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Judicial Watch • Richard R Clifton Financial Disclosure Report for 2006

Richard R Clifton Financial Disclosure Report for 2006

Richard R Clifton Financial Disclosure Report for 2006

Page 1: Richard R Clifton Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:15

Date Created:September 14, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Clifton, jpmorgan, Richard R Clifton, Richard, Estate, Market, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev. 112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  101-111) Person Reporting (last name, first, middle initial) Clifton, Richard Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active Court Organization 9th Circuit Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Sb. Amended Report Final Date Report 05/03/2007 Reporting Period 01/01/2006 12/31/2006 Chambers Office Address 999 Bishop Street, Suite 2010 Honolulu, Hawaii 96813 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT A.NT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY Director American Judicature Society, Hawaii Chapter ,....,,,, 
Director Hawaii Public Radio 
Director Hawaii Women's Legal Foundation 
Director Ninth Judicial Circuit Historical Society 
Co-trustee Trust 
Co-trustee Trust 
Co-trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 01101195 Cades Schutte Fleming Wright Partnership Resolutions (including retirement terms, control) 

Ill, NON-INVESTMENT INCO ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 Self-employed, dietitian consultant 

IV. REIMBURSEMENTS -transportation, lodging,jood, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION GIFTS, (Includes those spouse and dependent children. See pp. 28-31 instructions.)  NONE (No reportable gifts.) DESCRIPTION  VALUE 

VI. LIABILITIES, (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Name Person Reporting 
05/03/2007
Clifton, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  First Hawaiian Bank savings  Interest  First Hawaiian Bank checking  Interest  Hawaii Central Credit Union  Interest  Univ Hawaii FCU  Interest  

Goodyear common Dividend Hawaiian Electric Industries common Dividend 
Brokerage acct (MS) 
--Echostar Communications common None 

10. 
--IBM common Dividend 

11. 
--Metromedia Fiber Networks common None Sell 

12. 
--Real Networks common None 

13. 
14. 
Ixis Cash Mgtrnt Trust Dividend 

15. 
Fidelity Growth Income (IRA) Dividend 

16. 
Fidelity Magellan Fund (IRA) Dividend 

17. 
Oppenheimer Growth Fund (IRA) Dividend Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Colwnns and D4) =$50,001 -$100,000 =Sl00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,001 -$1,000,000   =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =More than S50,000,000 =Cash Market  
(See Colwnn C2) =Appraisal =Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 
Brokerage acct (T-CS) 
20. 
--Amgen common None Sell 1-23 

21. 
--Applied Materials common None Sell 1-23 

22. 
--Ballard Power Systems common None 

--Ciena common None 
--Hewlett Packard common None Sell 1-23 
25. 
--Intel common Dividend 

26. 
--Nokia Corp Spon ADR None Sell 1-23 

27. 
--Charles Schwab Money Market Fund Dividend 

28. 
--Hawaii state bonds None 

29. 
IRA acct (T) 
--Intel common Dividend 
32. 
--Merck common None Sell 1-23 

33. 
--Microsoft common Dividend 

34. 
--Freescale Semiconductor Class None Sell 1-23 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =S5,00I -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl 5,001 -$50,000  L=S50,001-$100,000 100,00 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/03/2007
Clifton, Richard 

VII. INVESTMENT and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(3)
(2) 
(2) 
(I)
(1) 
(2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

common 
--Motorola common None 
Type (e.g. buy, sell, 
redemption) 
Sell 
Date Month Day 
1-23 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) 
36. 
--Jundt Growth Fund Class Dividend 

37. 
--Templeton Growth Fund class Dividend 

--Charles Schwab Money Market Fund Dividend Buy 1-23 
CREF Stock Fund None 
41. CREF Global Equities None 
42. 
Brokerage acct (D) 
44. --Boeing common None Sell 1-23 
--Hewlett Packard Common 
None Sell 1-23 
--Charles Schwab Money Market Fund Dividend 
47. 
48. Banc One Group Equity Index Fund Dividend 
49. 
50.  Brokerage acct (K) Incom Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,501 -S5,000  0=S5,00I -$15,000 =Sl5,00I -$50,000  
(See Colwnns and 04)  F=$50,001 -SI00,000 =SI00,001 -$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -S50,000  L=$50,001 -SI00,000 =SI00,001  $250,000  
(See Colwnns and 03)  N=$250,001 -$500,000  0=$500,001 SI ,000,000 =SI,OOO,OOl -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes  P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only)  P4=More than $50,000,000 =Cas Market  
(See Colwnn C2) =Appraisal  V=Other =Assessment  mated 
U=Book Value  W=Esti 

