Skip to content

Judicial Watch • Robert L Anderson III Financial Disclosure Report for 2011

Robert L Anderson III Financial Disclosure Report for 2011

Robert L Anderson III Financial Disclosure Report for 2011

Page 1: Robert L Anderson III Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:12

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:Robert L Anderson III, anderson, vanguard, robert, 2011, Market, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Report Required the Ethics Go1cm111e111 Ac/ of' 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app. JOI-JI Person neporting (last name, first, middle initial) ANDERSON, Ill, ROBERT Court Organization ITH CIR. COURT APPEALS Date nqrnrt 4/30/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE (senior)  Sa. neport Type (check appropriate type) Nomination Date Initial [lJ Annual Sb. Amended Report Final neporting Period 01/01/2011 12/31/2011 Chambers Office Address Forsyth Street, N.W. 
Atlanta, 30303 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing 
instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  FELLOW  AMERICAN BAR FOUNDA TJON 

II. AGREEMENTS. (Reporting indMdual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1117/07 Lanier Anderson, Ill/Chas. Schwab Co. CusU IRA rollover 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-2.f filing instr11ctio11s.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for hunoraria.) 
[{] NONE (No reportable 11011-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging.food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
ANDERSON, Ill, ROBERT 
4/30/2012 GIFTS. (/11c/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those of.pome and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
ANDERSON, Ill, HOBERT 
4/30/2012 
VII. INVESTMENTS and TRUSTS -income, atue, transactions (Includes tiwse of.1pm1se and dependent c1ti1dren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including tmst assets)  reporting period reporting period  

Transoctions during reporting period 
(2) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H) private  

transaction) SunTrust Bank -checking account  Interest Euro Pacific Growth Fund (IRA)  Dividend Euro Pacific Growth Fund (IRA)  Dividend Sturges Mfg., Utica, (common)  Dividend Exxon (common)  Dividend SunTrust Bank (common)  Dividend MFS Man Multi-St. Tax Exempt (GA) mutual fund  Dividend  Sold  01/24/1 MFS Managed Mu. Bd. Trust (mutual fund)  Dividend  Sold  01/24/1 TIAA-CREF  Dividend  
10. House and lot, Bibb County,  Rent  
11. SunTrust Bank (common)  Dividend  
12. shares Russell 1000 Index  Dividend  
13. shares Russell 2000 Value  Dividend  
14. shares Russell 2000 Index  Dividend  
15. shares Russell 1000 Index  Dividend  
16. shares Russell 2000 Value  Dividend  
17. shares Russell 2000 Index  Dividend Income Gain Codes: =$1.000 less  ll=$1,001 -$2.500 =$2,501 -$5,000 =$5,001-$15,000  E=$15,001  $50,000  
(Sec Columns and 04) =$50.001  $100,000 =$100,001 -$1.000.000  Ill =$1.000,001 -$5,000.000  112 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50,000 =$50.001  $100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250,00 -$500.000 $500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Hook Value  V=Othcr =Estimated  

Date Report 
ANDERSON, Ill, ROBERT 
4/30/2012 INVESTMENTS and TRUSTS --income, 'atue, transactions r1nc111des t1tose spouse and dependent c1titdren; see PP 34-60 offilinr: instruc'tions,) NONE (No reportable income, assets, transactions,)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-11) int.)  (J-P)  Code  redemption)  (J-P)  (A-11)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$I .00 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100,000 =$I 00.00 -$1.000.000  Ill =$1 .000.001 -$5.000.000 =More than $5.000,000 Value Codes =$I 5.000 Jess =$15.001 -$50.000 =$50.001 -$100.000 100.00 -$250,000  
(Sec Columns and 03) =$250,00I -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25.000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V''Othcr =Estimated  

