Skip to content

Judicial Watch • Robert B King Financial Disclosure Report for 2006

Robert B King Financial Disclosure Report for 2006

Robert B King Financial Disclosure Report for 2006

Page 1: Robert B King Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:12

Date Created:September 19, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Robert B King, MASON, robert, trust, 2006, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act of1978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-JI Person Reporting (last name, first, middle initial) King, Robert Court Organization U.S. Court Appeals, 4th Cir Date Report 05/('f}/2007 Tiiie (Article Illjudges indicate active senior status; magistrate judges indicate full-or part-lime) Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Fmal Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address 300 Virginia Street, East Suite7602 Charleston, 25301 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSITI NS. (Reporting Individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Co-Trustee Member, Board Directors West Virginia University Alumni Association (Resigned position 412007) 
Vice Chairman, Board Directors WVU College Law Alumni Association 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [Kl NONE (No reportable agreements.) 

AND TERMS 

05/09/2007

III. 0N-JNVESTMENT lfE. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married duringtmy portion the reporting year, compkte this section. 
(Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

JV. REilIBURSElfENTS - lrtmsportation, ladging,food, entertainment. 
(Include those spouse and dependent children. See pp. 25-27 instructions.) 
 	NONE (No reportable reimbursements.) 
SOURCE 

05/09/2007
King, Robert GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
IKJ NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
VALUE CODE 
United Bank Real Estate Loan 
: ":. :::: . :;_ :-:. 
05/09/2007
King, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse anddependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5}  
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Codel  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W}  transaction)  TimeWamer Inc. (com)  Dividend  Cisco Systems Inc. (com) Dell Computer Corp. (com)  None None  Sold  04/25  Proctor Gamble Co. (com)  Dividend  Buy  04/19  Buy  11/21  Intel Corp. (com)  Dividend  Buy  05/19  Microsoft Corp. (com)  Dividend  Part sold  06/23 Micro Devices Inc. (com) None 
Sun Micro Systems Inc. (com) None 
10. 
Wells Fargo Co. (com) Dividend Sold 04/19 

11. 
Yahoo Inc. (com) None Sold 11/21 

12. 
Morgan Stanley Dean Witter Co. (com) Dividend 

13. 
Starbucks (com) None Buy 04/19 

14. 
Buy 11121 

15. 
Legg Mason Special Investment Trust Distribution Buy 04/20 

16. 
Legg Mason Value Trust None 

17. 
Legg Mason Growth Trust None Buy 04/20 Income Gain Codes: =$1.000 orless =$1.001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
{See Columns and D4) =$50,001-$100,000  G=$100,001-$1,000,000 =$1.000,001 -$5,000,000 =More than ,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
{See Columns and D3) =$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost {Real Estate Only) =Mo"' than $50,000,000 =Cash Market  
{See Column C2)  Q=Appraisal  V=Other =Assessmt  
... . =Book Value  W=EstimatCd  

05/rFJ/2007
King, Robert 
VII. INVESTlfENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets {including trust assets} 
Place "(X}" after each asset exempt from prior disclosure 
18.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
{I}  (2)  {I}  (2)  {I}  (2)  (3)  (4)  (5)  
Amount  Type{e.g.  Value  Value  Type {e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
{A-H} int}  {J-P}  Code3  redemption}  Day  {J-P}  {A-H}  {if private  
(Q-W}  transaction}  

Buy 11/21 
19. 
Legg Mason Emerging Markets Trust Distribution Buy 04/20 

20. 
Legg Mason International Equity Trust Distribution Buy 04/20 

21. Buy 11121 
22. RoyceTotal Return Fund Distribution Buy 04/20 
23. Buy 11121 
Legg Mason U.S. Small-Capitalization Distribution Buy 04/20 Value Trust 
25. 
Legg Mason Partners Aggressive Growth None Buy 
04/20 
Fund 
26. Legg Mason Opportunity Trust Distribution Buy 04/20 
27. Buy 11/21 
28. 
Royce Pennsylvania Mutual Fund Distribution Buy 04/20 

29. 
TimeWamer Inc. (com) Dividend 

30. 
Cisco Systems Inc. (com) None Sold 04/19 

31. 
Dell Computer Corp. (com) None 

32. 
E.I. DuPont Nemours Co. (com) Dividend 

Federal Home Loan Corp. (com) Dividend 
Merck Co. Inc. Dividend Sold 04/19 Income Gain Codes:  A=$1,000orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  1=$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes  P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only)  P4=More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Othcr  S=Assessmnt   .L  U=Book Value ....  W=Estimat   
'  

King, Robert 
05/0912007
VII. INVESTMENTS and TRUSTS income, value, transactUms (lncluus those the spouse and upenknt children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
35. 	
Oil and Gas Interests, Tyler and other counties, WV: 

36. East Resources Inc.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type{e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Cocle2  Method  buy, sell,  Month  Code2  CodeI  buyer/seller  
(AH) int.)  (J-P)  Cocle3  redemption)  Day  (J.P)  {A-H)  (if private  
{Q-W)  transaction) Dividend 
37. Ergon Oil Purchasing Dividend 