05/03/2007
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactwns (Includes those the spouse and dependent children. See pp. 34-60 filing instrucdons.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place "(X)" after each asset exempt from prior disclosure  (1) (2) Amount Type (e.g. Code div., rent, (A-H) int.)  (I) (2) Value Value Code Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) (3) (4) Date Value Gain Month-Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  

51. 
--Motorola Common None Sell 1-23 

52. 
--Freescale Semiconductor Class None Sell 1-23 common 

53. 
--Charles Schwab Money Market Fund Dividend 

Brokerage acct (T-I) 
--Berkshire Hathaway None Buy 4-20 
--Charles Schwab Money Mkt Fund Dividend Buy 2-26 
Bank One Group Equity Index Fund Dividend 
60. 
Agence 21, Inc. common None 

61. 
MAAS Intek, Inc. common None 

62. 
RepNet, Inc. None 

63. 
64. 
HR-10 and 401K accounts (former law firm) None 

65. 
--American Funds AMCAP Fund 

66. 
--Oppenheimer Main Street Small Cap 

67. 
--American Funds Investment Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2,50I -$5,000  0=$5,001 -$I5,000 =SI 5,00 -$50,000  
(See Colwnns and 04)  F=$50,00I -$100,000 =Sl00,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than ,000 ,000 Value Codes  J=$15,000 less =$I5,00I -$50,000  L=$50,001 -SI00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000  0=$500,00I -$1,000,000 =SJ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Colwnn C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/03/2007
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy.sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

America (HR-10)  
68.  -American Funds Wash Mutual Invs (HR-10)  
69.  -PIMCO Total Return (HR-IO)  
70.  -INVESCO Stable Value Fund (HR-IO)  

71. 
72. 
Northwestern Mutual whole life Dividend 

73. 
Northwestern Mutual extra ordinary life Dividend 

74. 
Midland National whole life Dividend 

76. Trust (ACC) None 
--JP Morgan Municipal Money Market Fund 
78. 
--Dow Jones Utilities Index Fund Sell 10-4 

79. 
--Russell Midcap Index Fund Sell part 10-4 

80. 
--SP 500 Index Fund Sell part 10-4 

81. 
--SP 500 Growth Index Fund Sell 10-4 

82. 
--Van Kampen Growth Index Fund Sell 10-2 
--GMAC notes Sell 10-4 Income Gain Codes: A=$ 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,00-0 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =SJ ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) =Other Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated 

0510312007
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Description Assets 
Gross value end 
Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) 
(2) 
(2) 
(3)
(2) 
(I) 
(4)
(I)
(I) 
Value 
Value 
Gain
Value 
Date
Type (e.g. 
Type (e.g.
Amount
Place "(X)" after each asset 
Identity 
exempt from prior disclosure 
84. 	
--Cottage Grove, Minn municipal bonds 

85. 	
--Jefferson City, Ala municipal bonds 

86. 	
--Franklin Tax Free High Yield Income Fund CIA 

87. 	
--JP Morgan Intermediate Bond Fund Selec Class 

88. 
--MFS Inter Income Trust 

89. 
--Cullen High Divid 

90. 
--MSC! Japan Index 

91. 
--JPMorgan Emerging Mkts Equity 

92. 
--JPMorgan Highbridge Stat Mkt Neut 

Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

buy, sell, redemption) 
Sell 
Sell 
Sell 
Sell 
Sell 
Buy 
Buy 
Buy 
Buy 
Month-Day 
10-4 
10-17 
10-2 
10-2 
10-4 
10-2 
10-2 
10-2 
10-2 
Code (J-P) 
Code (A-H)  buyer/seller (if private transaction) 
--JPMorgan Intrepid America 	Buy 10-2 
--JPMorgan Intrepid Growth Select 	Buy 10-2 
95. 
--JPMOrgan Intrepid Intl Select 	Buy 10-2 

