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Judicial Watch • Robert H Whaley Financial Disclosure Report for 2007

Robert H Whaley Financial Disclosure Report for 2007

Robert H Whaley Financial Disclosure Report for 2007

Page 1: Robert H Whaley Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:14

Date Created:November 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Whaley, Robert H Whaley, Fidelity, mutual, robert, 2007, INVESTMENTS, EPA, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[Z] NONE (No reportable positions.) 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 

07/07/2008
Whaley, Robert 
III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

INCOME (yours, not spouse's) Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
2007 Winston Cashatt Law Firm, Salary 

JV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) PAID PROVIDED 

Date Report 
07/07/2008
Whaley, Robert 

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] 	NONE (No reportable gifts.) SOURCE 

VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (!) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (!) (2) Value Value Code Meth9d (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (ifprivate transaction)  

18. 
FIDELITY EDUCATION ACCOUNT (X) 

19. 
-NH 00% Equity Contribution (X) None Buy Mthly See VIII 

20. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,JOl -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated 

Date Report 
07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Transactions during reporting period 
Gross val end 
Income during 
(including trust assets) 
reporting period 
reporting period (2) 
(2)
(2) 
(3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclos ure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction) 
-Fidelity Capital Appreciation Mutual Fund Dividend 
36. -Fidelity Contrafund Mutual Fund Dividend Part Sold 3-05 
Part Sold 5-1
38. 	Part Sold 9-24
39. 	Part Sold 10-11
40. 	
Part Sold 12-10 

41. 	
-Fidelity Real Estate Investment Mutual Dividend Buy 4-19 Fund 

42. 	
-Fidelity Independence Mutual Fund Dividend 

43. 	
-Fidelity Fifty Mutual Fund Dividend 

44. 	
-Fidelity Balanced Mutual Fund Dividend 

-Fidelity Low Priced Stock Mutual Fund Dividend 
-Fidelity Strategic Income Mutual Fund Dividend 
47. 	-Fidelity Dividend Growth Mutual Fund Dividend Part Sold 5-1 
48. 	-Fidelity Select Computers Mutual Fund
None 	Sold 3-05 
-Fidelity Export Multinational Mutual Dividend 
Fund 
50.  -FMA Small Company Port Inst'! Mutual  Dividend  
Fund  
51.  -Artisan Int'! Mutual Fund  Dividend  Buy  4-16 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100,000 =SI00,001 -$250,000  
(See Cols and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001  $2,500  c=$2,501. $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001  $100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=$500,001. $1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(3) (5)
(2)
(2) 
(1) (2) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  
69.  FIDELITY INVESTMENTS:  

70. -Amgen Inc. Common Stock 
None 
71.  -The Ben Franklin Fed SL Ass'n Common Stock  None  
72.  -Eaton Vance Tax Advantage Div Income Mutual Fund  Dividend  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

-Zimmer Holdings Inc. Common Stock None 
-Fidelity International Discovery Mutual Dividend Fund 
75. 
-Fidelity Canada Mutual Fund Dividend 

76. 
-Fidelity Diversified International Mutual Dividend Fund 

-Fidelity New Markets Income Mutual Fund Dividend 
-Fidelity Small Cap Independence Mutual Dividend Fund 
79.  -Fidelity Small Cap Stock Mutual Fund  Dividend  
80.  -Fidelity Capital Income Mutual Fund  Dividend  
81.  -Fidelity Contrafund Mutual Fund  Dividend  
82.  -Fidelity Mid Cap Growth Mutual Fund  Dividend  
83. 84.  -Fidelity Real Estate Investments Mutual Fund -Fidelity Balanced Mutual Fund  Dividend Dividend  Buy  4-16  
85.  -Fidelity Low-Priced Stock Mutual Fund  Dividend Income Gain Codes: =$1,000 orless =$1,001 -$2,500  c=$2,501 -$5,000  0=$5,001 -$15,000  E=$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001  $100,000 =$100,001  $250,000  
(See Columns and 03)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,'0l -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
Whaley, Robert 
07/07/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. 	
-Fidelity Strategic Income Mutual Fund Dividend 

87. 	
-Fidelity Dividend Growth Mutual Fund Dividend 

88. 	
-Fidelity Leveraged Company Stock Mutual Dividend Fund 

89. 
-Fidelity Select Technology Mutual Fund None 	sold 4-16 

-Fidelity Export Multinational Mutual Dividend Fund Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00-$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other  W=Estimated  

Date Report 
07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
103. -Fidelity New Markets Income Mutual Fund 
Income during reporting period 
Amount 
Code 
(A-H) 
(2) 
Type (e.g., 
div., rent, int.) 

Dividend 
Gross value end reporting period 
(I) Value Code 
(J-P) 
(2) Value Method Code 
(Q-W) 
(I) 
Type (e.g., 
buy, sell, 
redemption) 

Transactions during reporting period 
(2) Date Month-Day 
(4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001  $50,000  
(See Columns and D4)  F=$50,00l -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More t!tan $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns ..:1 and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More t!tan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =-Other =Estimated  

Date Report 
07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place "(X)" after each asset exempt from prior disclosure  {I) (2) Amount Type (e.g., Code div., rent, (A-HJ int.)  {I) (2) Value Value Code2 Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) (3) (4) Date Value Gain MonthCode2 Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  

120. 
SMITH BARNEY: 

121. 
-Aim Equity -Constellation Mutual Fund None 

122.  -Calamos Growth Fund  Dividend  
123.  
124.  Ltd. Partner, Deming Ass.,  Roswell,  None  

(HUD Project) 
125. 
Ltd. Partner, Deming Apartments, LLC (X) None 

126. 

127. 
MassMutual: Life Dividend 

128. 

129. 
MassMutual: Whole Life None 

130. 

131. 
CBSS, LLC (Purchased 2-23-06, $29,000) None 

132. 

133. TRUST #1(Fidelity) 

134.  -Fidelity Municipal Money Market Fund  Interest  
135.  -Fidelity Balanced Mutual Fund  Dividend  
136.  -Fidelity Contrafund Mutual Fund  Dividend Income Gain Codes: 1,000 less  B=$1,001 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15,000  E=$15,001-$50,000  
(See Columns )31 and D4)  F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001-$50,000  L=$50,001 -$100,000 =$!00,001 -$250,000  
(See Columns and DJ)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000  P4=More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Othcr  W=Estimated  

Date Report 

07/07/2008
Whaley, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
07/07/2008
Whaley, Robert 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicateparto/Reporl) 

ASSETS PREVIOUSLY LISTED THAT ARE NOT LISTED THE 2007 FINANCIAL DISCLOSURE: 
National Securities Corporation (Montana Precision Mining Ltd. Common Stock) below the reporting threshold. FIDELITY INVESTMENTS IRA: LMP Cap Income Inc. COM Mutual Fund and MPM Technologies Inc. New Common Stock are below the reporting 

threshold. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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