Date Report 
ANDERSON, Ill, ROBERT 
4/30/2012 INVESTMENTS and TRUSTS -income, a111e, 1ransac1ions r1nc111des 1twse spouse and J,pendent d1itdrm; see pp. 14-60 filini: iiu1r11c1io11s.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions du1ing reporting period (including tmst assets) reporting period reporting period 
(I) (2) 
(I) 
(I) (2) (3) (4) (5) 
Place "(X)" afier each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-II)  (ifpiivate  
(Q-W)  transaction)  

35. Powersha QQQ Ser. (QQQ)  None  Buy  10/24/11  
36. Powersha QQQ Ser. (QQQ)  None  Sold  11/24/11  
37. Vanguard Small Cap (VB)  Dividend  Sold  05/22/11  
38. Goldman Sachs Strategic Inc Fund (GSZIX)  Dividend  Sold  08/17/11  
39. PIMCO Unconstrained Bond Fund  Dividend  Sold  12/14/1  
40. SPDR Gold Tr. (GLD)  Dividend  
41. !Shares Barclays Tips (TIP)  Dividend  Sold  01/27/11  
42. IShares Barclays Bonder Barclays Fund (CSJ  Dividend  Buy  02/25/11  
43. IShares Barclays Bonder Barclays Fund (CSJ)  Dividend  Sold  0717/11  
44. FPA New Income CLA  Dividend  Buy  01/31/11  
45. FPA New Income CLA  Dividend  Buy  12/21/11  
46. Schwab GNMA Fund (SWGSX)  Dividend  Buy  06/28/11  
47. Vanguard Emerging Market (ETF)  Dividend  Buy  04/1/11  
48. Vanguard Emerging Market (ETF)  Dividend  Sold  05/23/11  
49. PIMCO Floating Income Inst! (PFIIX)  Dividend  Buy  05/26/11  
50. PIMCO Floating Income Inst! (PFIIX)  Dividend  Sold  06/24/11  
51. PIMMCO lncm Inst! (PIMIX)  Dividend  Buy  05/26/11 Income Gain Codes: =$1.000 less =$t,OOI -$2.500 =$2.501 -$5.000 =$5.00t -$15,000 =$15,00t -$50.000  
(Sec Columns llt and 04) =$50.00t -$t00,000 t00.00 -$1.000.000  Ill =$1,000,001 -$5.000,000  112=More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100,000 =$100.00 -$250,000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5,000,001 -$25,000,000 =$25,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Dale Report 
ANDERSON, III, HOBERT 
4/30/2012 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111Jes ttwse spouse and dependent ..i,;1Jrc11; see PP 1-60 offitiui: i11.trnctious.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(!) 
Place "(X)" after each asset 
Amount 
(2) (I) (2) (2) 
(3) (i) 
Type (e.g., Value Value Type (e.g., Dale Value Gain Identily 
Code exempl from prior disclosure 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buycriscllcr 
(A-II) int) (J-P) 	Code redemption) (J-P) (A-II) (if private (Q-W) transaction) 
52. PIMCO Incm Inst! (PJMJX)  Dividend  Sold (part)  0717/11  
53. PIMCO lncm Inst! (PIMIX)  Dividend  Sold  12114/11  
54. Vanguard REIT (VNQ)  Dividend  Buy  07/20/11  
55. Vanguard REIT (VNQ)  Dividend  Sold  08/8/11  
56. SPDR SP 500 ETF (SPY)  Dividend  Buy  10/27111  
57. SPDR SP 500 ETF (SPY)  Dividend  Sold  11/23111  
58. Vanguard Value (VTV)  Dividend  Buy  10/27/11  
59. Vanguard Value (VTV)  Dividend  Sold  11/25/11  
60. ACCOUNT .SCH WAB;  See Park VIII  
61. Sch Muni Money Fund (SWXXX)  Interest  Sold  09/8/11  
62. Schwab Treas Money Fund  Interest  Buy  09/8/11  
63. !Shares Select Div. Fund (DVY)  Dividend  Sold  06/8/11  
64. !Shares Select Div Fund (DVY)  Dividend  Buy  10/27111  
65. !Shares Barclays Bond (CCJ)  Dividend  Buy  02/25/11  
66. !Shares Barclays Bond (CCJ)  Dividend  Sold  0717/11  
67. Powershs QQQ-TR Ser. (QQQ)  Dividend  Sold  05/23/11  
68. Powershs QQQ Ser. (QQQ)  Dividend  Buy  07/20111 Income Gain Codes: =$1,000orlcss  ll$1,001 -$2.500 $2,501 -$5,000 $5,00 -$15,000 $15,001 -$50.000  
(Sec Columns and 04) =$50.001 -$100,000 I00,00 -$1.000.000  Ill $1.000,001 -$5,000.000  112 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 I00.000 =$100.00 -$250.000  
(Sec Columns and DJ) =$250,00 -$500,000 $500,00 -$1,000,000 =$1,000.001 -$5,000,000  1'2 $5,000.00 -$25,000.000 $25,000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  vothcr =Estimated  

