Debt 
American Express Co. Unsecured Debt 

Name Person Reporting 
05/07/2013

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (I) (2) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Identity 
Code Iexempt from prior disclosure 
div., rent, Code2 	Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 	Investment Property, Edisto Beach, Rent 1519 Richland LLP, Columbia, Rent 
Prudential Life Insurance 	None 
Columbia Cash Reserves Int./Div. 	Am. U.S. Government Securities Class Int./Div. 
Am. Balanced Class Interest 
Am. High Income Trust Class Int./Div. 	Am. Washington Mutual Inv. Class Int./Div. 
Morgan Stanley Divident Growth Class Interest 
10. 	
Morgan Stanley Liquid Asset Fund 

11. 	
Morgan Stanley Strategist Fund 

12. 	
VistaBank South Carolina 

13. 	
Bank America 

14. 	
TIAA-CREF 

15. 	
Wachovia Certificates Deposit 

16. 	
Morgan Stanley Global Div. Growth/ Section 

17. 	
Am. Short Term Bond/Class Income Gain Codes: =$1.000 less (Sec Columns and 04) F=$50.001 -$100.000 Value Codes 	J=$15.000 less (Sec Columns and 03) N=$250.00 -$500.000  Int./Div.  lnt./Div.  
None  lnt./Div.  lnt./Div.  Int./Div.  lnt./Div.  lnt./Div. =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112=More than $5.000.000 =$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000,001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other  w=Estimated  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) 
(1) (1) 
(2) 
(4) (5)
Place "'(X)"' after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. Lord Abbott Short Duration Tax Free Fund lnt./Div. 	Sold 1/10/12 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(See Columns and 04) 450.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001-$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(See Columns and 03)  N=$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 
Gergel, Richard 
05/07/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

Name Person Reporting 
Date Report 
05/07/2013
Gergel, Richard

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information 
not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Gergel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544