38. Dominion Appalachian Dev. Inc. Dividend 

Education Dividend 	See Note Part 
(as 
VIII 
40. 	
Interest 

41. 
-Note from Beneficiary dated 1/1/99 

42. 
-Note from Beneficiary dated 6/6/00 

-Federated Prime Obligations Inst. Srv. Shs. Buy 01/03 Fund#396 
44. 	
Buy 01/04 

45. 	
Part sold 01/05 

46. 	
Buy 01/06 

47. 	
Buy 01/10 

48. 	
Buy 01/23 

49. 	
Part sold 01/24 

50. 	
Buy 01/26 

51. 	
Part sold 01127 Income Gain Codes: =$1.(XlO less =$1,!lOI -$2,500 =$2.501 $5,000 =$5,001 -$15,000 =$1 5,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$1 00,001 -$1 ,000,000 =$1,000.001 -$5,000,000 =Mo"' than $5.000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250.001 -$500,000 =$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mo"' than $50.000,000 =Cash Market  
(See Column C2) Q=Appraisal =Other =Assessment =Book Value  W=Estimated  

VII. INVESTlffiNTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure 

52. 	Buy 02/02  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code!  div., rent,  Code2  Method  buy, sell,  Month  Code2  Code  buyer/seller 
(A-H) int)  {J.P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Buy 02/(Jl 
54. 	
Buy 02/22 

55. 	
Buy 03/01 

56. 	
Buy 03/21 

57. 	
Part sold 03/22 

58. 	
Buy 03/28 

59. 	
Part sold 03/30 

60. 	
Buy 04/03 

61. 	
Buy 04/04 

62. 	
Part sold 04/17 

63. 	
Part sold 04/18 

64. 	
Buy 04/21 

65. 	
Buy 04/25 

66. 	
Buy 05101 

67. 

Buy 05123 

68. 	
Buy 06/02 
Income Gain Codes: =$1.000or less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (See Columns and D4) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000 ,000 =More than ,000.000 
Value Codes 1=$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
(See Column C2) V=Other =Assessment 
Value Method Codes =Cost (Real Estate Only) =Cash Market "Appraisal -'. =Book Value W=timated 

0510912007
King, Robert 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
69.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code!  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) inl)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Buy 06/21 
70. 
Part sold 06/22 

71. 
Buy 06/29 

72. 
Buy 07/03 

Buy 07/11 
74. 
Buy 07/20 

75. 
Buy 07/21 

76. 
Part sold 07/24 

77. 
Part sold 08/01 

78. 
Buy 08101 

Part sold 08/11 
80. 
Buy 08/22 

81. 
Buy 09/01 

82. 
Buy 09/01 

83. 
Part sold 09105 

84. 
Buy 09105 

85. 
Part sold 09120 Income Gain Codes: =Sl,000 less =$1,001  $2,500 =$2.SOt  $5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and D4) =$50.001  $100.000 =Sl00.001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000  L=$50,001-$100.000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500.001  $1,000,000 =Sl,000,001-$5,000.000 =$5.000.001 $25,000,000 Value Method Codes (See Column C2) =$25,000,001 -$50.000,000 . =Appraisal  ' =Book Value =Cost (Real Estate Only) V:Other =More than $50,000.000 =ssessmnt W=Estimatcd =Cash Market ., ....   

05/09/2007
King, Robert 
VII. INVESTlfENTS and TRUSTS income, value, transactions (Inclruks those the spouse anddependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets {including trust assets) 
Place "{X)" after each asset exempt from prior disclosure 
86.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  {I)  (2)  (3)  (4)  (5)  
Amount  Type {e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month  Code2  Code  buyer/seller  
{A-H) int.)  {J-P)  Code  redemption)  Day  {J-P)  {AH)  {if private  
(Q-W)  transaction)  

Buy 90/20 
87. 
Part sold 09/22 

88. 
Buy 09126 

89. 
 Federated Total Return Bond Fund #288 Part sold 01125 

-Pimco All Asset Fund Adm. Shs. #588 Part sold 01125 
91. 
-Federated Kaufmann Small Cap. Fund Part sold 01/25 #757 

92. 
-Federated Kaufmann Fund -CLA Fd. #066 Part sold 01/25 

93. 
-Federated Cap. Appreciation Fund #674 Part sold 01/25 

94. 
Part sold 08/31 

-Federated Market Opportunities CLA #257 Sold 01/25 
96. -Goldman Sachs Large Cap. Value Fund Part sold 01/25 
CLA#l213 
-Goldman Sachs Capital Growth Fund #807 Sold 01125 
98. -Federated Strategic Value Fund CLA #661 Part sold 01/25 
-Fidelity Advisor Leveraged Fund CLA Part sold 01/25 00. -Fidelity Advisor Strategic Real Return Buy 01/25 
101. Part sold 08/31 02. -Am. Funds Growth Fund Am.CLA #05 Buy 01/25 Income Gain Codes: =S!.OOOor less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 (See Columns and 04) F=$50,001 -$100,000 G=$100,001 -$1,000,000 =SI .000.001 -$5,000,000 H2=Mon: than ,000.000 Value Codes =$15.000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1 ,000,001 -$5,000,000 =$5,000.001 -$25,000.000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market (See Column C2)  V=Other
Q=Appraisal =AssessmCnt =Book Value W=Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income miring  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  Part sold  08131  
104. -UBS Large Cap Equity Fund-A  Buy  01125 Income Gain Codes: =$1,000or less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 :$100,001 -$1,000,000 =$1,000,001 -$5,000.000 =Moro than $5,000,000 Value Codes =$15,000 less :$15,001 -$50,000 L=$50,00l -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 

OS/fYJ/2007
King, Robert 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
Note This Trust reported under the special rules for "Aggregate Ownership Arrangement" 

05/09/2W7
King, Robert 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544