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Judicial Watch • Robert D Sack Financial Disclosure Report for 2008

Robert D Sack Financial Disclosure Report for 2008

Robert D Sack Financial Disclosure Report for 2008

Page 1: Robert D Sack Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:23

Date Created:November 2, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Robert D Sack, Transferred, Morgan, Stanley, robert, Market, 2008, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Sack_Robert_D1 
AOJO Government Act 1978 
Rev. 112008 
FOR CALENDAR YE;AR 2008 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
5/1/2009
Sack, Robert Court Appeals, Cir. Reporting Period Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) 
magistrate judges indicate full-or part-time) 
01/01/2008
Nomination, Date Circuit Judge (Active)
Initial Annual Final 
12/31/2008 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any  
modifications pertaining thereto, is, opinion, compliance Foley Square, Suite 601  with applicable laws and regulations.  
New York, 0007  
Reviewing Officer  Date  

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Director  William Kerby and Robert Potter Fund 
Lecturer Law 	Columbia Law School 
Member, Columbia Board Visitors 	Columbia Law School ,.._.,,
c::'> (.') 
t..:> C-J 
r--- 	c.._ c::;: 
.--
c-: 
(/,. ()-
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 	;:c  fY 
.... NONE (No reportable agreements.)  
-11r 
rTj 9/3/98 	Practising Law Institute and Robert Sack, publication of3rd edition treatise defamation law; royalty 15% net receipts 1998 	Gibson, Dunn Crutcher LLP Retirement Agreement between Gibson Dunn Crutcher LLP and Robert Sack; 
erms: $6,000 per month, increase, decrease cap 

5/1/2009
Sack, Robert 

Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing 
instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

Practising Law Institute Book Royalties 

Gibson, Dunn Crutcher LLP Retirement Plan $72,000.00 
$7,500.00
3.2008 Lecturer Law, Columbia Law School Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE 
(No reportable non-investment income.) 

1.-2008
Dewey Ballantine Partnership Distribution 
2.2008 West Services Inc. 

3.2008 Katten Muchin Rosenman Retirement Payments Federal Bar Council 0/24-26/2008 Lenox, Bench Bar Retreat Travel, Hotel, Food. 

51112009
Sack, Robert 

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[2J NONE (No reportable gifts.) 
SOURCE 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 

Credit Card 
Credit Card 
Credit Card 

5/1/2009
Sack, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Transactions during reporting period 
Income during 
Gross value end 
reporting period 
reporting period 
(2)
(2) 
(I)
(2)
(I) 
(I) 
(5) 
Amount 
Value
Type(e.g.,
Place "(X)" after each asset 
Code 
div., rent, 
Code 
exempt from prio disclosure 
(A-H) int.) 
(J-P) JPMorgan Chase Accounts Interest  JPMorgan 3916 Govt MMKT Fund-  Dividend  Transferred  7/11  

Value Method Code (Q-W) 
Type'i.e.g.,. buy, sell, redemption) 
Date 
Month-
Day 

Gain
Value 
Code 
Code 
(J-P) 
(A-H) 
Identity buyer/seller (if private transaction) 
rgan  (to line Morgan 1086 Govt MMKT Fund remier (formerly Morgan)  Dividend  Transferred (from line  7/11  Unsecured Joan David McClintick  None  Dewey Ballantine Partnership Capital  None 
GDC CitiStreet 40l(k) Interest 
-SSgA Money Market Fund 
Oppenheimer Advantage Municipal Liquidi Fund (Y) 

Boeing Co. Common Stock Dividend 
JO. Blackrock New York Insured Municipal Dividend come Trust III 
11. 
Van Kampen Trust for lnvt. Grade Mun Dividend icipals 

12. 
Oppenheimer Municipal Fund Dividend 

13. 
Oppenheimer SFSA Due 3/15/10 lnt./Div. Buy 10/2 

14. 
JPMorgan Chase Traditional IRA Interest 

15. 
Northwestern Mutual Life Insurance Policy Dividend 

16. 
Guardian Life Insurance Policy Dividend 

17. 
Massachusetts Mutual Life Insurance Policy Dividend Income Gain Codes: .000 less =Sl,001 -$2,500 c=$2,501  $5,000 D=$5.001 -$15,000 E=$15.00! -ISO,OOO (See Columns and 04) F=$50.00 -SI 00,000 G=StOO,OOl Sl,000.000 =Sl,000,001  $5,000,000 =More than $5,000,000 
Value Codes J=$15,000 less K=St5,00I  $50,000 L=$50,00 -$I 00,000 =$100,001 -$250,000 

(See Columns 	and 03) N=$250.001  $500.000 =$500,001 SI .000,000 =Sl,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estat Only) S=Assessment =Cash Market (See Column C2) =Book Value V=Other W=Est imated 

FINANCIAL DISCLOSUitIB REf'ORT Page 5of11 
Sack, Robert 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 

(See Columns and DJ) =$250,00  $500.000 =$500,001. Sl.000.000 =Sl,000,001 -$5,000,000 =$5,000,00  $25,000,000 =$25.000,001 -$50,000,000 =More than $50,000,000 Value Meth Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other W=Estimate.d 

Date Report 
FINANCIAL DISCLOSURE 1.U:i?CLT Page 6of11 

Sack, Robert 
5/1/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Dividend 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
35. Oppen. AMT Free Mun (Class 
xchange) 
Morgan Stanley Franklin Tax Free Inc Dividend 
37. 
Goldman Sachs High Yid Muni Dividend 

