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Judicial Watch • Robert H Whaley Financial Disclosure Report for 2003

Robert H Whaley Financial Disclosure Report for 2003

Robert H Whaley Financial Disclosure Report for 2003

Page 1: Robert H Whaley Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:14

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Whaley, Robert H Whaley, Fidelity, Growth, mutual, robert, stock, 2003, INVESTMENTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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A0-10 Government Act 1978 
Rev. 1/2004 
Calendar Year 2003 U.S.C app.  101-111) 	Person Reporting (Last name, First name, Middle initial) Whaley, Robert Title (Article Judges indicate active senior status; magistrate judges indicate full-or part-time) 
District Court Judge Chambers Office Address United States District Court 
P.O. Box283 Spokane, 99210:.0283 Court Organization Date Report  
United States District Court  0612812004 RcportType (chk appropriate type) Reporting Period Nomination,  Date  Ol/Ol/2003 Initial.  @Annual Final 12/3112003 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing Officer 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIDONS. (Reporting individual only; see pp. 9-13 filing instructions) li!J NONE -(No reportable positions.) 
r-..,..
o-c::::> :Z:: c::> ;:oZ rr;
f) oi= AGREEMENTS. (Reporting individual only; sec pp. 14-16 filing instructions) 
.,, r-::::. ..,, =::
Ii!! NONE -(No reportable agreements.) c:::>
I'll ..c:.. 

Ill. NON-INVESTMENT lNCOME. (Reporting individual and spouse; sec pp. 17-24 tiling instructions) Filer's Non-Investmentlncome  NONE -(No reportable non-investment income.)  (yours, not spouse's) Spouse's Non-Investment Income -(Ifyou were manied during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
2003 Winston Cashatt Law Firm, Salary 
2003 Winston Casahtt, Consuhing Fee REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. Sec pp. 25-27 instructions.) Ii!! NONE -(No such reportable reimbursements.) GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable gifts.) 

Whaley, Robert 
0612812004 
VIl. INVESTMENTS and TRUSTS  -income, value. tnmscations {includes those ofthe spouse and dependent children. See pp. 34-57 filing instructions.)  
Description Assets (including b'USt IWCIS)  Income during reporting period  Gross value end reporting period  Transactions during reponing period  

Place ex)" after each asset exemptfiom prior disclosure DNONE (No reponablc illCMIC. assets. transactions) FIDELITY INVESTMENTS ULTRA ACCOUNT: -Nokia Co..Poration ADR Common Stock -Fidelity Contrafund Mutual Fund -4. -Fidelity Equity Income Mutual Fund -Fidelity Dividend Growth Mutual Fund  {I) Amount Code! (AH)  (2) Type (e.g.div. rent. inL) Dividend Dividend Dividend Dividend  (I) Value Code2 {J.P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, merger,redemption)  I(2) Date: Month Day  fnot exempt (3) Value Code2 (JP)  (4) Gain Code (AH)  Identity buyer/seller (if private transaction) -Fidelity Select Technology Mutual Fund  .:None -Fidelity Select Electronics Mutual Fund  None -Fidelity Select Computers Mutual Fund  None -American Investment Company America Mutual Fund  Dividend  Part Sold  2-24  
10. -American Investment Company America Mutual Fund 11. -Core Cash Account 12. 13. SMITH BARNEY: 14. -Citibank Bank Deposit Program 15. -AMNEX, Inc. NEW Common Stock 16. -Plum Creek Timber Co., Inc. Common Stock 17. -Ford Motor Company Capital Preferred Stock 18.  Dividend Dividend Interest None Dividend Interest  Part Sold  11-17 Income/Gain Codes: Sl,000 less  s1.001-s2.soo  -s2.so1-ss.ooo -ss.001.s1s.ooo  -St>,001-sso.ooo  
(SecColurrnisBt andD4)  -sso.001-s100.ooo  -s100.001-s1.ooo.ooo -s1.ooo.001-ss.ooo.ooo -More than ss,000,000_ Value Codes:  -s1s.ooo less S!S,001-$50.000  -sso.001-s100.ooo  -s100.001-si5o.ooo  
(Sec Colunul and 03) $250.000-$500,000  -ssoo.001-s1.ooo.ooo $1,000,001-SS,000,000  =$5,000,001$25.000,000  -s2s,ooo,001-sso.ooo.ooo SMore than SS0.000,000 Value Method Codes  -Apprisal  =Cost (Real Estate Only)  -Assessmc:nt  -Caslvlvlarkct rnl11rm1 C2)  l.' Bool. Value  =Other  