96. 
--JPMorgan Multi-cap Mkt Neutral 	Buy 10-2 

--JPMorgan Small Cap Equity Fund 	Buy 10-2 
98. 
--JPMorgan Real Estate Fund 	Buy 10-2 

99. 
--Mellon Boston Intl Core Equity 	Buy 10-2 

100. 
--T Rowe Price Intl Fds New Asia 	Buy 10-2 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501. $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 I00,00 $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

05/03/2007
Clifton, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34--00 filing instructions.) NONE (No reportable income, assets, transactions.) Ine-0me Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001. $50,000 (See Colwnns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  00,000 =$100,001 -$250,000 (See Colwnns and 03) =$250,001  $500,000 =$500,00I $1,000,000 =$1,000,001  $5,000,000 =$5,000,001. $25,000,000  =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market (See Colwnn C2) V=Other =Appraisal =Assessment =Estimated 

vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instruct.Wns.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Colwnns and D4)  F=$50,001 -$100,000 =$100,001 -SJ,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes  )=$15,000or less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Colwnns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Colwnn C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

05/03/2007
Clifton, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(!) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

135. 
--JPMorgan Intrepid Intl Select Buy 9-25 

136. 
--JPMorgan Multi-cap Market Neutral Buy 9-25 

137. 
138. 
Trust (ACC-IRA) None 

139. 
--JPMorgan Liquid Assets Mny Mkt Invest 

140. 
--Cullen High Divid 

141. 
--MSCI Japan Index 

142. 
--Russell Midcap Index 

143. 
--Russell 2000 Index 

144. 
--JPMorgan Disciplined Equity Fund 

145. 
--JPMorgan Emerging Mkts Equity 

146. 
--JPMorgan Highbridge Stat Mkt Neut 

147. 
--JPMorgan Intrepid America Fund 

148. 
--JPMorgan Intrepid Growth Select 

149. 
--JPMorgan Intrepid Intl Select 

150. 
--JPMorgan Multi-cap Market Neutral 

151.  --JPMorgan Real Estate Fund Income Gain Codes: (See Coiwnns and 04) Value Codes (See Colwnns and 03) Value Method Codes (See Coiwnn C2) =$1,000 less =$50,00I -SI00,000 =$I5,000 orless =$250,00I -$500,000 =$25,000,001 -$50,000,000 Q=Appraisal =Book Value =$1,001 -$2,500 =SIOO,OOI -$1,000,000 =$15,00I -$50,000 =$500,001 -SI,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =SI,000,001 -$5,000,000 =$50,00I -SI00,000 =$I,000,00I -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -SI 5,000 =More than $5,000,000 =$I 00,00 -$250,000 =$5,000,00 -$25,000,000 =Cash Market =SI5,001 -$50,000  

VII. INVESTMENTS and income, vallU, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) (2) Amount Type (e.g. Code div., rent, (A-H) int.)  (I) (2) Value Value Code Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) (3) (4) Date Value Gain Month -Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

152. 
--Mellon Boston Intl Core Equity 

153. 
--T Rowe Price Intl Fels New Asia 

154. 
--JPMorgan High Yield Bond fund Select Class 

155. 
--JPMorgan Short Term Bond Fund Select Class 

156. Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(Sec Columns and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column Cl) =Appraissl =Other =Assessment =Book Value =Estimated  

Clifton, Richard 
05/03/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate parto/Report.) 
VII. Investments and Trusts 
Brokerage acct was transferred different company, when stockbroker moved different brokerage house. One the holdings the account, Metromedia Fiber Networks common stock, had become worthless, and the new brokerage house longer lists holding the account. have described the transaction "sell" but nothing was received obtained for those shares. See Section VII, line 11. 
M.assed away last year. result, certain additional assets were put into Trust#!, and became co-trustee Trust #3, together with my.and 1ch actually manages the accounts). 

05/03/2007
Clifton, Richard 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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