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Judicial Watch • Richard R. Clifton – 2006

Richard R. Clifton – 2006

Richard R. Clifton – 2006

Page 1: Richard R. Clifton – 2006

Category:Federal Judges

Number of Pages:15

Date Created:September 14, 2007

Date Uploaded to the Library:October 04, 2014

Tags:Clifton, jpmorgan, Richard R Clifton, Richard, Estate, Market, 2006, assets, transactions, Codes, dividend, disclosure, reporting, report, CIA, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  101-111) Person Reporting (last name, first, middle initial) Clifton, Richard Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active Court Organization 9th Circuit Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Date Report 05/03/2007 Reporting Period 01/01/2006 12/31/2006 Chambers Office Address 999 Bishop Street, Suite 2010 Honolulu, Hawaii 96813 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT A.NT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
 
NAME ORGANIZATION/ENTITY Director American Judicature Society, Hawaii Chapter ,....,,,, 
Director Hawaii Public Radio 
Director Hawaii Womens Legal Foundation 
Director Ninth Judicial Circuit Historical Society 
Co-trustee Trust 
Co-trustee Trust 
Co-trustee Trust 
 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 01101195 Cades Schutte Fleming Wright Partnership Resolutions (including retirement terms, control) 
 
 
Ill, NON-INVESTMENT INCO ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 Self-employed, dietitian consultant 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging,jood, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION GIFTS, (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No reportable gifts.) DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES, (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
Name Person Reporting 
05/03/2007 
Clifton, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) First Hawaiian Bank savings Interest First Hawaiian Bank checking Interest Hawaii Central Credit Union Interest Univ Hawaii FCU Interest 
 
Goodyear common Dividend Hawaiian Electric Industries common Dividend 
Brokerage acct (MS) 
--Echostar Communications common None 
 
10. 
--IBM common Dividend 
 
11. 
--Metromedia Fiber Networks common None Sell 
 
12. 
--Real Networks common None 
 
 
13. 
14. 
Ixis Cash Mgtrnt Trust Dividend 
 
15. 
Fidelity Growth Income (IRA) Dividend 
 
16. 
Fidelity Magellan Fund (IRA) Dividend 
 
17. 
Oppenheimer Growth Fund (IRA) Dividend Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Colwnns and D4) =$50,001 -$100,000 =Sl00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000  =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =More than S50,000,000 =Cash Market 
(See Colwnn C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
 
VII. INVESTMENTS and income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. 
Brokerage acct (T-CS) 
20. 
--Amgen common None Sell 1-23 
 
21. 
--Applied Materials common None Sell 1-23 
 
22. 
--Ballard Power Systems common None 
 
 
--Ciena common None 
--Hewlett Packard common None Sell 1-23 
25. 
--Intel common Dividend 
 
26. 
--Nokia Corp Spon ADR None Sell 1-23 
 
27. 
--Charles Schwab Money Market Fund Dividend 
 
28. 
--Hawaii state bonds None 
 
 
29. 
IRA acct (T) 
--Intel common Dividend 
32. 
--Merck common None Sell 1-23 
 
33. 
--Microsoft common Dividend 
 
34. 
--Freescale Semiconductor Class None Sell 1-23 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =S5,00I -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl 5,001 -$50,000 L=S50,001-$100,000 100,00 -$250,000 
(See Columns and 03) N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Name Person Reporting 
05/03/2007 
Clifton, Richard 
 
VII. INVESTMENT and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(3) 
(2) 
(2) 
(I) 
(1) 
(2) 
(4) 
Place (X) after each asset Amount Type (e.g. Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
common 
--Motorola common None 
Type (e.g. buy, sell, 
redemption) 
Sell 
Date Month Day 
1-23 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
36. 
--Jundt Growth Fund Class Dividend 
 
37. 
--Templeton Growth Fund class Dividend 
 
 
--Charles Schwab Money Market Fund Dividend Buy 1-23 
CREF Stock Fund None 
41. CREF Global Equities None 
42. 
Brokerage acct (D) 
44. --Boeing common None Sell 1-23 
--Hewlett Packard Common 
None Sell 1-23 
--Charles Schwab Money Market Fund Dividend 
47. 
48. Banc One Group Equity Index Fund Dividend 
49. 
50. Brokerage acct (K) Incom Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,501 -S5,000 0=S5,00I -$15,000 =Sl5,00I -$50,000 
(See Colwnns and 04) F=$50,001 -SI00,000 =SI00,001 -$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -S50,000 L=$50,001 -SI00,000 =SI00,001  $250,000 
(See Colwnns and 03) N=$250,001 -$500,000 0=$500,001 SI ,000,000 =SI,OOO,OOl -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 =Cas Market 
(See Colwnn C2) =Appraisal V=Other =Assessment mated 
U=Book Value W=Esti 
 
