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Judicial Watch • Richard R. Clifton – 2012

Richard R. Clifton – 2012

Richard R. Clifton – 2012

Page 1: Richard R. Clifton – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Clifton, jpmorgan, Richard R Clifton, Richard, 2012, trust, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Clifton, Richard Court Organization 9th Circuit Date Report 05/09/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
999 Bishop Street, Suite 2010 Honolulu, Hawaii 96813 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Director  American Judicature Society, Hawaii Chapter  Director  Hawaii Public Radio  Director  Hawaii Women's Legal Foundation  Director  Ninth Judicial Circuit Historical Society 
Director Federal Judges Association Trustee co-trustee Trusts -#4 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 01/01/95 Cades Schutte Fleming Wright Partnership Resolutions (including retirement terms, control) 

Clifton, Richard 
05/09/2013

III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Self-employed, dietitian consultant 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Federal Judges Assn  5/8-11/2012  Washington,  Attend annual board meeting  Transportation, lodging, food GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Clifton, Richard 
05/09/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) First Hawaiian Bank savings Interest First Hawaiian Bank checking Interest 
Hawaii Central Credit Union Interest Univ Hawaii FCU Interest 
Goodyear common None Hawaiian Electric Industries common Dividend Brokerage acct (MS) 
10. 
--Echostar common 
None 
--Dish Network common 
Dividend 
11. --IBM common
Dividend 
12. --Real Networks common 
None 
--Morgan Stanley Bank 
Interest 
14.  
15.  Fidelity Growth Income (IRA)  Dividend  
16. Fidelity Magellan Fund (IRA)  Dividend  
17. Oppenehiner Growth Fund (IRA)  Dividend Income Gain Codes: (Sec Columns and D4) Value Codes (See Columns and 03) Value Method Codes (Sec Column C2) 41,000 less F=$50.00l -$100.000 =$15,000 less =$250.00 -$500.000 =$25.000.001 -$50.000.000 =Appraisal =Book Value =$1 ,001 -$2,500 =$100.001 -$1.000.000 K=$15.001 -$50.000 0=$500.00 -$1 .000.000 =Cost (Real Estate Only) =Other  c=$2.501 -$5.000 Ill =$1.000.001 -$5.000.000 =$50.001 -$100.000 =$1. 000.001 -$5.000.000 =More than $50.000.000 =Assessment =Estimated  D=$5.001 -$15.000 ll2=More than $5.000.000 M=$I 00.00 -$25 0.000 =$5.000.001 -$25.000.000 T=Cash Market  E=$15.001 -$50.000  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period Income Gain Codes: =$1.000 less =$I ,00 -$2.500 =$2.501 -$5.000  0=$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I I00.000 100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$25.000.00 -$50.000.000  0=$500.00 -$I .000.000 =$1,000.001 -$5.000.000 P4=More than $50.000.000 =$5.000.001 -$25,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment '=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Clifton, Richard 
05/09/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2,501-$5.000  D=$5.001-$15.000  E=$15.00l -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$I 00.00 -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15,001 -$50.000  L=$50.001 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00I -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001-$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Clifton, Richard 
0510912013

VII. INVESTMENTS and TRUSTS ..:. income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 tine instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period  ofreporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Income Gain Codes: =$1,000 less =$1.00 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000 =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Clifton, Richard 
05/09/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) J2) (I) (2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
69. 
--SPDR SP 500 ETF Trust 

70. 
--Vanguard Emerging Market ETF 

71. 

72. 
Trust Int./Div. 

73. --Eaton Vance Mut Fds  
74. --JPMorgan Str Inc Opp  
75. --JPMorgan High Yield Select  
76. --JPMorgan Short Duration Bond Select  
77. --JPMorgan Limited Term Bond Select  

78. --Highbridge Dynamic Comm Strg Select 
--!shares MSC! EAFE Index Fund 
80. --!shares SP Midcap 400 Index Fund 81. -!shares Russell 1000 Value Index Fund 82. -!shares Russell 1000 Growth Index Fund 83. -SPDR SP 500 ETF Trust 84. --Vanguard Emerging Market ETF 85. Income Gain Codes: (See Columns and D4) Value Codes (Sec Columns and D3) Value Method Codes (Sec Column C2) =$1.000 Jess F=$50.001 -$100.000 =$I 5,000 less =$250.00 -$500.000 =$25.000.001 -$50.000.000 =Appraisal =Book Value =$1,001 -$2.500 G=$100.001 -$1.000.000 =$15,001 -$50.000 0=$500.00 -$1.000.000 =Cost (Real Estate Only) V=Othcr =$2,501 -$5,000 Iii =$1.000.001 -$5.000.000 =$50.00 -$100.000 =$1.000.001 -$5.000.000 =More than $50.000.000 =Assessment =Estimated  D=$5.001 -$15.000 =More than $5.000.000 =$100.001 -$250.000 =$5.000.001 -$25.000.000 T=Cash Market =$15.001 -$50.000  

Clifton, Richard 
05/09/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc 
instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) (1) (2) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
86.  Trust  lnt./Div.  

87. 
--Eaton Vance Mut Fds 

88. 	
--JPMorgan Str Inc Opp 

89. 	
--JPMorgan High Yield Select 

90. 	
--JPMorgan Short Duration Bond Select 

91. 	
--JPMorgan Limited Term Bond Select 

92. 	
--Highbridge Dynamic Comm Strg Select 

93. 	
--!shares MSC! EAFE Index Fund 

94. 	
--!shares SP Midcap 400 Index Fund 

95. 	
--!shares Russell 1000 Value Index Fund 

96. 	
--!shares Russell 1000 Growth Index Fund 

97. 	--SPDR SP 500 ETF Trust 
98. 	--Vanguard Emerging Market ETF Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000  D=$5.00l -$15.000  E=$15.001 -$50.000  
(See Columns and D4)  F=$50,001-$100.000  G=$100.001 -$1,000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15,001-$50.000 =$50.00I -$100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Clifton, Richard 
05/09/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) Positions VII. Investments and Trusts 
Trusts this report the account identified previous reports Trust 

distributed out, will not listed future reports. 
The accounts previously reported Trusts #5-7 are listed this report Trusts #1-3, respectively. 

0510912013
Clifton, Richard 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Richard Clifton 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544