38. 
JPMorgan Federal Money Market Fund Dividend Morgan 

39. 
Fiduciary Holdings lnt./Div. 

40. 
-Morgan Stanley Bank Deposit Program 

41. 
-Morgan Stanley Transit Zero pon Bond due 7/1/13 

-Morgan Stanley Franklin Tax Free Inc 
43. 
-Morgan Stanley Oppen. AMT Free 
unicipal Fund 
Neuberger State Street Mid Cap Growth Dividend nvestor Class Active Assets Tax Free Trust (AH) (Y) Pioneer Amt Free Muni (AH) Dividend Transferred 8/15 (to line 77) 
47. Amt Free Muni Bond (AH) Dividend Transferred 8/15 (to line 74) 

48. Phoenix Insight Tax Exempt (AH) Dividend Transferred 8/15 (to line 81) Goldman Sachs High Yid Muni (AH) Dividend Buy 4/11 (add'!) 
Transferred 8/15 (to line 75) 
51. Oppenheimer Amt-Free Mun Dividend Transferred 8/15 (AH) 
(to line 76) Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,00 15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000  G=SI00,001-$1,000.000 =$1,000.001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -SI 00,000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500,000 =$500.001. $1.000,000 =$1,000,001 -$5.000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

FINANCIAL DISCLOSUr'tl: iillir'ORT Page 7of11 
5/1/2009
Sack, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 ftlinc 
instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
52. American Tax-Exempt (AH)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Dividend Transferred 8/15 (to line 80) 
RHH Trust (Y) 
54.  -Citigroup Bank Deposit Account  Distributed (part)  2/22  
55.  Distributed  2/22  
56.  Citi Smith Barney Bank Deposit Program (AH) (Y) Cash/MMF/Bank Deposit Accounts (Y) 
58. Blackrock Munihldng Ins (AH) Dividend 

59. Nuveen Invt Qual Muni Fund (AH) Dividend 

60. Van Kampen Muni Income (AH) Dividend 

61. Van Eck Glob Hard Assets (AH) None 

62. AMT Free Muni Bond (AH) Dividend 

63. American Tax-Exempt (AH) Dividend 

64. 
Ameriprise Retirement Portfolio (AH) lnt./Div. 

Transferred (to line 72)  8/15  
Transferred (to line 73)  8/15  
Transferred (to line 70)  8/15  
Transferred (to line 71)  8/15  

Transferred 8/15 (to line 66) 
Transferred 8/15 (to line 69) 

65.  -Ameriprise Insured Money Market (X)  
66.  -Eaton AMT-Free Muni  Transferred (from line 62)  8/18  
67.  -RSRV Government  Buy  9/19  
68.  Sold (part)  11113 Income Gain Codes: 1.000 less =$1,001 -$2,500 =$2,50 -$5,000  D=S5,00l -Sl5,000  E=Sl5,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =SI 00,00 1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000  L=S50,001-SIOO,OOO =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Apprai sal  R=Cost (Real Estate Only)  S=Assessment =Cash rket  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

5/1/2009
Sack, Robert 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Amount exempt from prior disclosure 
Place "(X)" after each asset Code (A-H) 
69. 
-Amer TIE Bond Amer 

70. 
-VK Muni Income 

71. 
-Van Eck Hard Assets 

72. 
-Blackrock Muni Holdings New 

73. 
-Nuveen New York lnvt Quality 

74. 
-Eaton AMT-Free Muni 

75. 
-GLD High Yield Mun 

76. 
-OPP AMT Free Muni 

77. 
-Pioneer AMT Free Muni 

78. 
-RSRV Government  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  

(I) 
(3) 
(4)
(2)
(2) 
(2) 
(I} 
Value
Type (e.g., 
div., rent, 
Code2 int.) 
(J-P) 
Value Method Code (Q-W) 
Type (e.g., buy, sen, redemption) 
Transferred (from line 63) 
Transferred (from line 60) 
Transferred (from line 61) 
Transferred (from line 58) 
Transferred (from line 59) 
Transferred (from line 
Transferred (from line 49) 
Transferred (from line 51) 
Transferred (from line 46) 
Buy 
Date 
Month-
Day 

8/18 
8/18 
8/18 
8/18 
8/18 
8/22 
8/22 
8/22 
8/22 
9/19 
Value Gain 
Identity Code2 
Code buyer/seller 
(if private 
transaction) 
(J-P) 
(A-H) 
Sold 11/13 (part) 

80. 
-Amer TIE Bond Amer Transferred 8/22 (from line 52) 

81. 
-Phoenix Insight Tax (X) Transferred 8/22 (from line 48) 

82. 
Transferred 10/17 (to line 83) 

-Virtus Tax Exempt Bond (X) Transferred 10/17 (from line 81) 
-RiverSource Retirement Advisor Adva ntage VA-Annuity 
85. -Fred Alger Large Cap Growth IRA Buy 4/21 Income Gain Codes: =$1.000 less 1.00 -$2,500 =$2.501 -S5.000  D=$5,001 -$15.000 =$15,001  $50.000  
(See Columns and D4) =$50.00 -SI 00,000  G=SIOO,OOl-SJ,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes 15.000 less  K=$15,001 -$50,000 =$50,00 -SI 00,000 =$I 00,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl.000,000 =$1,000,00 -$5,000.000 =$5,000,001 -$25.000.000 =$25.000.001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other  W=Estimated  

Dale Report 
Name Person Reporting 
FINANCIAL DISCLOSURE REI