Name Person Reporting 
Date Report 
Whaley, Robert 
0612812004 
VIl. INVESTMENTS and TRUSTS -income. value. transcarions {includes dKm the spouse and dependent children. See pp. 34-S7 filing instructions.) 
19. 20. 2l. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3l. 32. 33. 34. 35. 36. Description AsselS (including trust assets) Place "(X)" after each asset exempt !Tom prior disclosure FRANKLIN TEMPLETON: -Templeton Developing Marets Trust Mutual Fund CHASEMELLON: --Occidental Petroleum Corp. Common Stock NATIONAL SECURITIES CORPORATION: -Montana Precision Mining Ltd. Common Stock FIDELITY INVESTMENTS: -Fidelity Diversified International  -Fidelity Small Cap Stock -Fidelity Cash Reserves Fidelity Contrafund Mutual Fund -Fidelity Magellan Mutual Fund -Fidelity Low Priced Stock -Fidelity Blue Chip Growth Mutual Fund -Fidelity Dividend Growth Mutual Fund Income durini reponing period (1) (2) AmoW1t Type (e.g. Code div. rent. (A-H) int.) Dividend Dividend None Dividend None Interest Dividend Dividend Dividend Dividend Dividend Gross value end reporting period (I) (2) Value Value Code Method (1-P) Codel (Q-W) Transactions during reporting period (I) not exempt liom (2) (l) (4) (S) Type (e.g. Date: Value Gain Identity buy, sell, Month Code2 Code buyer/seller merger, Day (J-P) (A-H) (irprivateredemption) transaction) Buy 12-19 Buy 12-15 Part Sold 12-15 Buy 12-15 Sold 12-15 -  lucome!Gain Codes:   1,000 less   $1,001 $2,SOO $:?,501-$5,000   $5,001-SlS.OOO   SlS,OOlSS0.000  
(Sec Columns and 04}   $50,001-$100,000   SI00.001-$1,000,000   Sl.000,00155.000,000 -More than SS,000,000 Value Codes:  =S!S,OOOorless  -SIS,001-$50,000 SS0,001-$100.000 $100,001-S250.000  
(See Columns and D3)   S2SO,OOO.$SOO.OOO S500,00lSl,OOO,OOO $1,000,001-SS.OOO,OOO $5,000,001-$25.000,000  $25,000,00l SSO.OOO.OOO SMore than SS0.000.000 Value Method Codes Appraisal Cost (Real Estate Only) Assessment   Casb/Market Book Value  =Other  =Estimated  

Name Person Reporting  Date Report  
VIL INVESTMENTS and TRUSTS  -income, value. lranscations (includes those the spouse and dependent children. Sec pp. 34-57 filing instructions.)  

37. 38. 39. 40. 41. 42. Description Assets (including trust assets) Place "(X)" after each asset cll from prior disclosme SMITH BARNEY PROFIT SHARING ACCOUNT: -SB Money Funds Govt Port --Amnex, Inc. New Common Stock -Benj Franklin Svgs Assn Common Stock (see VIII) -Cisco Systems Inc. Common Stock -EMC Corp. Common Stock Income during reporting period (I) (2) Amowit Type (e.g. Code div. rent. (AH) int.) Dividend None None None None Gross value end reporting period (I) (2) Value Value Code2 Method (J-P) {Q-W)  (I) Type (e.g. buy. sell, merger. rede"tion) Sold Transactions during reponing period not exempt from disclosure (2) (3) Date: Value Gain Identity MonthCode2 Code buyer/seller Day (J-P) (Ml) (if private transaction) 12-08  
43.  -GA Corporation Common Stock Dividend  Sold  4-24  
44.  -Gold Reserve Corporation Common Stock (sec VUI)  None  Sold  12-08  
45. 46.  -Intel Corp. Common Stock -McData Corp Class Common Stock Dividend None  Sold  12-08  
47. 48. 49. so. Sl. 52. 53. 54.  -Microsoft Corp. Common Stock -Pfizer Inc. Common Stock -Time Warner Inc. (sec VllI) -AIM Constellation Fund Class Mutual Fund -Neuberger Berman Rlty Income Inc -Nuvcen Pfd Conv Income -Calamos Growth Fund --FPA Perennial Fund Dividend Dividend None None Dividend Dividend None None  Sold Sold Buy Buy Buy  12-08 1-31 4-24 3-31 12-19 . Income/Gain Codes: l,000 less   Sl,001-$2,SOO   S:?,501-$5,000   SS,001-S 15,000 Sl5,001-SS0,000  
{Sec Colll!11l1S and 04) SS0,001-SIOO,OOO   SI00.001-$1,000,000   1,000,00 -SS,000.000 =More lliau SS,000,000. Value Codes: 15,000 less $15,001-SSO,OOO $50,001-S 00.000 s100,001-s2so.ooo  
(See Colwnns and 03) S250.000-$500,000 ssoo.001-s1.ooo.ooo 1,000,001-ss.000.000 $5,000,001-$25.000,000 S:?S,000,001-$50,000.000 SMore lhan $50.000.000 Value Method Codes  Appraisal Cost (Real Eslllte Only) Assessment Cash/Market  =R.IV'l-V!l11e Other Estimued  

