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Judicial Watch • Robert D Sack Financial Disclosure Report for 2006

Robert D Sack Financial Disclosure Report for 2006

Robert D Sack Financial Disclosure Report for 2006

Page 1: Robert D Sack Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:10

Date Created:August 31, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Robert D Sack, redemption, municipal, Morgan, Stanley, robert, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director  William Kerby and Robert Potter Fund  Lecturer Law  Columbia Law School  

AOlO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 US.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report  
Sack, Robert Court Appeals, Cir.  04/03/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge (Active)  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 1213112006  
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Foley Square New York, 10007 
Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. Member, Columbia Board Visitors Columbia Law School 

4.2006 Northwestern Mutual Disability Payments 
5.2006 Katten Muchin Rosenman Retirement Payments 
JV. REIMBURSEMENTS transportation, /odging,Jood, entertainment
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

VALUE CODE 
Credit Card 
Credit Card Chase Visa Credit Card 

Date Report 
Name Person Reporting 
0410312007
Sack, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See PP 34-60 offtling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X}" after each asset 
exempt from prior disclosure  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  {l}  (2)  (2)  (3)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  
(Q-W)  

Transactions during reporting period 
(4) 
Gain 
Identity 
buyer/seller
Code (if private transaction) (A-H)  JPMorgan Chase Accounts  Interest  JPMorgan Govt Money Market Morgan Shares Accts.  Dividend  buy  12/4  redemption  12/4  

redemption 12/5 	
redemption 12/18 	
Unsecured loan David Mcclintick None 	
Dewey Ballantine Partnership Capital None Account 	
GDC 40l(k): Dreyfus Treasury Cash Interest Management-CL 	
Oppenheimer Advantage Municipal Dividend Liquidity Fund 

11. 
Boeing Co. Common Stock Dividend 
Blackrock New York Insured Municipal Dividend 
Income Trust III 
12. 	Van Kampen Trust for Invt. Grade Dividend 
Municipals 
16. 
Oppenheimer Municipal Fund Dividend 
JPMorgan Chase Traditional IRA Interest 
Northwestern Mutual Life Insurance Policy Dividend 
Guardian Life Insurance Policy Dividend 
Massachusetts Mutual Life Insurance Policy Dividend Income Gain Codes: l,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) s50,001 -s100.ooo =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,00Q,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 =Cost (Real Estate Only) =Appraisal =Assessment Value Method Cndes =Cash Market 
(See Column C2) =Other =Book Value =Estimated 

Date Report 
Name Person Reporting 
04/03/2007
Sack, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
18. Morgan Stanley Bank Deposit Program (X) Dividend  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

19.  Morgan Stanley MTA 5.35 Zero Coupon Bond due 711/12  Dividend  
20. New York Gen! Oblig RefSer-C due 4/15/13  Dividend  
21. NYS SECD Hosp Interfaith Med Bond 5.25 due 2/15114  Interest  
22.  Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14  Dividend  
23.  Morgan Stanley Fed Home Mtg Med 10/15110  Interest  
24.  Morgan Stanley Fed 3/24/11  Interest 
4/13 buy 
Morgan Stanley FHLB 5.050% due 2/14113 Interest 
26. 	Morgan Stanley FHL Mtg Corp Med Term Interest due 9/15/15 Fed Home Mtg Corp Med Term Interest 
1110 buy due 9/15/16 
28. 	
Morgan Stanley Global Dividend Growth Sec 

29. 	
Morgan Stanley Special Growth Fund 

30. 	
Morgan Stanley Special Value Fund 

31. 	
Morgan Stanley Special Growth Fund 

32. Focus Growth (X)  Dividend  Dividend  Dividend  Dividend  Dividend 
Morgan Stanley Global Advantage Fund Dividend sell 
4/13 
(X) 
34. 	Morgan Stanley Franklin Tax Free Inc Dividend Income Gain Codes: =$1,000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5,001 15,000 =$15,001 -$50,000 (See Colwnns and 04) F=S50,001 -$100,000 =$100,001 -Sl,000,000 =$1.000,001 -$5,000,000 =More than $5,000.000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500.000 =$500.001 -$1,000,000 =Sl,000.001 -$5,000.000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated 

(See Column C2) =Other 

Date Report 
Name Person Reporting 
04/03/2007
Sa_ck, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
{I)  (2)  {I)  (2)  (2)  (4)  >  (5)  
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  Date.  Value  Gain"  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Co! -: 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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