Date Report 
4/30/2012
ANDERSON, 111, IWBElff 
VII. INVESTMENTS and TRUSTS -income, "'""e, 1ra11sacrio11s (/11d11t1es those of.pmne """ ,1epe11t1e111 c1ii1t1ren: see pp. 34-60 oJfili111: insrructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-II)  (if private Income Gain Codes: =$1,000 less =$1,00t -$2.500 =$2.501 -$5,000  D=$5.00I -$15,000 =$t5.00I -$50.000  
(Sec Columns Ill and D4) =$50.001 -$100,000 =$100.00 -$1.000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15,000 less =$t5.00I -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000  1'2 =$5,000.001 -$25,000.000 =$25.000.00 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Dale Hqiort 
ANDERSON, Ill, HOBERT 
4/30/2012 
VII. INVESTMENTS and TRUSTS -income, atue, tra11sa,tio11s r1nc111des those spouse and dependent children; see PP 34-60 offitiug in"1ru,ti1m".J NONE (No reportable income, assets, transactions.) Description Assels Income during Gross value end Transactions during reporting period (including lmst ass els) reporting period reporting period 
(1) 
(2) (2) (I) (2) 
(5) 
Place (X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Dale Value Gain ldcntily 
Code
exempl from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) Code3 redemption) (J-P) (A-II) (if private 
transaction) Income Gain Codes: =$1,000 less =$1,001. $2,500 =$2,501  $5,000 =$5.001 -$15.000 =$15,001 -$50.000 
(Sec Columns 131 and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001-$5,000,000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (See Columns and 03) =$250.001 -$500.000 0=$500.001 -$1.000.000 =$1.000.001 -$5,000,000 1'2 =$5.000.001 -$25,000.000 1'3 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal ""Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V==Othcr ::oBook Value 	W=Estimatcd 

Date Report 
ANDERSON, Ill, ROBERT 
4/30/2012 
VII. ESTMENTS and TRUSTS --income, l'a!ue, transactions (tnc111des those of.,pouse and '"'pendent c11itdre11; see PP J4-6o offitint: ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (2) (I) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  CodeI  buyer/seller A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-H) private  

 (Q-W)  transaction)  

103.  
104.  
!05.  
106. Income Gain Codes: =$1.000 less  IJ:$J,OOl -$2.500 =$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1,000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000.001 -$5,000,000  1'2 =$5,000,001 -$25,000,000  
1'3 =$25,000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report
ANDERSON, 111, ROBERT 
4/3012012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicute partofreporl.) 
Part Vll, Line 26, simply heading disclose that the following lincss (lines through 59) describe holdings transactiosn in", during 2011. 
Part VII. line simply heading disclose that the following lines (Jines through 83) describe holdings transations the account during 2011 

Date lkport 
ANDERSON, 111, ROBERT 
4/30/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ROBERT ANDERSON, III 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT lIAY SUBJECT CIVIL AND CRilllNAL SANCTIONS U.S.C. app.  10-1) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544