Date Report 
Whaley, Robert 
0612812004 VlI. INVESTMENTS and TRUSTS -inc:omc, value, traoscations {includes those orthe spouse and depcndcnt children. Sec pp. 34.57 filing instructions.) 
SS. 56. 57. 58. 59. 60. Description Assets (including trust assets) Place "(X)" after each asset exempt ftom prior disclosure  -Fidelity Advisor Equity Growth Fund Class -MTB Small Cap Growth Fllll:d (see VIII) --Evergreen Growth Income Fund Class Mutual Fund -Russell Multi Manager Principal Protected -Smith Barney Classic Values Fund Class -Van Kampen Equity and Income Fund Class Mutual fund Income during (I) ('.!) Am>unt Type {e.g. Code div. rent: (AH) int.) None None Dividend Dividend Dividend Dividend Gross value end n:porting period (I) (2) Value Value Code2 MedlOd (JP) C.odeJ (Q-W) Transactions during ieporting period (I) Ifna1 exempl (2) (S) Type (e.g. Date: Value Gain Identity buy, sell. MonthCodc2 Code buyer/seller merger, Day (J-P) (AH) (if privale redemption) transaction) Sold 4-24 Buy 2.03 Buy 4-24  
61. 62.  -Strips-Tint-US Treasury Bonds (see VIII)  None  Redeemed 3.06  
63.  SMrm BARNEY PROFIT SHARING ACCOUNT:  
64.  -SB Money Funds Govt Port Class Dividend  
65.  -Advanced Remote Communications Solutions Inc. Common Stock  None  
66. 67. 68. 69. 70. 71. 72.  -MPM Technologies, Inc. Common Stock -Nuvcen Quality Pfd Income Mutual Fund -Fidelity Advisor Equity GTowth Fund Class Mutual Fund -SunAmerica Focused Large-Cap Growth Class -Van Kampen Equity and Income Fund Class Mutual Fund None Dividend None None Dividend  Sold 6-10 Buy 6-11 lncom:IG:iin Codes:  SI ,000 k:ss $1.001-$2,500  -$2.501-SS,OOO  -$5,001-$15,000  -s1s,001-sso.ooo  
(SeeColumnsBl andD4J   $50,001-$100.000  -$100.00-$,000,000 s$,000,001-S5.000,000 -More than $5,000,000 Value Codes: S,000 less SIS,001-$50.000  -SS0,001-$100,000 s100,001-s25o.ooo  
(See Colwnns and 03) S250,000-$SOO,OOO S500,00lSl.OOO,OOO St,000,001-SS,OOO,OOO $5,000,001-$25,000.000  S:?S,000,001-SS0,000,000 $More than SS0.000.000 Value Method Codes  Appraisal Cos1 (Rc:il Estate Only) Asscssm:nt  -Cash/Market Book Value  =Other Estimated  