 
 
05/03/2007 
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactwns (Includes those the spouse and dependent children. See pp. 34-60 filing instrucdons.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
Place (X) after each asset exempt from prior disclosure (1) (2) Amount Type (e.g. Code div., rent, (A-H) int.) (I) (2) Value Value Code Method (J-P) Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) (3) (4) Date Value Gain Month-Code Code Day (J-P) (A-H) (5) Identity buyer/seller (if private transaction) 
 
51. 
--Motorola Common None Sell 1-23 
 
52. 
--Freescale Semiconductor Class None Sell 1-23 common 
 
53. 
--Charles Schwab Money Market Fund Dividend 
 
 
Brokerage acct (T-I) 
--Berkshire Hathaway None Buy 4-20 
--Charles Schwab Money Mkt Fund Dividend Buy 2-26 
Bank One Group Equity Index Fund Dividend 
60. 
Agence 21, Inc. common None 
 
61. 
MAAS Intek, Inc. common None 
 
62. 
RepNet, Inc. None 
 
 
63. 
64. 
HR-10 and 401K accounts (former law firm) None 
 
65. 
--American Funds AMCAP Fund 
 
66. 
--Oppenheimer Main Street Small Cap 
 
67. 
--American Funds Investment Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,50I -$5,000 0=$5,001 -$I5,000 =SI 5,00 -$50,000 
(See Colwnns and 04) F=$50,00I -$100,000 =Sl00,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than ,000 ,000 Value Codes J=$15,000 less =$I5,00I -$50,000 L=$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 0=$500,00I -$1,000,000 =SJ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Colwnn C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Name Person Reporting 
05/03/2007 
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy.sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
America (HR-10) 
68. -American Funds Wash Mutual Invs (HR-10) 
69. -PIMCO Total Return (HR-IO) 
70. -INVESCO Stable Value Fund (HR-IO) 
 
71. 
72. 
Northwestern Mutual whole life Dividend 
 
73. 
Northwestern Mutual extra ordinary life Dividend 
 
74. 
Midland National whole life Dividend 
 
 
76. Trust (ACC) None 
--JP Morgan Municipal Money Market Fund 
78. 
--Dow Jones Utilities Index Fund Sell 10-4 
 
79. 
--Russell Midcap Index Fund Sell part 10-4 
 
80. 
--SP 500 Index Fund Sell part 10-4 
 
81. 
--SP 500 Growth Index Fund Sell 10-4 
 
82. 
--Van Kampen Growth Index Fund Sell 10-2 
--GMAC notes Sell 10-4 Income Gain Codes: A=$ 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,00-0 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =SJ ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) =Other Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated 
 
 
0510312007 
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Description Assets 
Gross value end 
Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) 
(2) 
(2) 
(3) 
(2) 
(I) 
(4) 
(I) 
(I) 
Value 
Value 
Gain 
Value 
Date 
Type (e.g. 
Type (e.g. 
Amount 
Place (X) after each asset 
Identity 
exempt from prior disclosure 
84. 	 
--Cottage Grove, Minn municipal bonds 
 
85. 	 
--Jefferson City, Ala municipal bonds 
 
86. 	 
--Franklin Tax Free High Yield Income Fund CIA 
 
87. 	 
--JP Morgan Intermediate Bond Fund Selec Class 
 
88. 
--MFS Inter Income Trust 
 
89. 
--Cullen High Divid 
 
90. 
--MSC! Japan Index 
 
91. 
--JPMorgan Emerging Mkts Equity 
 
92. 
--JPMorgan Highbridge Stat Mkt Neut 
 
 
Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
buy, sell, redemption) 
Sell 
Sell 
Sell 
Sell 
Sell 
Buy 
Buy 
Buy 
Buy 
Month-Day 
10-4 
10-17 
10-2 
10-2 
10-4 
10-2 
10-2 
10-2 
10-2 
Code (J-P) 
Code (A-H) buyer/seller (if private transaction) 
--JPMorgan Intrepid America 	Buy 10-2 
--JPMorgan Intrepid Growth Select 	Buy 10-2 
95. 
--JPMOrgan Intrepid Intl Select 	Buy 10-2 
 
