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Judicial Watch • Richard R Clifton Financial Disclosure Report for 2007

Richard R Clifton Financial Disclosure Report for 2007

Richard R Clifton Financial Disclosure Report for 2007

Page 1: Richard R Clifton Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:14

Date Created:October 2, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Clifton, Richard R Clifton, Appraisal, Richard, Market, 2007, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. 112008 
FOR CALENDAR YEAR 2007 USC. app.  101-111) Person Reporting (last name, first, middle initial) Clifton, Richard Court Organization 9th Circuit Date Report 05/02/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Sb. Amended Report Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 999 Bishop Street, Suite 2010 Honolulu, Hawaii 968 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director  American Judicature Society, Hawaii Chapter Director 	Hawaii Public Radio 
Hawaii Women's Legal Foundation 

Ninth Judicial Circuit Historical Society 
...... 
Co-trustee 	Trusts -#4 
:::...::: ..,.., ;poCl 
c.nZ (")
--qr-
II. AGREEMENTS. (Reporting idividual only; see pp. 14-16 filing instructions.) ...., 
NONE (No reportable agreements.) 

PARTIES AND TERMS Ol/01/95 	Cades Schutte Fleming Wright Partnership Resolutions (including retirement terms, control) 

Date Report 
Clifton, Richard 
05/02/2008 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[2J NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 

-If you were married during any portion the reporting year, complete this section. 
SOURCE AND TYPE 2007 Self-employed, dietitian consultant 

IV. REIMBURSEMENTS -transportalion, /odging,food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[2J NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED JFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [ZJ NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing Instructions.) 
[ZJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$,000,00 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K=$15,001 -$50,000 =$50,00 -S100,000 100,00 -$250,000 

(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :=.Cash Market 

Date Report 
Clifton, Richard 
05/02/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spo11se and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end 
Transactions during reporting period
(including lrnst assets) 
reporting period reporting period
l - -!;e -- 
(I) (I) 
Amount 
Type (e.g., Value
Place "(X)" after each asset 
Value
Code 
div., renl, Code
exempt from prior disclosure Method 
buy, sell, Month 
Code 
redemption) lDay 
Code Code buyer/seller 
(J-P) (A'H) (ifprivate(A-H) int.) (J-P) 
18.  Brokerage acct (T-CS)  ---------------- (Q-W)  ---- -- -- transaction)  
19.  -Ballard Power Systems common  None lncomc Gain Codes: =$1,000 Jess =$1,001 -$2,500  c=$2,501 $5,000 D=$5,00I -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00  $5,000,000 =More than $5,000,000 Value Codes (See Columns and DJ) =$15,000 less =$250,00  $500,000 =$15,00  $50,000 =$500,00J  $1,000,000 =$50,001  $100,000 =$1,000,001 -$5,000,000 =$100,001 -$250,000 =$5,000,00J -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 of.filing instructions.; NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (Sec Columns and 04) F=$50,001-$100,000 =$100,001 -$1,000,000 111 =$1,000,001 -$5,000,000 112 =More Jhan $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More Jhan $50,000,000 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) --------------------- Income Gain Codes: =$1,000 less =$1,00 $2,500 =$2,50  $5,000 D=$5,00I. $15,000 =$15,00  $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001. $1,000,000 Ill =$1,000,001. $5,000,000 =More than $5,000,000 
 
 
Value Codes =$15,000 less =$15,001 $50,000 =$50,001  $100,000 =$I 00,00 $250,000 

(See Columns and DJ) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000.001  $50,000,000 =More than $50,000,000 
Value Method Codes =-Appraisal =Co11 (Real Estate Only) ""Assessment =Cash Market (Sec Column C2) '"'Book Value =Other ""Estimated 

Date Report 

Clifton, Richard 
05/02/2008 
VII. INVESTMENTS and TRUSTS	instructions.)
income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 	----------------- 
Description Assets Income during (including trust assets) reporting period 
Gross value end 	Transactions during reporting period reporting period 
(2)Amount Type (e.g., 
-Code 
c

(A-H)

buy, sell, Place "(X)" after each asset ValueCode Iexempt from prior disclosure Code 
div,, rent, (A-H) int.) 
(if private transaction) 
69. --Cullen High Divid 	Sold part 10-24 
--MSC! Japan Index 	Sold 10-26 
71. 
--JPMorgan Emerging Mkts Equity 

