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Judicial Watch • Richard R Clifton Financial Disclosure Report for 2010

Richard R Clifton Financial Disclosure Report for 2010

Richard R Clifton Financial Disclosure Report for 2010

Page 1: Richard R Clifton Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:14

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Clifton, Richard R Clifton, Assessment, Estimated, Richard, 2010, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. //20JJ 
FOR CALENDAR YEAR 2010 U.S.C. app.  /01-// Person Reporting (last name, first, middle initial) Clifton, Richard Court Organization 9th Circuit Date Report 05/13/2011 Title (Article Jll judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 999 Bishop Street, Suite 2010 Honolulu, Hawaii 96813 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director  American Judicature Society, Hawaii Chapter Director Hawaii Public Radio  Director  Hawaii Women's Legal Foundation  Director  Ninth Judicial Circuit Historical Society  Co-trustee  Trusts -#7  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 01/01/95 Cades Schutte Fleming Wright Partnership Resolutions (including retirement terms, control) 

Clifton, Richard 

Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Self-employed. dietitian consultant 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmeni 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 

05/13/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{I 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVE TMENTS and income, value, transactions (Includes tlwse spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

16. Fidelity Growth Income (IRA) Dividend 
17.  Fidelity Magellan Fund (IRA)  Dividend Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and D3) =$1,000 less =$50.001  $100,000 =$15,000 less N=$250.00  $500,000 =$1,001 -$2,500 =$100,001 -$1,000,000 K=$15,001 -$50,000 0=$500,001  $1,000,000 =$2,50I -$5,000 =$1,000,00  $5,000.000 L=$50,001 -$100,000 =$1,000,001 -$5,000,000  0=$5,001-$15,000 =More than $5,000,000 =$100,00  $250,000 =$5,000,001  $25,000,000 =$15,001  $50,000  

PJ=$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appruisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column CZ) =Book Value "'-Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2.50 -$5,000  D=$5,00l -$15,000 =$15,001 -$50.000  
(Sec Columns and D4) =$50.00J -$tOO.OOO =$100.00J -$1.000.000 =$1,000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000or lc>s =$15.00 -$50,000 =$50,00 -$100,000 =$!00,001 -$250,000  
(Sec Columns and DJ) =$250.001 -$500,000 =$500.00  $1,000,000 =$1,000.00 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =-Cot (Real Estate Only) ""Assessment =Cash Markel  
(Sec Column Cl) ""Book Value  V=-Othcr ==Estimtcd  

Name Person Reporting 
Date Report 
Clifton, Richard 
05/13/2011 

instructions.) 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lnc/uiles those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reponing period 

(including trust assets) reponing period reponing period 
(2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type {e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  {A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1.00 -$2.500 =$2,501 -$5,000 =$5,001 -$150000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001  $100,000 =$I 00,00 -$1.000,000 ,000,00  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50.000 =$50,00 I00,000 =$IOO,OOI -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.00 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,1100.001  $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal ::.Cost (Rc11l Estate Only) =Assessment =Cash Markel  
(Sec Column Cl) =Book Value =Olhcr =Estimated Income Gain Codes: ,000 loss 1,00 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,001) less =$15,001  $50.000 =$50.001 -$100,000 =$100,00 -$250,000  
(Sec Columns and DJ) =$250.00 -$500,000  0=$500.001-$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,lllO,OOI -$50.000.000 =More than $50,000,000 Value Method Codes =Appruisul =Cost (Real Esw1c Only) =Assessment =Cash Market  
(Sec Column Cl) =iltwk VS =$15,00  $50,000 =$50,001  $100,000 =$100,001. $250,000  
(Sec Columns and 03) =$250,001  $500,000 =$500,001  $1.000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 $25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ="Cash Market  
(Sec Column C2) =fhlllk Value  V=-Othcr =Estimated  

Name Person Reporting 
Date Report 
Clifton, Richard 
05113/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) Positions VII. Investments and Trusts 
passed away had passed away 2006. previously reported, have been and remain co-trustee (without compensation), 
toget and Chase, which compensated and which actually manages the accounts), trust accounts, identified Trusts 1-3. Payments out were made for trust expenses and directed the current 

was still living, and for payment obligations and final passing triggered liquidation assets held those accounts, converting the assets cash, and also distribution some the assets heirs, beneficiaries, and legatees. also made responsible, co-trustee, for additional accounts, identified this report Trusts #4-7. One those accounts, identified Trust #4, already existed and held assets when assumed responsibility. Three the accounts, identified Trusts #5-7, were created late but were not actually funded until 2011. have listed them here both Part and Part VII, but they had assets December 31, report. 

Date Report 
05/13/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Richard Clifton 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544