Whaley, Robert 	06128/2004 
VIL INVESTMENTS and TRUSTS -income, value. ttansca tious (includes those the spouse and dependent childn:o. Sec pp. 34-57 ortlling instructions.) Income during Gross value end Transactions during rqioiting period Oescriplion Assets reporting period rqiorting period (including ttust assets) 
not exempt from (1) (2) (I) (2) (l) 
73. 74. 75. 76. 78.  Place cxr after each asset exempt from prior disclosure FIDELITY INVESTMENTS IRA: -Fidelity Low Priced Stock . --Fidelity Select Technology Mutual Fund -Fidelity Select Develop Communications Mutual Fund -Fidelity Select Biotechnology Mutual Fund -Fidelity Cash Reserves  Amount Code (AH)  Type (e.g. div. rcnL int) Dividend None None None Dividend  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption) Buy  (2) Date: Month-Day 12-16  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  Identity buyer/seller (if private transaction) 
79.  -Fidelity Select Computers Mutual Fund  None  
80.  -Fidelity Select Electronics Mutual Fund  None  
81.  
82.  ST. JUD. RETIREMENT (FIDELITY INDEPENDENCE FUND) Mutual Fund  Dividend  
83. 84. 85. 86. 87. 88. 89. 90.  SMITH BARNEY: -SB Money Funds Govt Port -Amgen Inc. Common Stock -Bcnj Franklin Svgs Loan Assn Common Stock -Bristol Myers Squibb Co. Common Stock -Cisco Systems Inc. Common Stock -Walt Disney Holding Co. Common Stock  Dividend None None Dividend None Dividend  . lncom:!Gain Codes: 1,000 less   Sl,001-S2.500 S2.501-S5,000 S5,00t-S!5.000  -S!S,00-$50,000  
(See Colunms and 04)   S50,00l-St00,000 SIOOJJO!-Sl,000,000   Sl,000,001-$5.000.000 Mon: than $5,000,000 Value Codes:  -s1s,ooo less SlS,001-$50,000 sso.001-s100.ooo SI00,001-S250.000  
(See Colwms and 03)  -s2so,000-ssoo.ooo  -ssoo.001-s1.ooo.ooo Sl,000,001-SS.OOO.OOO S5,000,001-S25.000.000 -$:?5,000,001-$50.000,000  -SMon: than $50,000,000 Value Method Codes   Appraisal  -Cost (Real Eslate Only) AsseSsment   Cash!r.lalket  
(See Cowm C2) Book Value Other Estimated  

FINANCIAL DISCLOSUREREPORT 
Name Person Reporting 
Date Report 
Whaley, Robert 
0612812004 
VII. INVESTMENTS and TRUSTS -income, value. lnUISCations (includes those the spouse and dcpcndcnt children. See pp. 34-57 61ing instnwtions.) 
Description Assets Gross value end Transactions durins reponing period 
rqiorting period reporting period (including ttust assets) 
Place "(X)" after each asset ellet from prior disclosure  (l) AlllOWlt Code (A-H)  (2) Type (e.g. div. rent. inL)  (I) Value Codel (1-P)  (2) Value Method Code3 (Q-W)  (1) Type (e.g. buy, sell, merger, redemption)  (2) Date: Month-Day  001 exempt Value Gain Code2 Code (J-P) (A-fl)  (S) Identity buyerlseller (ifprivate ttansaction)  
91. 92. 93. 94.  -Time Warner Inc. Common Stock -Worldcom lno. Worldcom !">up Com Common Stock -Worldcom Inc. New MCI Group Com Common Stock -Zimmer Holdings Inc. Common Stock  None None None None 
95. 96. 97.  -AIM Constellation Fund Class Mutual Fund :.:Fidelity Advisor Equity Growth Fund Class Mutual Fund -Putnam New Opportunities Fund Mutual Fund  None None None Sold Sold  12-16 12-16  
98. 99.  American Balanced Fund Class -Calamos Growth Fund Class  None None  Buy Buy  12-17 12-17  
100.  
101.  IDELITY INVESTMENTS:  
102. 103. 104. 105. 106. 107. 108.  -Fidelity Canada -Fidelity Diversified International -Fidelity Small Cap Stock -Fidelity Asset Manager Growth -Fidelity Contrafund -Magellan -Fidelity Aggressive Growth  None None None Dividend Dividend Dividend None  Buy Buy Buy Sold  12-31 12-31 12-16 12-15  -  - lucome/Gain Codes: Sl,000 less S1,00lS2,500  =s2.so1.ss.ooo S5,00l-Sl5.'J0ning period (I) not cxcn(2) (3) Type (e.g. Date: Value buy, sell, MonthCode2 merger, Day (J-P)redemption)  11t ftom (4) Gain Code (A-H)  (S) entity buyer/se ller (if private ttansaction) 
ISL  MassMutual: Whole Life  None  
152. lnco1nc/G3it1 Codes: Sl.000 less Sl,001-52,500   S2.SOl-S5,000  S5,00l-Sl5.000 515,001-SS0.000  
(Sec Columns and 04)  -$50,001-$100.000   SI00.001-Sl,000,000 Sl,OOO,OOl-S5,000,000 More lhan SS,000,000 Value Codes: SlS,000 less 15,00 I-SS0,000 SS0,001-S100,000 SI00,001-S250,000  
(See Columns and 03) S250,000-S500,000 $500,001-51,000.000   s1.ooo,001-5s.ooo.ooo SS,OOO,OOl-$25.000,000 S25,000,001-SSO;OOO.OOO SMore than $50.000.000 Value Method Codes  Appraisal  Cost (Real Estate Only)   Assessment  -Cash/Market  
r