72. 
--JPMorgan Highbridge Stat Mkt Neut 	Sold part 10-24 

73. 
--JPMorgan Intrepid America 	Sold part 10-24 

--B 
(See Columns and D4) :$50,00I -$100,000 :$100,00I -$1,000,000 111 =$1,000,001 -$5,000,000 =More than $5,000,000 

1;;;;,;;;(;-;;;.;-Cdes o;k,;; ----------c _____ ____ 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$!00,000 =$100,001 -$250,000 

{See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment =Cash Market 
{See Column C2) =Book Value ==Other =Estimated 
----------------- ------------------------------------- ------------------------
Date Report 
Clifton, Richard 
05/02/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 14-60 filing instructions.; 
NONE (No reportable income, assets, transactions.)
1----
- ---- --------- 
Description Assets (including trust assets) 
Place "(X)" after each asset 
=ml prior disclosure 
Income during reporting period 
(I) Amount 
Code 
(A-H) 
(2) 
Type (e.g., div., rent, int.) 
Gross value end 
reporting period  :1ie 1e  
Code  Method  buy, sell,  Month 
(J-P)  Code  redemption)  Day  (J-P)  (AH)  (if private  
-------- (QW) --------- --- ---- lransaction) ----  ------ 

,-;;;;;G-;;j(;dcs ... =$1,000 less 8=$1.001-$2,500 =$2,501 $5,000 =$5,001  $15,000 =$15,001. $50,000 =$50,00 00,000 =$l00,00I  $1,000,000 =$1,000.00  $5,000,000 =More than $5,000,000 
 ""$15,000 less =$15,001 $50,000 =$50,00  00,000 =$100,001  $250,000 =$250,001. $500,000 =$500,00  $1,000,000 -$1,000,00 $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50.000,000 =More than $50,000,000 ::: :::: Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnl ""Cash Market (See Column C2) =Book Value V==Othcr ""Estimated ________ 
Date Report
Clifton, Rlchard 
05/02/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those ofspouse and dependent children; see PP 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) ---------
DescriptionofAssets ncome during Grossvalueat endof Transactionsduringreportngperiod
includingtrustassetsreportingperiod reportingperiod
Place("CXl" aftereach asset) .de!,:
-buyer/seller
nti
-T--I
Month. 
buy, sell
Code Code
exemptfrom priordisclosure _(J-P) =$15,000or JessK =$15,001-$50,000 =More than
Codes =Cash
Market""Other
=Cost {RealEs
tate=Assessment ""'Appraisal =Estimated 
=$100,001-$250,000 =$250,001 -$500,000 =$500,001 $t,OOOOOO 00t $5,000,000 =$5,000,001-$25,000,000
Columns
CJand =$25,000,001 $t00,000 =$50,001 =$t,000

DJ)

$50,000,000 

50,000,000 Only) S(See 
Colum Value
Meth =Book Value VnC2)
--------------

-- 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Date Report 
Clifton, Richard 
05/02/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
--- ___ ________ ____ ________ 

Date Report 
Clifton, Richard 
05/02/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) Positions 
 passed away 2006. co-trustee, together with and bank (it actually manages the accounts) four trust accounts, identified Part 
VII Trusts 1-4. his estate plan was implemented and his estate wound up, 2007 some amounts were distributed and transferred (notably from Trust 
Trust and another beneficiary), additional assets were added some the accounts, and payments out were made for expenses. 
contingent beneficiaries, but amounts are currently owing and payments were made during the year. 
VII. Investments and Trusts Part VII, line 13: Change name from last year's report --!xis Cash Mgtmt Trust now known NATIXIS Cash Mgtmt Trust Part VII, lines 47: Change name from last year's report --Bank One Group Equity Index Fund now Morgan Group Equity Index Fund Part VII, lines 93: JPMorgan Municipal Money Market Fund now JPMorgan Tax Free Mmkt Prem Sweep Part VII, lines The report for 2006 said "sell" for Russell Midcap Index and for SP 500 Index Fd, but should have said "sell part." Part remained the account and reported here. 

Date Report 
Clifton, Richard 
05/0212008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30 One Columbus Circle, N.E. Washington, D.C. 20544



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