96. 
--JPMorgan Multi-cap Mkt Neutral 	Buy 10-2 
 
 
 
--JPMorgan Small Cap Equity Fund 	Buy 10-2 
98. 
--JPMorgan Real Estate Fund 	Buy 10-2 
 
99. 
--Mellon Boston Intl Core Equity 	Buy 10-2 
 
100. 
--T Rowe Price Intl Fds New Asia 	Buy 10-2 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501. $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 I00,00 $250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
 
05/03/2007 
Clifton, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34--00 filing instructions.) NONE (No reportable income, assets, transactions.) Ine-0me Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001. $50,000 (See Colwnns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  00,000 =$100,001 -$250,000 (See Colwnns and 03) =$250,001  $500,000 =$500,00I $1,000,000 =$1,000,001  $5,000,000 =$5,000,001. $25,000,000  =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market (See Colwnn C2) V=Other =Appraisal =Assessment =Estimated 
 
 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instruct.Wns.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Colwnns and D4) F=$50,001 -$100,000 =$100,001 -SJ,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes )=$15,000or less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Colwnns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Colwnn C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
05/03/2007 
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(!) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
135. 
--JPMorgan Intrepid Intl Select Buy 9-25 
 
136. 
--JPMorgan Multi-cap Market Neutral Buy 9-25 
 
 
137. 
138. 
Trust (ACC-IRA) None 
 
139. 
--JPMorgan Liquid Assets Mny Mkt Invest 
 
140. 
--Cullen High Divid 
 
141. 
--MSCI Japan Index 
 
142. 
--Russell Midcap Index 
 
143. 
--Russell 2000 Index 
 
144. 
--JPMorgan Disciplined Equity Fund 
 
145. 
--JPMorgan Emerging Mkts Equity 
 
146. 
--JPMorgan Highbridge Stat Mkt Neut 
 
147. 
--JPMorgan Intrepid America Fund 
 
148. 
--JPMorgan Intrepid Growth Select 
 
149. 
--JPMorgan Intrepid Intl Select 
 
150. 
--JPMorgan Multi-cap Market Neutral 
 
 
151. --JPMorgan Real Estate Fund Income Gain Codes: (See Coiwnns and 04) Value Codes (See Colwnns and 03) Value Method Codes (See Coiwnn C2) =$1,000 less =$50,00I -SI00,000 =$I5,000 orless =$250,00I -$500,000 =$25,000,001 -$50,000,000 Q=Appraisal =Book Value =$1,001 -$2,500 =SIOO,OOI -$1,000,000 =$15,00I -$50,000 =$500,001 -SI,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =SI,000,001 -$5,000,000 =$50,00I -SI00,000 =$I,000,00I -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -SI 5,000 =More than $5,000,000 =$I 00,00 -$250,000 =$5,000,00 -$25,000,000 =Cash Market =SI5,001 -$50,000 
 
 
VII. INVESTMENTS and income, vallU, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
Place (X) after each asset exempt from prior disclosure (I) (2) Amount Type (e.g. Code div., rent, (A-H) int.) (I) (2) Value Value Code Method (J-P) Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) (3) (4) Date Value Gain Month -Code Code Day (J-P) (A-H) (5) Identity buyer/seller (ifprivate transaction) 
 
152. 
--Mellon Boston Intl Core Equity 
 
153. 
--T Rowe Price Intl Fels New Asia 
 
154. 
--JPMorgan High Yield Bond fund Select Class 
 
155. 
--JPMorgan Short Term Bond Fund Select Class 
 
 
156. Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000 
(Sec Columns and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column Cl) =Appraissl =Other =Assessment =Book Value =Estimated 
 
 
Clifton, Richard 
05/03/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate parto/Report.) 
VII. Investments and Trusts 
Brokerage acct was transferred different company, when stockbroker moved different brokerage house. One the holdings the account, Metromedia Fiber Networks common stock, had become worthless, and the new brokerage house longer lists holding the account. have described the transaction sell but nothing was received obtained for those shares. See Section VII, line 11. 
M.assed away last year. result, certain additional assets were put into Trust#!, and became co-trustee Trust #3, together with my.and 1ch actually manages the accounts). 
 
05/03/2007 
Clifton, Richard 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544